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<rfc category="std" docName="draft-ietf-dhc-dhcpv6-pd-relay-requirements-02" ipr="trust200902">

<front>
  <title abbrev="DHCPv6 PD Relay">DHCPv6 Prefix Delegating Relay</title>

  <author fullname="Ian Farrer" initials="I.F." surname="Farrer">
    <organization>Deutsche Telekom AG</organization>
    <address>
      <postal>
        <street>Landgrabenweg 151</street>
        <city>Bonn</city>
        <region>NRW</region>
        <code>53227</code>
        <country>DE</country>
      </postal>
      <email>ian.farrer@telekom.de</email>
    </address>
  </author>

  <author fullname="Naveen Kottapalli" initials="Naveen" surname="Kottapalli"> 
    <organization>Benu Networks</organization>
    <address>
      <postal>
        <street>300 Concord Road</street>
        <city>Billerica</city>
        <code>01821</code>
        <region>MA</region>
        <country>US</country>
      </postal>
      <email>naveen.sarma@gmail.com</email>
    </address>
  </author>

  <author fullname="Martin Hunek" initials="M" surname="Hunek">
    <organization>Technical University of Liberec</organization>
    <address>
      <postal>
        <street>Studentska 1402/2</street>
        <city>Liberec</city>
        <code>46017</code>
        <region>L</region>
        <country>CZ</country>
      </postal>
      <email>martin.hunek@tul.cz</email>
    </address>
  </author>

  <author fullname="Richard Patterson" initials="R.P." surname="Patterson">
    <organization>Sky UK Ltd</organization>
    <address>
      <postal>
        <street>1 Brick Lane</street>
        <city>London</city>
        <code>E1 6PU</code>
        <country>UK</country>
      </postal>
      <email>richard.patterson@sky.uk</email>
    </address>
  </author>

  <date month="October" year="2020"/>

  <area>Internet</area>

  <workgroup>DHC Work Group</workgroup>

  <keyword>Prefix Delegation</keyword>
  <keyword>DHCPv6 relay</keyword>
  <keyword>Delegating router</keyword>
  <keyword>Requesting router</keyword>

  <abstract>
    <t>This memo describes operational problems that are known to 
    occur when using DHCPv6 relays with Prefix Delegation. These 
    problems can prevent successful delegation and result in routing 
    failures. To address these problems, this memo provides necessary 
    functional requirements for operating DHCPv6 relays with Prefix 
    Delegation.</t>

    <t>It is recommended that any network operator that is using DHCPv6 
    prefix delegation with relays should ensure that these requirements 
    are followed on their networks.</t>
  </abstract>
</front>

<middle>
  <section title="Introduction">
    <t>For Internet service providers that offer native IPv6 access with prefix
    delegation to their customers, a common deployment architecture is to have
    a DHCPv6 relay agent function located in the ISP's Layer-3 customer
    edge device and separate, centralized DHCPv6 server infrastructure.
    <xref target="RFC8415"/> describes the functionality of a DHCPv6 relay and
    Section 19.1.3 mentions this deployment scenario, but does not provide
    detail for all of the functional requirements that the relay needs to
    fulfill to operate deterministically in this deployment scenario.</t>

    <t>A DHCPv6 relay agent for prefix delegation is a function commonly
    implemented in routing devices, but implementations vary in 
    their functionality and client/server inter-working. This can
    result in operational problems such as messages not being forwarded by 
    the relay or unreachability of the delegated prefixes. This document
    provides a set of requirements for devices implementing a relay function
    for use with prefix delegation.
    </t>

    <t>The mechanisms for a relay to inject routes (including aggregated ones), 
    on its network-facing interface based on prefixes learnt from a server 
    via DHCP-PD are out of scope of the document.</t>

    <t>Multi-hop DHCPv6 relaying is not affected, as the requirements 
    in this document are solely applicable to the DHCP relay agent 
    co-located with the first-hop router that the DHCPv6 client 
    requesting the prefix is connected to, no changes to any
    subsequent relays in the path are needed.</t>

