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]>
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<rfc ipr="trust200902" category="std" docName="draft-ietf-i2nsf-sdn-ipsec-flow-protection-14">
    <!-- category values: std, bcp, info, exp, and historic
     ipr values: full3667, noModification3667, noDerivatives3667
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    <!-- ***** FRONT MATTER ***** -->
    <front>
        <!-- The abbreviated title is used in the page header - it is only necessary if the
         full title is longer than 39 characters -->
        <title abbrev="SDN-based IPsec Flow Protection"> Software-Defined Networking (SDN)-based IPsec Flow Protection</title>
        <!-- add 'role="editor"' below for the editors if appropriate -->
        <!-- Another author who claims to be an editor -->
        <author fullname="Rafa Marin-Lopez" initials="R." surname="Marin-Lopez">
            <organization>University of Murcia</organization>
            <address>
                <postal>
                    <street>Campus de Espinardo S/N, Faculty of Computer Science</street>
                    <!-- Reorder these if your country does things differently -->
                    <city>Murcia</city>
                    <region/>
                    <code>30100</code>
                    <country>Spain</country>
                </postal>
                <phone>+34 868 88 85 01</phone>
                <email>rafa@um.es</email>
                <!-- uri and facsimile elements may also be added -->
            </address>
        </author>
        <author fullname="Gabriel Lopez-Millan" initials="G." surname="Lopez-Millan">
            <organization>University of Murcia</organization>
            <address>
                <postal>
                    <street>Campus de Espinardo S/N, Faculty of Computer Science</street>
                    <!-- Reorder these if your country does things differently -->
                    <city>Murcia</city>
                    <region/>
                    <code>30100</code>
                    <country>Spain</country>
                </postal>
                <phone>+34 868 88 85 04</phone>
                <email>gabilm@um.es</email>
                <!-- uri and facsimile elements may also be added -->
            </address>
        </author>
        <author fullname="Fernando Pereniguez-Garcia" initials="F." surname="Pereniguez-Garcia">
            <organization>University Defense Center</organization>
            <address>
                <postal>
                    <street>Spanish Air Force Academy, MDE-UPCT</street>
                    <!-- Reorder these if your country does things differently -->
                    <city>San Javier (Murcia)</city>
                    <region/>
                    <code>30720</code>
                    <country>Spain</country>
                </postal>
                <phone>+34 968 18 99 46</phone>
                <email>fernando.pereniguez@cud.upct.es</email>
                <!-- uri and facsimile elements may also be added -->
            </address>
        </author>
        <date month="March" year="2021"/>
        <!-- If the month and year are both specified and are the current ones, xml2rfc will fill
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     purpose of calculating the expiry date).  With drafts it is normally sufficient to
     specify just the year. -->
        <!-- Meta-data Declarations -->
        <area>General</area>
        <workgroup>I2NSF</workgroup>
        <!-- WG name at the upperleft corner of the doc,
         IETF is fine for individual submissions.
     If this element is not present, the default is "Network Working Group",
         which is used by the RFC Editor as a nod to the history of the IETF. -->
        <keyword>NSF, SDN, IPsec</keyword>
        <!-- Keywords will be incorporated into HTML output
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        <abstract>
            <t>This document describes how to provide IPsec-based
            flow protection (integrity and confidentiality) by means
            of an Interface to Network Security Function (I2NSF)
            controller.  It considers two main well-known scenarios
            in IPsec: (i) gateway-to-gateway and (ii) host-to-host. 
            The service described in this document allows the
            configuration and monitoring of IPsec Security
            Associations (IPsec SAs) from a I2NSF Controller to one
            or several flow-based Network Security Functions (NSFs)
            that rely on IPsec to protect data traffic.         
            </t>
            <t> The document focuses on the I2NSF NSF-facing
            Interface by providing YANG data models for configuring
            the IPsec databases, namely Security Policy Database
            (SPD), Security Association Database (SAD), Peer
            Authorization Database (PAD), and IKEv2. This allows
            IPsec SA establishment
                with minimal intervention by the network administrator. It defines three YANG modules but it does not define any new protocol.
            </t>
        </abstract>
    </front>
    <middle>
        <section anchor="intro" title="Introduction">
            <t>
                Software-Defined Networking (SDN) is an architecture
                that enables administrators to directly program,
                orchestrate, control and manage network resources
                through software.
                The SDN paradigm relocates the control of network 
                resources to a centralized entity, namely the SDN 
                Controller.
                SDN controllers configure and manage distributed
                network
                resources and provide an abstracted view of the
                network
                resources to SDN applications.
                SDN applications can customize and automate the
                operations
                (including management) of the abstracted network
                resources in a programmable manner via this interface <xref target="RFC7149"/>
                <xref target="ITU-T.Y.3300"/>
                <xref target="ONF-SDN-Architecture"/>
                <xref target="ONF-OpenFlow"/>.
            </t>
            <t>
                Recently, several network scenarios now demand a centralized
                way of managing different security aspects, for example,
                Software-Defined WANs (SD-WANs). SD-WANs are an SDN extension
                providing a software abstraction to create secure network
                overlays over traditional WAN and branch networks. SD-WANs
                utilize IPsec <xref target="RFC4301"/> as an underlying
                security protocol. The goal of SD-WANs is to provide flexible
                and automated deployment from a centralized point to enable
                on-demand network security services such as IPsec Security
                Association (IPsec SA) management. 
                Additionally, Section 4.3.3 in <xref target="RFC8192"/>
                describes another example use case for Cloud Data Center
                Scenario titled "Client-Specific Security Policy in Cloud
                VPNs". The use case in RFC 8192 states that "dynamic key
                management is critical for securing the VPN and the
                distribution of policies".  These VPNs can be established using
                IPsec.  The management of IPsec SAs in data centers using a
                centralized entity is a scenario where the current
                specification may be applicable.
            </t>
            
            <t>
                Therefore, with the growth of SDN-based scenarios where
                network resources are deployed in an autonomous manner,
                a mechanism to manage IPsec SAs from a centralized entity
                becomes more relevant in the industry. 
            </t>
            
            <t> In response to this need, the Interface to Network Security
                Functions (I2NSF) charter states that the goal of this 
                working group is "to define set of software interfaces and 
                YANG data models for controlling and monitoring aspects of 
                physical and virtual Network Security Functions". As defined 
                in <xref target="RFC8192"/> an Network Security Function (NSF) is "a function 
                that is used to ensure integrity, confidentiality, or 
                availability of  network communication; to detect 
                unwanted network activity; or to block, or at least 
                mitigate, the effects of unwanted activity". This document 
                pays special attention to flow-based NSFs that ensure 
                integrity and confidentiality by means of IPsec.</t>
            
            <t> In fact, as Section 3.1.9 in <xref target="RFC8192"/> states
                "there is a need for a controller to create, manage, 
                and distribute various keys to distributed NSFs.", however 
                "there is a lack of a standard interface to provision 
                and manage security associations". Inspired by the SDN
                paradigm, the I2NSF framework <xref target="RFC8329"/> 
                defines a centralized entity, the I2NSF Controller, 
                which manages one or multiple NSFs through a 
                I2NSF NSF-Facing Interface. In this 
                document an architecture is defined for allowing the I2NSF Controller to 
                carry out the key management procedures. More specifically, 
                three YANG data models are defined for the I2NSF NSF-Facing Interface that
                allow the I2NSF Controller to configure
                and monitor IPsec-enabled flow-based NSFs.</t>
             