    <!-- Naveen t>The behavior for handling unknown messages defined in Section 19. of
    <xref target="RFC8415"/> is also applicable for relay deployments.</t>

   - IF - Having spent some time looking at RFC7515, I don't think that 
   we need to have this text. I suggest that we leave it in the source for now 
   (but not in the posted version). If we get any comments related to the 
   relationship with SAVI, then we can put it back.> 

    <t>The this document is not intended to overlap with the scope of Source
    Address Validation Improvement (SAVI) <xref target="RFC7513"/>. The
    differences are described in <xref target="comp-savi"/>.</t>-->
  </section>

  <section title="Terminology">
    <section title="General">
      <t>This document uses the terminology defined in <xref
        target="RFC8415"/>, however when defining the functional elements for 
        prefix delegation <xref target="RFC8415"/>, Section 4.2 defines the term
        'delegating router' as:
        <list style="empty">
          <t>"The router that acts as a DHCP server and responds to requests for
            delegated prefixes."
          </t>
        </list>

        This document is concerned with deployment scenarios in which the 
        DHCPv6 relay and DHCPv6 server functions are separated, so the term 
        'delegating router' is not used. Instead, a new term is introduced to 
        describe the relaying function:

        <list style="hanging" hangIndent="17">
          <t hangText="Delegating relay">A delegating relay acts as an
            intermediate device, forwarding DHCPv6 messages containing
            IA_PD/IAPREFIX options between the client and server. The
            delegating relay does not implement a DHCPv6 server function. The
            delegating relay is also responsible for routing traffic for the
            delegated prefixes.
          </t>
        </list>
      </t>

      <t>Where the term 'relay' is used on its own within this document, it 
        should be understood to be a delegating relay, unless specifically
        stated otherwise.
      </t>

      <t>In CableLabs DOCSIS environments, the Cable Modem Termination System
        (CMTS) would be considered a delegating relay with respect to Customer 
        Premises Devices (CPEs) <xref target="DOCSIS_3.1"/>, Section 5.2.7.2. 
        A Broadband Network Gateway (BNG) in a DSL
        based access network may be a delegating relay if it does not implement
        a local DHCPv6 server function <xref target="TR-092"/>, 
        Section 4.10.
      </t>

      <t><xref target="RFC8415"/> defines the 'DHCP server', (or 'server')
        as:
        <list style="empty">
          <t>"A node that responds to requests from clients.  It may or may
            not be on the same link as the client(s).  Depending on its
            capabilities, if it supports prefix delegation it may also feature
            the functionality of a delegating router."
          </t>
        </list>
        This document serves the deployment cases where a DHCPv6 server is not
        located on the same link as the client (necessitating the delegating
        relay). The server supports prefix delegation and is capable of
        leasing prefixes to clients, but is not responsible for other functions
        required of a delegating router, such as managing routes for the
        delegated prefixes.
      </t>
      <t>The term 'requesting router' has previously been used to describe the
        DHCP client requesting prefixes for use. This document adopts the 
        <xref target="RFC8415"/> terminology and uses 'DHCP client' or 'client'
        interchangeably for this element.
      </t>
    </section>

    <section title="Topology">
      <t>The following diagram shows the deployment topology relevant to this
        document.
      </t>
      <figure align="center" anchor="topology_overview" title="Topology overview">
        <artwork align="left"><![CDATA[
+
|             ------- uplink ------>
|                                       _    ,--,_
|   +--------+       +------------+   _(  `'      )_    +--------+
+---+   PD   |-------| Delegating |--(   Operator   )---| DHCPv6 |
|   | Client |       |    relay   |   `(_ Network_)'    | server |
|   +--------+       +----------- +      `--'`---'      +--------+
|
|             <----- downlink ------
+                 (client facing)
Client
Network
        ]]></artwork>
      </figure>
      <t>The client requests prefixes via the downlink interface of the 
        delegating relay.  The resulting prefixes will be used for addressing 
        the client network.  The delegating relay is responsible for forwarding 
        DHCP messages, including prefix delegation requests and responses 
        between the client and server.  Messages are forwarded from the 
        delegating relay to the server using multicast or unicast via the 
        operator uplink interface.
      </t>

      <t>The delegating relay provides the operator's Layer-3 edge towards the
        client and is responsible for routing traffic to and from clients
        connected to the client network using addresses from the delegated
        prefixes.
      </t>
    </section>

    <section title="Requirements Language">
      <t>The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
        "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
        "OPTIONAL" in this document are to be interpreted as described in BCP
        14 <xref target="RFC2119"/> <xref target="RFC8174"/> when, and only
        when, they appear in all capitals, as shown here. This document uses 
        these keywords not strictly for the purpose of interoperability, but
        rather for the purpose of establishing industry-common baseline
        functionality.  As such, the document points to several other
        specifications (preferably in RFC or stable form) to provide additional
        guidance to implementers regarding any protocol implementation required
        to produce a DHCP relaying router that functions successfully with
        prefix delegation.
      </t>
    </section>
  </section>

  <section title="Problems Observed with Existing Delegating Relay 
    Implementations"
    anchor="relay_problems">
    <t>The following sections of the document describe problems that have been
      observed with delegating relay implementations in commercially available
      devices.
    </t>

    <section title="DHCP Messages not being Forwarded by the Delegating Relay">
      <t>Delegating relay implementations have been observed not to forward
        messages between the client and server. This generally occurs if a
        client sends a message which is unexpected by the delegating relay. 
        For example, the delegating router already has an active PD lease entry
        for an existing client on a port. A new client is connected to 
        this port and sends a Solicit message. The delegating relay then drops
        the Solicit messages until it receives either a DHCP Release message
        from the original client, or the existing lease times out. This causes
        a particular problem when a client device needs to be replaced due to a 
        failure.
      </t>

      <t>In addition to dropping messages, in some cases the delegating
        relay will generate error messages and send them to the client, e.g. 
        'NoBinding' messages being sent in the event that the delegating relay
        does not have an active delegated prefix lease.
      </t>
    </section>

    <section title="Delegating Relay Loss of State on Reboot">
       <t>For proper routing of client traffic, the delegating relay requires
        a corresponding routing table entry for each active prefix delegated 
        to a connected client.  A delegating relay which does not store this 
        state persistently across reboots will not be able to forward traffic to
        client's delegated leases until the state is re-established through
        new DHCP messages.
      </t>
    </section>

    <section title="Multiple Delegated Prefixes for a Single Client">
     <t><xref target="RFC8415"/> allows for a client to include more than one
       instance of OPTION_IA_PD in messages in order to request multiple 
       prefix delegations by the server.  If configured for this, the
       server supplies one (or more) instance of OPTION_IAPREFIX for each 
       received instance of OPTION_IA_PD, each containing information for a 
       different delegated prefix.
     </t>
     <t>In some delegating relay implementations, only a single delegated 
       prefix per-DUID is supported. In those cases only one IPv6 route for 
       one of the delegated prefixes is installed; meaning that other prefixes
       delegated to a client are unreachable.
     </t>
    </section>

    <section title="Dropping Messages from Devices with Duplicate MAC addresses
      and DUIDs">
      <t>It is an unfortunate operational reality that client devices with
        duplicate MAC addresses and/or DUIDs exist and have been deployed. In
        this situation, the operational costs of locating and swapping out such
        devices are prohibitive.
      </t>
      <t>Delegating relays have been observed to restrict forwarding client
        messages originating from one client DUID to a single interface. In this
        case if the same client DUID appears from a second client on another 
        interface while there is already an active lease, messages originating
        from the second client are dropped causing the second client to be
        unable to obtain a prefix delegation.
      </t>
      <t>It should be noted that in some access networks, the MAC address 
        and/or DUID are used as part of device identification and 
        authentication. In such networks, enforcing MAC address/DUID 
        uniqueness is a necessary function and not considered a problem.
      </t>
    </section>