             <t>The IPsec architecture <xref target="RFC4301"/> defines
                a clear separation between the processing to provide
                security services to IP packets and the key management
                procedures to establish the IPsec SAs, 
                which allows centralizing the key management procedures 
                in the I2NSF Controller.
                This document considers two typical scenarios to 
                autonomously manage IPsec SAs: gateway-to-gateway and
                host-to-host <xref target="RFC6071"/>. In these cases,
                hosts, gateways or both may act as NSFs. Due to its
                complexity, consideration for the host-to-gateway
                scenario is out of scope. The source of this
                complexity comes from the fact that, in this
                scenario,  the host may not be under the control of
                the I2NSF controller and, therefore, it is not
                configurable. Nevertheless, the I2NSF interfaces
                defined in this document can be considered as a
                 starting
                point to analyze and provide a solution for the
                host-to-gateway scenario.</t>
            
            <t> For the definition of the YANG data models for I2NSF 
                NSF-Facing Interface, this document considers 
                two general cases, namely:
                <list style="format %d)">
                    <t> IKE case. The NSF
                        implements the Internet Key Exchange version 2 (IKEv2)
                        protocol and the IPsec databases: the Security
                        Policy Database (SPD), the Security Association
                        Database (SAD) and the Peer Authorization Database
                        (PAD). The I2NSF Controller is in charge of
                        provisioning the NSF with the required information 
                        in the SPD and PAD (e.g., IKE credentials), and for the 
            IKE protocol itself (e.g., parameters for the IKE_SA_INIT
                        negotiation).
                   </t>

                    <t> IKE-less case. The NSF only implements the IPsec
                        databases (no IKE implementation).
                        The I2NSF Controller will provide the required
                        parameters to create valid entries in the SPD and
                        the SAD of the NSF. Therefore, the NSF will only have
                        support for IPsec while key management
                        functionality is moved to the I2NSF Controller.
                    </t>
                </list>
            </t>
            <t> In both cases, a YANG data model for the I2NSF NSF-Facing 
                Interface is required to carry out this provisioning 
                in a secure manner between the I2NSF Controller and the NSF.  
                <!--In particular, the IKE case requires the provision
                of SPD and PAD entries, the IKE credential and
                information related with the IKE negotiation
                (e.g. IKE_SA_INIT). -->         
                Using YANG data modelling language version 1.1 <xref target="RFC7950"/> and 
                based on YANG data models defined in <xref target="netconf-vpn"/>,  
                <xref target="I-D.tran-ipsecme-yang"/>, an the data structures defined in RFC 4301 <xref target="RFC4301"/> and RFC 7296 
                <xref target="RFC7296"/>, this document defines the
                required interfaces with a YANG data model for configuration
                and state data for IKE, PAD, SPD and SAD 
                (see <xref target="ike-common-model"/>, 
                <xref target="ike-case-model"/> and 
                <xref target="ike-less-model"/>). 
                The proposed YANG data model conforms to the Network Management 
                Datastore Architecture (NMDA) defined in <xref target="RFC8342"/>.              
                Examples of the usage of these data models can be found in <xref target="appendix-d"/>,
                <xref target="appendix-e"/> 
                and <xref target="appendix-f"/>.
            </t>
            <!-- <t>
            This document considers two typical scenarios to manage
            autonomously IPsec SAs: gateway-to-gateway and
            host-to-host <xref target="RFC6071" />. In these cases,
            hosts, gateways or both may act as NSFs. Consideration
            for the host-to-gateway scenario is out of scope of
            this document.
        </t> -->
            <!--<t>
            Finally, this work pays attention to the challenge "Lack
            of Mechanism for Dynamic Key Distribution to NSFs"
            defined in <xref target="RFC8192" /> in the particular
            case of the establishment and management of IPsec SAs.
            In fact,this I-D could be considered as a proper use
            case for this particular challenge in 
            <xref target="RFC8192" />.
        </t>-->
            <t> In summary, the objectives of this document are:</t>
            <t>
                <list style="symbols">
                    <t> To describe the architecture for I2NSF-based
                        IPsec management, which allows the
            establishment and management of IPsec
            security associations from the I2NSF
            Controller in order to protect specific data
            flows between two flow-based NSFs
            implementing IPsec.</t>
                    <t>To map this architecture to the I2NSF
          Framework.</t>
                    <t>To define the interfaces required to manage
          and monitor the IPsec SAs in the NSF from a
          I2NSF Controller. YANG data models are
                    defined for configuration and state data for
          IPsec and IKEv2 management through the I2NSF
          NSF-Facing Interface. The YANG models can be
          used via existing protocols such as NETCONF 
                    <xref target="RFC6241"/> or RESTCONF 
                    <xref target="RFC8040"/>. Thus, this
                    document defines three YANG modules (see 
          <xref target="models"/>) but does not define any new
          protocol.</t>                      
                </list>
            </t>
        </section>
        <section title="Requirements Language">
            <t>   
        The key words "MUST", "MUST NOT", "REQUIRED",
         "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT",
         "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
         "OPTIONAL" in this document are to be interpreted
         as described in BCP 14
        <xref target="RFC2119" format="default"/>
        <xref target="RFC8174" format="default"/>
        when, and only when, they appear in all capitals, 
        as shown here.
           </t>
        </section>
        <section anchor="notation" title="Terminology">
            <t>
                This document uses the terminology described in 
                <xref target="RFC8329"/>, <xref target="RFC8192"/>, 
                <xref target="RFC4301"/>,<xref target="RFC7296"/>,
                <xref target="RFC6241"/>,
                <xref target="ITU-T.Y.3300"/>. 
                
                <!--<xref target="ONF-SDN-Architecture"/>,
                <xref target="ONF-OpenFlow"/>, 
                
                <xref target="ITU-T.X.1252"/>,
               
                and <xref target="ITU-T.X.800"/>.
                
                <xref target="RFC7149"/>-->

                
                The following term is defined in <xref target="ITU-T.Y.3300"/>:

                <list style="symbols">
                    <t>
                        Software-Defined Networking.
                    </t>
                </list>    
                
                The following terms are defined in <xref target="RFC8192"/>:
                
                <list style="symbols">  
                    
                    <t>NSF.</t>
                    <t>Flow-based NSF.</t>
                </list>
                    
                The following terms are defined in <xref target="RFC4301"/>:
                    
                <list style="symbols">
                    <t>
                        Peer Authorization Database (PAD). 
                    </t>
                    <t>
                        Security Associations Database (SAD). 
                    </t>
                    <t>
                        Security Policy Database (SPD). 
                    </t>

                </list>
                
                The following two terms that are related or 
                have identical definition/usage in <xref target="RFC6437"/>:
                    
                <list style="symbols">
                    <t>
                        Flow or traffic flow. 
                    </t>
                </list>
                    
                The following term is defined in <xref target="RFC7296"/>:
                    
                    <list style="symbols">
                        <t>
                        Internet Key Exchange version 2 (IKEv2).
                        </t>
                    </list>
                    
                    <!--<t>
                        Flow-based Protection Policy. The set of rules
                        defining the conditions under which a data flow
                        MUST be protected with IPsec, and the rules
                        that MUST be applied to the specific flow.
                    </t>-->
                    
                The following terms are defined in <xref target="RFC6241"/>:
                    
                    <list style="symbols">
                    <t>
                           Configuration data.
                    </t><t>
                           Configuration datastore.
                    </t><t>    
                           State data.
                    </t><t>
                           Startup configuration datastore.
                    </t><t>
                           Running configuration datastore.
                    </t>
               
                    </list>
                    
                    
                    
                
            </t>
        </section>
        <!-- Terminology -->
        <section anchor="cases" title="SDN-based IPsec management description">
            <t> As mentioned in <xref target="intro"/>, two cases are
            considered, depending on whether the NSF implements IKEv2
            or not: the IKE case and the IKE-less case. </t>
            