    <section title="Forwarding Loops between Client and Relay">
      <t>If the client loses information about a prefix that it is 
        delegated while the lease entry and associated route is still 
        active in the delegating relay, then the relay will forward 
        traffic to the client which the client will return to the 
        relay (which is the client's default gateway (learnt via 
        an RA). The loop will continue until either the client is 
        successfully reprovisioned via DHCP, or the lease ages out 
        in the relay.
      </t>
    </section>
  </section>

  <section title="Requirements for Delegating Relays">
    <t>To resolve the problems described in 
     <xref target="relay_problems"/> and pre-empt other undesirable 
     behavior, the following section of the document describes a set 
     of functional requirements for the delegating relay.
    </t>
    <t>In addition, relay implementers are reminded that 
      <xref target="RFC8415"/> makes it clear that relays MUST NOT drop
      (and hence not relay) packets that either contain message codes
      (Section 19 of <xref target="RFC8415"/>) it may not understand,
      or contain options that it does not understand (Section 19 of 
      <xref target="RFC8415"/>).</t>

    <section title="General Requirements">
      <t>
        <list style="hanging" hangIndent="8">
          <t hangText="G-1:">The delegating relay MUST forward messages
            bidirectionally between the client and server without 
            changing the contents of the message.
          </t>
<!--        <t hangText="G-2:">The relay MUST NOT discard messages because 
            it does not recognize the message codes (Section 19 of 
            <xref target="RFC8415"/> or contain options that it does not 
            understand (or instances of vendor options with unknown 
            enterprise-number values as described in
            Section 16 of <xref target="RFC8415"/>.-->
          <t hangText="G-2:">The relay MUST allow for multiple prefixes to be
            delegated for the same client IA_PD. These delegations may have
            different lifetimes.
          </t>
          <t hangText="G-3:">The relay MUST allow for multiple prefixes (with
            or without separate IA_PDs) to be delegated to a single client 
            connected to a single interface, identified by its DHCPv6 Client 
            Identifier (DUID).
          </t>
          <t hangText="G-4:">A delegating relay may have one or more 
            interfaces on which it acts as a relay, as well as one or 
            more interfaces on which it does not
            (for example, in an ISP, it might act as a relay on all southbound
            interfaces, but not on the northbound interfaces).  The relay
            SHOULD allow the same client identifier (DUID) to have active
            delegated prefix leases on more than one interface simultaneously,
            unless client DUID uniqueness is necessary for the functioning or
            security of the network.  This is to allow client devices with
            duplicate DUIDs to function on separate broadcast domains.
          </t>
          <!--
          <t hangText="G-6:">The relay up on detecting that the current
            lease information of any delegated prefix is no more valid,
            then the relay MUST deprecate the invalid prefixes as quick
            as possible so that the clients use a new prefix quickly.
          </t>-->
          <t hangText="G-5:">The maximum number of simultaneous prefixes
            delegated to a single client MUST be configurable.
          </t>
          <t hangText="G-6:">The relay MUST implement a mechanism to limit the
            maximum number of active prefix delegations on a single port for all
            client identifiers and IA_PDs. This value MUST be configurable.
          </t>
          <t hangText="G-7:">It is RECOMMENDED that delegating relays support 
            at least 8 active delegated leases per client device and use this 
            as the default limit.
          </t>
          <t hangText="G-8:">The delegating relay MUST update the lease 
            lifetimes based on the Client Reply messages it forwards to the 
            client and only expire the delegated prefixes when the valid 
            lifetime has elapsed.
          </t>
          <t hangText="G-9:">On receipt of a Release message from the client, 
            the delegating relay MUST expire the active leases for each of the 
            IA_PDs in the message.
          </t>
        </list>
      </t>
    </section>