            
            <section anchor="case1" title="IKE case: IKEv2/IPsec in the NSF">
                <t> In this case, the NSF implements IPsec with
                    IKEv2 support. The I2NSF Controller is in
                    charge of managing and applying IPsec connection
                    information (determining which nodes need to start an
                    IKEv2/IPsec session, identifying the type of traffic to be
                    protected, deriving and delivering IKEv2 credentials such
                    as a pre-shared key, certificates, etc.), and applying
                    other IKEv2 configuration parameters
                    (e.g.,  cryptographic algorithms for establishing an IKEv2
                    SA) to the NSF necessary for the IKEv2 negotiation.
                </t>
                <t> With these entries, the IKEv2 implementation can operate
                    to establish the IPsec SAs. The I2NSF User
                    establishes the IPsec requirements and information about 
                    the end points (through the I2NSF 
                    Consumer-Facing Interface,
                    <xref target="RFC8329"/>), and the I2NSF Controller
                    translates these requirements into IKEv2, SPD and PAD
                    entries that will be installed into the NSF (through the
                    I2NSF NSF-Facing Interface). With that information, 
                    the NSF can just run IKEv2 to establish the required 
                    IPsec SA (when the traffic flow needs protection). 
                    <xref target="fig:nsf-architecture1"/>
                    shows the different layers and corresponding functionality.
                </t>
                <!-- maximum wide of the figure                                   -->
                <figure align="center" anchor="fig:nsf-architecture1" title="IKE case: IKE/IPsec in the NSF">
                    <artwork align="center">
                        <![CDATA[
            +-------------------------------------------+
            |          IPsec Management System          | I2NSF User
            +-------------------------------------------+
                                    |
                                    |  I2NSF Consumer-Facing 
                                    |  Interface
            +-------------------------------------------+
            | IKEv2 Configuration, PAD and SPD Entries  | I2NSF
            |               Distribution                | Controller
            +-------------------------------------------+
                                    |
                                    |  I2NSF NSF-Facing 
                                    |  Interface
            +-------------------------------------------+ 
            |   IKEv2  |      IPsec(PAD, SPD)           | Network
            |-------------------------------------------| Security
            |    IPsec Data Protection and Forwarding   | Function
            +-------------------------------------------+
            ]]>
                    </artwork>
                </figure>
                <t>
                    I2NSF-based IPsec flow protection services provide
                    dynamic and flexible management of IPsec SAs in
                    flow-based NSFs. In order to support this capability
                    in the IKE case, a YANG data model for IKEv2, SPD and PAD
                    configuration data, and for IKEv2 state data 
                    needs to be defined for 
                    the I2NSF NSF-Facing Interface (see <xref target="models"/>).</t>
            </section>
            <!-- "IKE case: IKE/IPsec in the NSF"" -->
            <section anchor="case2" title="IKE-less case: IPsec (no IKEv2) in the NSF.">
                <t>
                    In this case, the NSF does not deploy IKEv2 and,
                    therefore, the I2NSF Controller has to perform the
                    IKEv2 security functions and management of IPsec SAs by
                    populating and managing the SPD and the SAD.
                </t>
                <t>
                    As shown in <xref target="fig:nsf-architecture2"/>,
                    when an I2NSF User enforces flow-based 
                    protection policies through the Consumer-Facing
                    Interface, the I2NSF Controller translates these
                    requirements into SPD and SAD entries, which are
                    installed in the NSF. PAD entries are not required since
                    there is no IKEv2 in the NSF.
                </t>
                <figure align="center" anchor="fig:nsf-architecture2" title="IKE-less case: IPsec (no IKEv2) in the NSF">
                    <artwork align="center">
                        <![CDATA[
         +-----------------------------------------+
         |         IPsec Management System         | I2NSF User
         +-----------------------------------------+
                             |
                             |  I2NSF Consumer-Facing Interface
                             |
         +-----------------------------------------+
         |           SPD and SAD Entries           | I2NSF
         |              Distribution               | Controller
         +-----------------------------------------+
                             |
                             |  I2NSF NSF-Facing Interface
                             |
         +-----------------------------------------+
         |             IPsec (SPD, SAD)            | Network
         |-----------------------------------------| Security
         |   IPsec Data Protection and Forwarding  | Function 
         +-----------------------------------------+

        ]]>
                    </artwork>
                </figure>
            
                <t>
                    In order to support the IKE-less case, a YANG data model
                    for SPD and SAD configuration data and SAD state data MUST 
                    be defined for the NSF-Facing Interface (see <xref target="models"/>).
                </t>
                <t> Specifically, the IKE-less case assumes that the I2NSF
                    Controller has to perform some security functions that
                    IKEv2 typically does, namely (non-exhaustive):</t>
                <t>
                    <list style="symbols">
                        <t>IV generation.</t>
                        <t>Prevent counter resets for the same key.</t>
                        <t>Generation of pseudo-random cryptographic
                            keys for the IPsec SAs.</t>
                        <t>Generation of the IPsec SAs when required
                            based on notifications (i.e. sadb-acquire) from
                            the NSF.</t>
                        <t>Rekey of the IPsec SAs based on notifications
                            from the NSF (i.e. expire).</t>
                        <t>NAT Traversal discovery and management.</t>
                    </list>
                </t>
                <t>Additionally to these functions, another set of tasks
                    must be performed by the I2NSF Controller
                    (non-exhaustive list):</t>
                <t>
                    <list style="symbols">
                        <t>IPsec SA's SPI random generation.</t>
                        <t>Cryptographic algorithm selection.</t>
                        <t>Usage of extended sequence numbers.</t>
                        <t>Establishment of proper traffic
                            selectors.</t>
                    </list>
                </t>
            </section>
        </section>
        
        <!-- "IKE-less case: IPsec (no IKE) in the NSF" -->
        <section anchor="comparison" title="IKE case vs IKE-less case">
            <t>In principle, the IKE case is easier to deploy than the IKE-less
            case because current flow-based NSFs (either hosts or gateways)
            have access to IKEv2 implementations. While gateways typically
            deploy an IKEv2/IPsec implementation, hosts can easily install it.
            As a downside, the NSF needs more resources to use IKEv2 such as
            memory for the IKEv2 implementation, and computation, since each
            IPsec security association rekeying MAY involve a Diffie-Hellman
            exchange.
            </t>
            <t>Alternatively, the IKE-less case benefits the
            deployment in resource-constrained NSFs. Moreover, IKEv2 does not need to be
                performed in gateway-to-gateway and host-to-host scenarios
                under the same I2NSF Controller (see 
                <xref target="appendix-g1"/>). On the contrary,
                the complexity of creating and managing IPsec SAs is shifted
                to the I2NSF Controller since IKEv2 is not in the
                NSF. As a consequence, this may result in a more complex
                implementation in the controller side in comparison with
                IKE case.  For example, the I2NSF Controller has to
                deal with the latency existing in the path between the
                I2NSF Controller and the NSF, in order to solve tasks 
                such as rekey, or creation and installation of new IPsec
                SAs. However, this is not specific to this 
                contribution but a general aspect in any SDN-based
                network. In summary, this complexity may create some
                scalability and performance issues when the number of NSFs
                is high.
             </t>
             <t>Nevertheless, literature around SDN-based network management
                using a centralized controller (like the I2NSF Controller)
                is aware of scalability and performance issues and solutions
                have been already provided and discussed (e.g., hierarchical
                controllers, having multiple replicated controllers, dedicated
                high-speed management networks, etc). In the context of
                I2SNF-based IPsec management, one way to reduce the latency and
                alleviate some performance issues can be the installation of the
                IPsec policies and IPsec SAs at the same time (proactive mode,
                as described in <xref target="appendix-g1"/>) 
                instead of waiting for notifications (e.g., a 
                sadb-acquire notification received from a NSF requiring a new IPsec SA) 
                to proceed with the IPsec SA installation (reactive mode).
                Another way to reduce the overhead and the potential scalability
                and performance issues in the I2NSF Controller is to apply the
                IKE case described in this document, since the IPsec SAs are 
                managed between NSFs without the involvement of the I2NSF
                Controller at all, except by the initial configuration (i.e.
                IKEv2, PAD and SPD entries) provided by the I2NSF Controller. 
                Other solutions, such as Controller-IKE 
                <xref target="I-D.carrel-ipsecme-controller-ike"/>, 
                have proposed that NSFs provide their DH public keys to the 
                I2NSF Controller, so that the I2NSF Controller
                distributes all public keys to all peers. All peers can
                calculate a unique pairwise secret for each other peer and
                there is no inter-NSF messages. A rekey mechanism is 
                further described in 
                <xref target="I-D.carrel-ipsecme-controller-ike"/>.
            </t>
            <t>In terms of security, IKE case provides better
            security properties than IKE-less case, as discussed in 
            <xref target="security"/>. The main reason is that the
            NSFs generate the session keys and not the
            I2NSF Controller.</t>
                
            <section anchor="rekeying" title="Rekeying process">
                <t>Performing a rekey for IPsec SAs is an important
                   operation during the IPsec SAs management. With
                   the YANG data models defined in this
                   document the I2NSF Controller can configure
                   parameters of the rekey process (IKE case) or
                   conduct the rekey process (IKE-less case). 
                   Indeed, depending on the case, the rekey process
                   is different.</t>
                   
                <t>For the IKE case, the rekeying process is carried
                   out by IKEv2, following the information defined
                   in the SPD and SAD (i.e. based on the IPsec SA 
                   lifetime established by the I2NSF Controller using the YANG 
                   data model defined in this document). 
                   Therefore, IPsec connections will live unless something
                   different is required by the I2NSF User or the I2NSF
                   Controller detects something wrong.</t>
               
                <t>For the IKE-less case, the
                    I2NSF Controller MUST take care
                    of the rekeying process. When the IPsec SA is
                    going to expire (e.g., IPsec SA soft lifetime),
                    it MUST create a new IPsec SA and it MAY remove the
                    old one (e.g. when the lifetime of the old IPsec SA has not been defined). 
                    This rekeying process starts when the
                    I2NSF Controller receives a sadb-expire
                    notification or, on the I2NSF Controller's initiative, 
          based on lifetime state data obtained from the NSF. 
          How the I2NSF Controller implements an algorithm for 
          the rekey process is out of the scope of this document. 
          Nevertheless, an example of how this rekey could be 
          performed is described in <xref target="appendix-g2"/>.</t>
            </section>
            
            <section anchor="restart" title="NSF state loss.">
                <t>If one of the NSF restarts, it will lose the
                    IPsec state (affected NSF). By default, the
                    I2NSF Controller can assume that all the
                    state has been lost and therefore it will have
                    to send IKEv2, SPD and PAD information to the
                    NSF in the IKE case, and SPD and SAD information
                    in the IKE-less case.</t>
                <t> In both cases, the I2NSF Controller is aware of
                    the affected NSF (e.g., the NETCONF/TCP connection is
                    broken with the affected NSF, the I2NSF Controller is
                    receiving sadb-bad-spi notification from a particular
                    NSF, etc.). Moreover, the I2NSF Controller keeps 
                    a list of NSFs that have IPsec SAs with the
                    affected NSF. Therefore, it knows the affected IPsec
                    SAs.</t>
                <t>In the IKE case, the I2NSF Controller may need
                to configure the affected NSF with the new IKEv2,
                SPD and PAD information.  Alternatively, IKEv2
                 configuration MAY be made
                  permanent between NSF reboots without
                  compromising security by means of the startup
                  configuration datastore in the NSF. This
                  way, each time a NSF reboots it will use that
                  configuration for each rebooting. It would imply
                  avoiding contact with the I2NSF Controller. 
                  Finally, the I2NSF Controller 
                  may also need to send new parameters
                (e.g., a new fresh PSK for authentication) to the NSFs
                which had IKEv2 SAs and IPsec SAs with the affected
                NSF.</t>
                

                <t>In the IKE-less case, the I2NSF Controller SHOULD delete
                   the old IPsec SAs in the non-failed nodes established with
                   the affected NSF. Once the affected node restarts, the I2NSF
                   Controller MUST take the necessary actions to reestablish
                   IPsec protected communication between the failed node and
                   those others having IPsec SAs with the affected NSF. 
                   How the I2NSF Controller implements an algorithm for
                   managing a potential NSF state loss is out of the scope of
                   this document. Nevertheless, an example of how this could be
                   performed is described in <xref target="appendix-g3"/>.
                </t>

            </section>
            <section anchor="nat-traversal" title="NAT Traversal">
                
                <t>In the IKE case, IKEv2 already provides a mechanism
                    to detect whether some of the peers or both are located
                    behind a NAT. In this case, UDP or TCP
encapsulation for ESP packets (<xref target="RFC3948"/>, <xref target="RFC8229"/>) is required.
          Note that IPsec transport mode MUST NOT be used in this specification
          when NAT is required.
          </t>
                
                <t>In the IKE-less case, the NSF does not have the assistance
                   of the IKEv2 implementation to detect if it is located
                   behind a NAT. If the NSF does not have any other mechanism
                   to detect this situation, the I2NSF Controller SHOULD
                   implement a mechanism to detect that case. The SDN paradigm
                   generally assumes the I2NSF Controller has a view of the
                   network under its control. This view is built either by
                   requesting information from the NSFs under its control, or
                   by information pushed from the NSFs to the I2NSF Controller.
                   Based on this information, the I2NSF Controller MAY guess 
                   if there is a NAT configured between two hosts, and apply
                   the required policies to both NSFs besides activating the
                   usage of UDP or TCP encapsulation of ESP packets 
                   (<xref target="RFC3948"/>, <xref target="RFC8229"/>). 
                   The interface for discovering if the NSF 
                   is behind a NAT is out of scope of this document.</t>
                
                 <t>If the I2NSF Controller does not have any mechanism to know 
                    whether a host is behind a NAT or not, then the IKE-case
                    MUST be used and not the IKE-less case.</t>
            </section>
            
            <section anchor="nsf-discovery" title="NSF registration and discovery">
                <t>NSF registration refers to the process of providing the
                   I2NSF Controller information about a valid NSF such as
                   certificate, IP address, etc. This information is
                   incorporated in a list of NSFs under its control.</t>
                <t>The assumption in this document is that, for both
                   cases, before a NSF can operate in this system, it MUST
                   be registered in the I2NSF Controller. In this way, when 
                   the NSF starts and establishes a connection to the I2NSF
                   Controller, it knows that the NSF is valid for joining the
                   system.</t>
                <t>Either during this registration process or when the
                   NSF connects with the I2NSF Controller, the I2NSF
                   Controller MUST discover certain capabilities of this
                   NSF, such as what are the cryptographic suites supported,
                   authentication method, the support of the IKE case and/or
                   the IKE-less case, etc.</t>
                <t>The registration and discovery processes are out of
                   the scope of this document.</t>
            </section>
        </section>
        <!--SDN-based IPsec management description-->
        <section anchor="models" title="YANG configuration data models">
            <t> In order to support the IKE and IKE-less cases,
              models are provided for the different parameters and
              values that must be configured to manage IPsec SAs.
              Specifically, the IKE case requires modeling IKEv2
              configuration parameters, SPD and PAD, 
                while the IKE-less case requires configuration
                YANG data models for the
                SPD and SAD. Three modules have been defined: ietf-i2nsf-ikec 
                (<xref target="ike-common-model"/>, common to both cases),
                ietf-i2nsf-ike  (<xref target="ike-case-model"/>, IKE case),
                ietf-i2nsf-ikeless (<xref target="ike-less-model"/>, IKE-less case).
                Since the module ietf-i2nsf-ikec has only typedef and
                groupings common to the other modules, a
                simplified view of the ietf-i2nsf-ike and ietf-i2nsf-ikeless
                modules is shown.</t>
            <!-->
            <t> In the following, we just summarize, by using a tree representation, the
                different configuration and state data models related with SPD, SAD, PAD and IKEv2.</t>