    <section title="Routing Requirements">
      <t>
        <list style="hanging" hangIndent="8">
          <t hangText="R-1:">The relay MUST maintain a local routing table that
            is dynamically updated with leases and the associated next-hops as
            they are delegated to clients. When a delegated prefix is Released
            or expires, the associated route MUST be removed from the relay's
            routing table.
          </t>
          <t hangText="R-2:">The relay MUST provide a mechanism to dynamically
            update ingress filters permitting ingress traffic sourced from
            client delegated leases and blocking packets from invalid 
            source prefixes.  This is to implement anti-spoofing as 
            described in <xref target="BCP38"/>.
          </t>
          <t hangText="R-3:">The relay MAY provide a mechanism to dynamically
            advertise delegated leases into a routing protocol as they are
            learnt. When a delegated lease is released or expires, the
            delegated route MUST be withdrawn from the routing protocol.  The
            mechanism by which the routes are inserted and deleted is out of
            the scope of this document.</t>
          <t hangText="R-4:">If the relay has learned a route for a 
            delegated prefix via a given interface, and receives traffic 
            on this interface with a destination address within the
            delegated prefix (that is not an on-link prefix for the relay), 
            then it MUST be dropped.  This is to prevent routing loops.
            An ICMPv6 Type 1, Code 6 (Destination Unreachable, reject 
            route to destination) error message MAY be sent back to 
            the client.  The ICMP policy SHOULD be configurable.
          </t>
          <t hangText="R-5:">The delegating relay's routing entry MUST
            use the same prefix length for the delegated prefix as
            given in the IA_PD.
          </t>
        </list>
   <!-- <t hangText="R-5:">For devices with multiple interfaces implementing
            a delegating relay function: If a Relay-reply message is received
            containing an instance of OPTION_IAPREFIX with a prefix that 
            already has an active lease /route on one interface, but with an
            interface identifier (e.g. the Link Address) that is for a 
            different interface, then the relay should remove the existing 
            lease / route and bind it to the new interface.</t>-->
      </t>
    </section>

    <section title="Service Continuity Requirements"
             anchor="service_continuity">
      <t>
        <list style="hanging" hangIndent="8">
          <t hangText="S-1:">In the event that the relay is restarted, active
           client prefix delegations will be lost. This may result in clients
           becoming unreachable. In order to mitigate this problem, the
           relay SHOULD implement at least one following:
          </t>

          <t>
            <list style="hanging" hangIndent="8">
              <t>* Implement DHCPv6 bulk lease query as defined in 
                <xref target="RFC5460"/>.
              </t>

              <t>* Store active prefix delegations in persistent
                storage so they can be re-read after the reboot.
              </t>
            </list>
          </t>

          <t hangText="S-2:">If a client's next-hop link-local address becomes
            unreachable (e.g., due to a link-down event on the relevant physical
            interface), routes for the client's delegated prefixes MUST be
            retained by the delegating relay unless they are released or removed
            due to expiring DHCP timers. This is to re-establish routing for the
            delegated prefix if the client next-hop becomes reachable without
            the delegated prefixes needing to be re-learnt.
          </t>
          
          <t hangText="S-3:">The relay SHOULD implement DHCPv6 active lease query
            as defined in <xref target="RFC7653"/> to keep the local lease
            database in sync with the DHCPv6 server.
          </t>
        </list>
      </t>
    </section>

    <section title="Operational Requirements">
      <t>
        <list style="hanging" hangIndent="8">
          <t hangText="O-1:">The relay SHOULD implement an interface allowing
            the operator to view the active delegated prefixes. This SHOULD
            provide information about the delegated lease and client details
            such as client identifier, next-hop address, connected interface,
            and remaining lifetimes.
          </t>