            <section anchor="spd-model" title="Security Policy Database (SPD) Model">-->
            

              
            <section anchor="ike-common-model" title="The 'ietf-i2nsf-ikec' Module">
              <section anchor="common-overview" title="Data model overview">  
                
                <t>The module ietf-i2nsf-ikec has only definition of
                data types (typedef) and groupings which are common
                to the other modules.</t>
              
              </section>
              
              <section anchor="common-module" title="YANG Module">    
                  <t>
                      This module has normative references to <xref target="RFC3947"/>, <xref target="RFC4301"/>, <xref target="RFC4303"/>, <xref target="RFC8174"/>, <xref target="RFC8221"/>, <xref target="RFC3948"/>,  <xref target="RFC8229"/>, <xref target="IANA-Protocols-Number"/>, <xref target="IKEv2-Parameters"/>, <xref target="IKEv2-Transform-Type-1"/> and <xref target="IKEv2-Transform-Type-3"/>.
                  </t>
            
                  <t>
                      <figure>
                          <artwork>
                              <![CDATA[

<CODE BEGINS> file "ietf-i2nsf-ikec@2021-03-18.yang"

 module ietf-i2nsf-ikec {
   yang-version 1.1;
   namespace "urn:ietf:params:xml:ns:yang:ietf-i2nsf-ikec";
   prefix "nsfikec";

   import ietf-inet-types { 
     prefix inet;
     reference "RFC 6991: Common YANG Data Types";
   }

   organization "IETF I2NSF Working Group";

   contact
     "WG Web:  <https://datatracker.ietf.org/wg/i2nsf/>
     WG List: <mailto:i2nsf@ietf.org>

     Author: Rafael Marin-Lopez
                <mailto:rafa@um.es> 

     Author: Gabriel Lopez-Millan
                <mailto:gabilm@um.es> 
         
     Author: Fernando Pereniguez-Garcia
                <mailto:fernando.pereniguez@cud.upct.es>
     ";

   description 
     "Common Data model for the IKE and IKE-less cases
     defined by the SDN-based IPsec flow protection service.
         
     Copyright (c) 2020 IETF Trust and the persons 
     identified as authors of the code.  All rights reserved.
     Redistribution and use in source and binary forms, with 
     or without modification, is permitted pursuant to, and 
     subject to the license terms contained in, the
     Simplified BSD License set forth in Section 4.c of the 
     IETF Trust's Legal Provisions Relating to IETF Documents
     (https://trustee.ietf.org/license-info).
          
     This version of this YANG module is part of RFC XXXX;; 
     see the RFC itself for full legal notices.
          
     The key words 'MUST', 'MUST NOT', 'REQUIRED', 'SHALL', 
     'SHALL NOT', 'SHOULD', 'SHOULD NOT', 'RECOMMENDED',
     'NOT RECOMMENDED', 'MAY', and 'OPTIONAL' in this 
     document are to be interpreted as described in BCP 14 
     (RFC 2119) (RFC 8174) when, and only when, they appear 
     in all capitals, as shown here.";

   revision "2021-03-18" {
     description "Initial version.";
     reference "RFC XXXX: Software-Defined Networking 
     (SDN)-based IPsec Flow Protection.";
   }

   typedef encr-alg-t {
     type uint16;
     description 
       "The encryption algorithm is specified with a 16-bit
       number extracted from the IANA Registry. The acceptable
       values MUST follow the requirement levels for
       encryption algorithms for ESP and IKEv2.";
     reference 
       "IANA; Internet Key Exchange V2 (IKEv2) Parameters;
       Transform Atribute Types; Transform Type 1 - Encryption
       Algorithm Transform IDs. RFC 8221 - Cryptographic
       Algorithm Implementation Requirements and Usage
       Guidance for Encapsulating Security Payload (ESP)
       and Authentication Header (AH) and RFC 8247 -
       Algorithm Implementation Requirements and Usage
       Guidance for the Internet Key Exchange Protocol
       Version 2 (IKEv2).";
   }

   typedef intr-alg-t {
     type uint16;
     description 
       "The integrity algorithm is specified with a 16-bit
       number extracted from the IANA Registry. 
       The acceptable values MUST follow the requirement
       levels for integrity algorithms for ESP and IKEv2.";
     reference 
       "IANA; Internet Key Exchange V2 (IKEv2) Parameters;
       Transform Atribute Types; Transform Type 3 - Integrity
       Algorithm Transform IDs. RFC 8221 - Cryptographic
       Algorithm Implementation Requirements and Usage
       Guidance for Encapsulating Security Payload (ESP)
       and Authentication Header (AH) and RFC 8247 -
       Algorithm Implementation Requirements and Usage
       Guidance for the Internet Key Exchange Protocol
       Version 2 (IKEv2).";
   }
  
   typedef ipsec-mode {
     type enumeration {
       enum transport { 
         description 
           "IPsec transport mode. No Network Address
           Translation (NAT) support."; 
         }
       enum tunnel { 
         description "IPsec tunnel mode."; 
       }
     }
     description 
       "Type definition of IPsec mode: transport or
       tunnel.";
     reference 
       "Section 3.2 in RFC 4301.";
   }

   typedef esp-encap {
     type enumeration {
       enum espintcp { 
         description 
           "ESP in TCP encapsulation.";
         reference 
           "RFC 8229 - TCP Encapsulation of IKE and 
           IPsec Packets.";
       } 
       enum espinudp { 
         description 
           "ESP in UDP encapsulation.";
         reference 
           "RFC 3948 - UDP Encapsulation of IPsec ESP 
           Packets.";
       }
       enum none { 
         description 
           "No ESP encapsulation."; 
       }
     }
     description 
       "Types of ESP encapsulation when Network Address
       Translation (NAT) may be present between two NSFs.";
     reference 
       "RFC 8229 - TCP Encapsulation of IKE and IPsec
       Packets and RFC 3948 - UDP Encapsulation of IPsec
       ESP Packets.";
   }

   typedef ipsec-protocol-parameters {
     type enumeration {
       enum esp { description "IPsec ESP protocol."; }
     }
     description 
       "Only the Encapsulation Security Protocol (ESP) is
       supported but it could be extended in the future.";
     reference 
       "RFC 4303- IP Encapsulating Security Payload
       (ESP).";     
   }
  
   typedef lifetime-action {
     type enumeration {
       enum terminate-clear {
         description 
           "Terminates the IPsec SA and allows the 
           packets through.";
       }
       enum terminate-hold {
         description 
           "Terminates the IPsec SA and drops the
           packets.";
       }
       enum replace  {
         description 
           "Replaces the IPsec SA with a new one:    
           rekey. ";
       }
     }
     description 
       "When the lifetime of an IPsec SA expires an action
       needs to be performed for the IPsec SA that
       reached the lifetime. There are three posible 
       options: terminate-clear, terminate-hold and
       replace.";
     reference
       "Section 4.5 in RFC 4301.";
   }
          
   typedef ipsec-traffic-direction {
     type enumeration {
       enum inbound { 
         description "Inbound traffic."; 
       }
       enum outbound { 
         description "Outbound traffic."; 
       }
     }
     description 
       "IPsec traffic direction is defined in 
       two directions: inbound and outbound.  
       From a NSF perspective,  inbound and 
       outbound are defined as mentioned 
       in RFC 4301 (Section 3.1).";
     reference
       "Section 3.1 in RFC 4301.";
   }
          