          <t hangText="O-2:">The relay SHOULD provide a method for the operator
            to clear active bindings for an individual lease, client or all
            bindings on a port.
          </t>

          <t hangText="O-3:">To facilitate troubleshooting of operational
            problems between the delegating relay and other elements, it is 
            RECOMMENDED that a time synchronization protocol is used by the 
            delegating relays and DHCP servers.
          </t>
        </list>
      </t>
    </section>
  </section>

  <section anchor="Acknowledgements" title="Acknowledgements">
    <t>The authors of this document would like to thank Bernie Volz and
      Ted Lemon for their valuable comments.
    </t>
  </section>

   <!-- Possibly a 'Contributors' section ... -->

  <section anchor="IANA" title="IANA Considerations">
    <t>This memo includes no request to IANA.</t>
  </section>

  <section anchor="Security" title="Security Considerations">
     <t>This document does not add any new security considerations beyond those
      mentioned in Section 22 of <xref target="RFC8213"/>.</t>

    <t>If the delegating relay implements <xref target="BCP38"/> filtering, then
      the filtering rules will need to be dynamically updated as delegated
      prefixes are leased.
    </t>

    <t><xref target="RFC8213"/> describes a method for securing traffic between
    the relay agent and server by sending DHCP messages over an IPSec tunnel.
    In this case the IPSec tunnel is functionally the server-facing interface
    and DHCPv6 message snooping can be carried out as described. It is
    RECOMMENDED that this is implemented by the delegating relay.</t>
    
<!-- IF - I'm not sure what's meant by this point as there are two variables:
the message type and the interface, which effectively means 'receipt of 
random, unexpected messages anywhere.' From what I've seen, functions like this
which are implmented are a big part of why this document is needed in the 
first place. My thinking is that the relay should not be trying to add 
'intelligence' here as it almost always gets it wrong. The server holds the
actual state and can decide what is relevant.
    <t>NOTE Security - dropping of incorrect message types received on the
      wrong interface (This is probably already covered in RFC8415).</t>-->
  </section>
</middle>

 <!--  *****BACK MATTER ***** -->

 <back>
  <references title="Normative References">
    <!--?rfc include="http://xml.resource.org/public/rfc/bibxml/reference.RFC.2119.xml"?-->
    &RFC2119;
    &RFC5460;
    &RFC7653;
    &RFC8174;
    &RFC8415;
  </references>

  <references title="Informative References">
    &RFC8213;

    <reference anchor="BCP38">
      <front>
        <title>Network Ingress Filtering:
          Defeating Denial of Service Attacks which employ
                IP Source Address Spoofing
        https://tools.ietf.org/html/bcp38
        </title>

        <author>
          <organization>IETF</organization>
        </author>

        <date />
      </front>
      <seriesInfo name="RFC" value="2827"/>
      <seriesInfo name="BCP" value="38" />
    </reference>
    <reference anchor="DOCSIS_3.1"
        target="https://apps.cablelabs.com/specification/CM-SP-MULPIv3.">
      <front>
        <title>MAC and Upper Layer Protocols Interface Specification", 
          DOCSIS 3.1, January, 2017</title>
          <author>
            <organization abbrev="CL">CableLabs</organization>
          </author>
          <date />
        </front>
      </reference>
      <reference anchor="TR-092"
        target="https://www.broadband-forum.org/download/TR-092.pdf">
      <front>
        <title>Broadband Remote Access Server (BRAS) Requirements 
          Document, August, 2004</title>
          <author>
            <organization abbrev="BBF">Broadband Forum</organization>
          </author>
          <date />
        </front>
      </reference>
 </references>

  <!-- Change Log
   v00 2019-05-7  IF   Initial version 
   2020-02-20 IF - Name change after adoption and typo fixes 
   2020-03-27 IF - Updates after Bernie's review 
   2020-08-19 IF - Updates after Ted Lemon's review -->

 </back>
</rfc>