   typedef ipsec-spd-action {
     type enumeration {
       enum protect { 
         description 
           "PROTECT the traffic with IPsec."; 
       }
       enum bypass { 
         description 
           "BYPASS the traffic. The packet is forwarded
           without IPsec protection."; 
       }
       enum discard { 
         description 
           "DISCARD the traffic. The IP packet is
           discarded."; 
       }
     }
     description 
       "The action when traffic matches an IPsec security
       policy. According to RFC 4301 there are three
       possible values: BYPASS, PROTECT AND DISCARD";
     reference 
       "Section 4.4.1 in RFC 4301.";
   }
          
   typedef ipsec-inner-protocol {
     type union {
       type uint8;
       type enumeration {
         enum any {
           value 256;
           description
             "Any IP protocol number value.";
         }
       }
     }
     default any; 
     description 
       "IPsec protection can be applied to specific IP
       traffic and layer 4 traffic (TCP, UDP, SCTP, etc.)
       or ANY protocol in the IP packet payload. We
       The IP protocol number is specified with an uint8 
       or ANY defining an enumerate with value 256 to
       indicate the protocol number. NOTE: In case
       of IPv6, the protocol in the IP packet payload 
       is indicated in the Next Header field of the IPv6 
       packet.";
     reference 
       "Section 4.4.1.1 in RFC 4301. 
       IANA Registry - Protocol Numbers.";
   }
          
   grouping encap {
     description 
       "This group of nodes allows to define the type of
       encapsulation in case NAT traversal is
       required and includes port information.";
     leaf espencap { 
       type esp-encap;
       default none;
       description 
         "ESP in TCP, ESP in UDP or ESP in TLS.";
     }
     leaf sport {
       type inet:port-number;
       default 4500;
       description 
         "Encapsulation source port.";
     }
     leaf dport {
       type inet:port-number;
       default 4500; 
       description 
         "Encapsulation destination port."; 
     }

     leaf-list oaddr {
       type inet:ip-address;
       description 
         "If required, this is the original address that
         was used before NAT was applied over the Packet.
         ";
     }
     reference 
       "RFC 3947 and RFC 8229.";
   }
       
   grouping lifetime {
     description 
       "Different lifetime values limited to an IPsec SA."; 
     leaf time {
       type uint32; 
       units "seconds";
       default 0; 
       description 
         "Time in seconds since the IPsec SA was added.
         For example, if this value is 180 seconds it
         means the IPsec SA expires in 180 seconds since
         it was added. The value 0 implies infinite.";
     }
     leaf bytes { 
       type uint64; 
       default 0; 
       description 
          "If the IPsec SA processes the number of bytes
          expressed in this leaf, the IPsec SA expires and
          SHOULD be rekeyed. The value 0 implies
          infinite.";
     }
     leaf packets {
       type uint32; 
       default 0; 
       description 
          "If the IPsec SA processes the number of packets
          expressed in this leaf, the IPsec SA expires and
          SHOULD be rekeyed. The value 0 implies
          infinite.";
     }
     leaf idle { 
       type uint32;
       units "seconds"; 
       default 0; 
       description 
         "When a NSF stores an IPsec SA, it
         consumes system resources. For an idle IPsec SA this 
         is a waste of resources. If the IPsec SA is idle
         during this number of seconds the IPsec SA
         SHOULD be removed. The value 0 implies
         infinite.";
     }
     reference 
       "Section 4.4.2.1 in RFC 4301.";
   }       
          
   grouping port-range  {
     description 
       "This grouping defines a port range, such as 
       expressed in RFC 4301. For example: 1500 (Start
       Port Number)-1600 (End Port Number).            
       A port range is used in the Traffic Selector.";   
       
     leaf start { 
       type inet:port-number;
       description "Start port number."; 
     }
     leaf end { 
       type inet:port-number;
       must '. >= ../start' {
         error-message
           "The end port number MUST be equal or greater  
           than the start port number.";
       }
       description 
         "End port number. To express a single port, set 
         the same value as start and end."; 
     }
     reference "Section 4.4.1.2 in RFC 4301.";
   }
  
   grouping tunnel-grouping {
     description 
       "The parameters required to define the IP tunnel
       endpoints when IPsec SA requires tunnel mode. The
       tunnel is defined by two endpoints: the local IP
       address and the remote IP address.";
    
     leaf local { 
       type inet:ip-address;
         mandatory true; 
         description 
           "Local IP address' tunnel endpoint."; 
     }
     leaf remote { 
       type inet:ip-address;
       mandatory true; 
       description 
         "Remote IP address' tunnel endpoint."; 
     }
     leaf df-bit { 
       type enumeration {
         enum clear {
           description 
             "Disable the DF (Don't Fragment) bit
             in the outer header. This is the
             default value.";
         }
         enum set {
           description 
             "Enable the DF bit in the outer header.";
         }
         enum copy {
           description
             "Copy the DF bit to the outer header.";
         }
       }
       default clear;
       description 
         "Allow configuring the DF bit when encapsulating
         tunnel mode IPsec traffic. RFC 4301 describes 
         three options to handle the DF bit during
         tunnel encapsulation: clear, set and copy from
         the inner IP header. This MUST be ignored or 
         has no meaning when the local/remote 
         IP addresses are IPv6 addresses.";
       reference
         "Section 8.1 in RFC 4301.";
     }
     leaf bypass-dscp { 
       type boolean;
       default true; 
       description 
         "If True to copy the DSCP value from inner header
         to outer header. If False to map DSCP values 
         from an inner header to values in an outer header 
         following ../dscp-mapping";
       reference
         "Section 4.4.1.2. in RFC 4301.";
     }
    
     list dscp-mapping {
       must '../bypass-dscp = "false"';
       key id;
       ordered-by user;                
       leaf id {
         type uint8;  
         description 
           "The index of list with the 
           different mappings.";  
       }        
          
       leaf inner-dscp {
         type inet:dscp;
         description
           "The DSCP value of the inner IP packet. If this
           leaf is not defined it means ANY inner DSCP value";
       }
       leaf outer-dscp {
         type inet:dscp;
         default 0;
         description
           "The DSCP value of the outer IP packet";
       }
       description 
         "A list that represents an array with the mapping from the
         inner DSCP value to outer DSCP value when bypass-dscp is
         False. To express a default mapping in the list where any
         other inner dscp value is not matching a node in the list,
         a new node has to be included at the end of the list where
         the leaf inner-dscp is not defined (ANY) and the leaf
         outer-dscp includes the value of the mapping. If there is no
         value set in the leaf outer-dscp the default value for this
         leaf is 0.";  
       reference
         "Section 4.4.1.2. and Appendix C in RFC 4301.";
     } 
   }
  
   grouping selector-grouping {
     description 
       "This grouping contains the definition of a Traffic
       Selector, which is used in the IPsec policies and
       IPsec SAs.";
       
     leaf local-prefix { 
       type inet:ip-prefix;
       mandatory true; 
       description 
         "Local IP address prefix."; 
     }
     leaf remote-prefix { 
       type inet:ip-prefix;
       mandatory true; 
       description 
         "Remote IP address prefix."; 
     }                      
     leaf inner-protocol { 
       type ipsec-inner-protocol; 
       default any;
       description 
         "Inner Protocol that is going to be
         protected with IPsec.";
     }  
     list local-ports {
       key "start end";
       uses port-range;
       description 
         "List of local ports. When the inner
         protocol is ICMP this 16 bit value 
         represents code and type. 
         If this list is not defined
         it is assumed that start and 
         end are 0 by default (any port).";
     }
     list remote-ports {
       key "start end";
       uses port-range;
       description 
         "List of remote ports. When the upper layer
         protocol is ICMP this 16 bit value represents
         code and type.If this list is not defined
         it is assumed that start and end are 0 by 
         default (any port)";
     }
     reference
       "Section 4.4.1.2 in RFC 4301.";
   }
          
   grouping ipsec-policy-grouping {
     description 
       "Holds configuration information for an IPsec SPD
       entry.";
      
     leaf anti-replay-window-size {
       type uint32;
       default 64;  
       description 
         "To set the anti-replay window size.
         The default value is set
         to 64 following RFC 4303 recommendation.";
       reference
         "Section 3.4.3 in RFC 4303";
     }       
     container traffic-selector {
       description   
         "Packets are selected for
         processing actions based on traffic selector
         values, which refer to IP and inner protocol
         header information.";
       uses selector-grouping;
       reference
         "Section 4.4.4.1 in RFC 4301.";
     }
     container processing-info {   
       description 
         "SPD processing. If the required processing 
         action is protect, it contains the required 
         information to process the packet.";
       leaf action {
         type ipsec-spd-action; 
         default discard;
         description 
           "If bypass or discard, container 
           ipsec-sa-cfg is empty.";
       }
       container ipsec-sa-cfg { 
         when "../action = 'protect'";     
         description 
           "IPsec SA configuration included in the SPD
           entry.";
         leaf pfp-flag { 
            type boolean; 
            default false; 
            description 
              "Each selector has a Populate From
              Packet (PFP) flag. If asserted for a
              given selector X, the flag indicates
              that the IPsec SA to be created should 
              take its value (local IP address, 
              remote IP address, Next Layer 
              Protocol, etc.) for X from the value 
              in the packet. Otherwise, the IPsec SA 
              should take its value(s) for X from 
              the value(s) in the SPD entry."; 
         }
         leaf ext-seq-num { 
           type boolean; 
           default false; 
           description 
             "True if this IPsec SA is using extended
             sequence numbers. If true, the 64-bit 
             extended sequence number counter is used;
             if false, the normal 32-bit sequence 
             number counter is used.";
         }
         leaf seq-overflow { 
           type boolean; 
           default false; 
           description 
             "The flag indicating whether
             overflow of the sequence number
             counter should prevent transmission
             of additional packets on the IPsec
             SA (false) and, therefore needs to
             be rekeyed, or whether rollover is
             permitted (true). If Authenticated 
             Encryption with Associated Data
             (AEAD) is used (leaf 
             esp-algorithms/encryption/algorithm-type) 
             this flag MUST be false. Setting this 
             flag to true is strongly discouraged."; 
         }
         leaf stateful-frag-check { 
           type boolean;
           default false; 
           description 
             "Indicates whether (true) or not (false) 
             stateful fragment checking applies to
             the IPsec SA to be created."; 
         }
         leaf mode { 
           type ipsec-mode; 
           default transport; 
           description 
             "IPsec SA has to be processed in
             transport or tunnel mode."; 
         }
         leaf protocol-parameters { 
           type ipsec-protocol-parameters;
           default esp; 
           description 
             "Security protocol of the IPsec SA: 
             Only ESP is supported but it could be
             extended in the future.";
         }   
         container esp-algorithms {
           when "../protocol-parameters = 'esp'";
           description 
             "Configuration of Encapsulating 
             Security Payload (ESP) parameters and
             algorithms.";
                   
           leaf-list integrity { 
             type intr-alg-t;
               default 0; 
               ordered-by user;
               description 
                 "Configuration of ESP authentication 
                 based on the specified integrity 
                 algorithm. With AEAD encryption 
                 algorithms, the integrity node is 
                 not used."; 
               reference 
                 "Section 3.2 in RFC 4303."; 
           } 
           list encryption { 
             key id;
             ordered-by user;                 
             leaf id {
               type uint16;  
               description 
                 "An identifier that unequivocally identifies each
                 entry of the list, i.e., an encryption algorithm
                 and its key-length (if required).";  
             }                   
             leaf algorithm-type {
               type encr-alg-t; 
               default 20;
               description 
                 "Default value 20 (ENCR_AES_GCM_16)";
             }
             leaf key-length {
               type uint16;
               default 128;
               description 
                 "By default key length is 128 
                 bits";
             }
             description 
               "Encryption or AEAD algorithm for the 
               IPsec SAs. This list is ordered 
               following from the higher priority to 
               lower priority. First node of the 
               list will be the algorithm with 
               higher priority. In case the list 
               is empty, then
               no encryption algorithm
               is applied (NULL).";
             reference 
               "Section 3.2 in RFC 4303."; 
           }        
           leaf tfc-pad { 
             type boolean;
             default false;
             description 
               "If Traffic Flow Confidentiality
               (TFC) padding for ESP encryption
               can be used (true) or not (false)"; 
             reference 
               "Section 2.7 in RFC 4303."; 
           }
           reference 
             "RFC 4303.";
         }                  
         container tunnel {
           when "../mode = 'tunnel'";
           uses tunnel-grouping;
           description 
             "IPsec tunnel endpoints definition.";
         }
       } 
       reference 
         "Section 4.4.1.2 in RFC 4301.";
     }
   } 
 }  
     
    <CODE ENDS>
       
    ]]>
                          </artwork>
                      </figure>
                  </t>
                </section>
              </section>

            <section anchor="ike-case-model" title="The 'ietf-i2nsf-ike' Module">
              
        <t>In this section, the YANG module for the IKE case is described.</t>
        
              <section anchor="ike-overview" title="Data model overview">  
                
                <t>The model related to IKEv2 has been extracted from
                  reading IKEv2 standard in 
                  <xref target="RFC7296"/>, and observing some open
                  source implementations, such as Strongswan 
                  <xref target="strongswan"/> or Libreswan 
                  <xref target="libreswan"/>.</t>
                    
                 <t>The definition of the PAD model has been
                extracted from the specification in section 4.4.3 in 
                <xref target="RFC4301"/> (NOTE: Many 
                implementations integrate PAD configuration as part
                of the
                IKEv2 configuration).</t>
           
                <t> The definition of the SPD model has been
                mainly extracted from the specification in section
                4.4.1 and Appendix D in <xref target="RFC4301"/>.
                </t>
                 
                  <t> The YANG data model for the IKE case is defined by the module "ietf-i2nsf-ike". Its structure is depicted in the following diagram, using the notation syntax for YANG tree diagrams (<xref target="RFC8340"/>).     
                  </t>
                 
                  <t> 
                         <figure>
                             <artwork>
<![CDATA[
module: ietf-i2nsf-ike
  +--rw ipsec-ike
    +--rw pad
    |  +--rw pad-entry* [name]
    |     +--rw name                           string
    |     +--rw (identity)
    |     |  +--:(ipv4-address)
    |     |  |  +--rw ipv4-address?            inet:ipv4-address
    |     |  +--:(ipv6-address)
    |     |  |  +--rw ipv6-address?            inet:ipv6-address
    |     |  +--:(fqdn-string)
    |     |  |  +--rw fqdn-string?             inet:domain-name
    |     |  +--:(rfc822-address-string)
    |     |  |  +--rw rfc822-address-string?   string
    |     |  +--:(dnx509)
    |     |  |  +--rw dnx509?                  binary
    |     |  +--:(gnx509)
    |     |  |  +--rw gnx509?                  binary
    |     |  +--:(id-key)
    |     |  |  +--rw id-key?                  binary
    |     |  +--:(id-null)
    |     |     +--rw id-null?                 empty
    |     +--rw auth-protocol?                 auth-protocol-type
    |     +--rw peer-authentication
    |        +--rw auth-method?         auth-method-type
    |        +--rw eap-method
    |        |  +--rw eap-type    uint64
    |        +--rw pre-shared
    |        |  +--rw secret?   yang:hex-string
    |        +--rw digital-signature
    |           +--rw ds-algorithm?           uint8
    |           +--rw (public-key)?
    |           |  +--:(raw-public-key)
    |           |  |  +--rw raw-public-key?   binary
    |           |  +--:(cert-data)
    |           |     +--rw cert-data?        binary
    |           +--rw private-key?            binary
    |           +--rw ca-data*                binary
    |           +--rw crl-data?               binary
    |           +--rw crl-uri?                inet:uri
    |           +--rw oscp-uri?               inet:uri
    +--rw conn-entry* [name]
    |  +--rw name                             string
    |  +--rw autostartup?                     autostartup-type
    |  +--rw initial-contact?                 boolean
    |  +--rw version?                         auth-protocol-type
    |  +--rw fragmentation
    |  |  +--rw enable?   boolean
    |  |  +--rw mtu?      uint16
    |  +--rw ike-sa-lifetime-soft
    |  |  +--rw rekey-time?    uint32
    |  |  +--rw reauth-time?   uint32
    |  +--rw ike-sa-lifetime-hard
    |  |  +--rw over-time?   uint32
    |  +--rw ike-sa-intr-alg*  nsfikec:intr-alg-t
    |  +--rw ike-sa-encr-alg* [id]
    |  |  +--rw id                uint16
    |  |  +--rw algorithm-type?   nsfikec:encr-alg-t
    |  |  +--rw key-length?       uint16
    |  +--rw dh-group?                            fs-group
    |  +--rw half-open-ike-sa-timer?              uint32
    |  +--rw half-open-ike-sa-cookie-threshold?   uint32
    |  +--rw local
    |  |  +--rw local-pad-entry-name    string
    |  +--rw remote
    |  |  +--rw remote-pad-entry-name    string
    |  +--rw encapsulation-type
    |  |  +--rw espencap?   esp-encap
    |  |  +--rw sport?      inet:port-number
    |  |  +--rw dport?      inet:port-number
    |  |  +--rw oaddr*      inet:ip-address
    |  +--rw spd
    |  |  +--rw spd-entry* [name]
    |  |    +--rw name                   string
    |  |    +--rw ipsec-policy-config
    |  |      +--rw anti-replay-window-size?   uint32
    |  |      +--rw traffic-selector
    |  |      |  +--rw local-prefix      inet:ip-prefix
    |  |      |  +--rw remote-prefix     inet:ip-prefix
    |  |      |  +--rw inner-protocol?   ipsec-inner-protocol
    |  |      |  +--rw local-ports* [start end]
    |  |      |  |  +--rw start    inet:port-number
    |  |      |  |  +--rw end      inet:port-number
    |  |      |  +--rw remote-ports* [start end]
    |  |      |     +--rw start    inet:port-number
    |  |      |     +--rw end      inet:port-number
    |  |      +--rw processing-info
    |  |        +--rw action?         ipsec-spd-action
    |  |        +--rw ipsec-sa-cfg
    |  |         +--rw pfp-flag?              boolean
    |  |         +--rw ext-seq-num?           boolean
    |  |         +--rw seq-overflow?          boolean
    |  |         +--rw stateful-frag-check?   boolean
    |  |         +--rw mode?                  ipsec-mode
    |  |         +--rw protocol-parameters? ipsec-protocol-parameters
    |  |              +--rw esp-algorithms
    |  |              |  +--rw integrity*    intr-alg-t
    |  |              |  +--rw encryption* [id]
    |  |              |  |  +--rw id                uint16
    |  |              |  |  +--rw algorithm-type?   encr-alg-t
    |  |              |  |  +--rw key-length?       uint16
    |  |              |  +--rw tfc-pad?      boolean
    |  |              +--rw tunnel
    |  |                 +--rw local           inet:ip-address
    |  |                 +--rw remote          inet:ip-address
    |  |                 +--rw df-bit?         enumeration
    |  |                 +--rw bypass-dscp?    boolean
    |  |                 +--rw dscp-mapping* [id]
    |  |                    +--rw id            uint8
    |  |                    +--rw inner-dscp?   inet:dscp
    |  |                    +--rw outer-dscp?   inet:dscp
    |  +--rw child-sa-info
    |  |  +--rw fs-groups*                fs-group
    |  |  +--rw child-sa-lifetime-soft
    |  |  |  +--rw time?      uint32
    |  |  |  +--rw bytes?     yang:counter64
    |  |  |  +--rw packets?   uint32
    |  |  |  +--rw idle?      uint32
    |  |  |  +--rw action?    nsfikec:lifetime-action
    |  |  +--rw child-sa-lifetime-hard
    |  |     +--rw time?      uint32
    |  |     +--rw bytes?     yang:counter64
    |  |     +--rw packets?   uint32
    |  |     +--rw idle?      uint32
    |  +--ro state
    |     +--ro initiator?             boolean
    |     +--ro initiator-ikesa-spi?   ike-spi
    |     +--ro responder-ikesa-spi?   ike-spi
    |     +--ro nat-local?             boolean
    |     +--ro nat-remote?            boolean
    |     +--ro encapsulation-type
    |     |  +--ro espencap?   esp-encap
    |     |  +--ro sport?      inet:port-number
    |     |  +--ro dport?      inet:port-number
    |     |  +--ro oaddr*      inet:ip-address
    |     +--ro established?           uint64
    |     +--ro current-rekey-time?    uint64
    |     +--ro current-reauth-time?   uint64
    +--ro number-ike-sas
        +--ro total?               yang:gauge64
        +--ro half-open?           yang:gauge64
        +--ro half-open-cookies?   yang:gauge64
 ]]>
                             </artwork>
                         </figure>
                     </t>
                    
                     <t>
                     The YANG data model consists of a unique
                    "ipsec-ike"
                     container defined as follows. Firstly, it
                     contains a "pad" container that serves to
                     configure the Peer Authentication Database 
                     with authentication information about local 
                     and remote peers (NSFs). More precisely, it
                     consists of a list of entries, each one
                     indicating the identity, authentication method
                     and credentials that a particular peer (local or
                     remote) will use. Therefore, each entry contains
                     identity, authentication information, and
                     credentials of either the local NSF or the
                     remote NSF. As a consequence, the I2NF Controller can
                     store identity, authentication information and
                     credentials for the local NSF and the remote
                     NSF.
                     </t>

                     <t> Next, a list "conn-entry" is defined with
                     information about the different IKE connections
                     a peer can maintain with others. Each connection
                     entry is composed of a wide number of parameters
                     to configure different aspects of a particular
                     IKE connection between two peers: local and
                     remote peer authentication information; IKE SA
                     configuration (soft and hard lifetimes,
                     cryptographic algorithms, etc.); list of IPsec
                     policies describing the type of network traffic
                     to be secured (local/remote subnet and ports,
                     etc.) and how must be protected (ESP,
                     tunnel/transport, cryptographic algorithms,
                     etc.); CHILD SA configuration (soft and hard
                     lifetimes); and, state information of the IKE
                     connection (SPIs, usage of NAT, current
                     expiration times, etc.). 
                     </t>
                    
                     <t>Lastly, the "ipsec-ike" container declares a
                    "number-ike-sas" container to specify state
                    information reported by the IKE software related
                    to the amount of IKE connections established.
                     </t>
                    
              
              </section>
              <section anchor="ike-example" title="Example Usage">
              
                <t><xref target="appendix-d"/> shows an example
               of IKE case configuration for a NSF, in tunnel
               mode (gateway-to-gateway), with NSFs
               authentication based on X.509 certificates.</t>
              
              </section>
              
              <section anchor="ike-module" title="YANG Module"> 
                    
                    <t>
                        This YANG module has normative references to <xref target="RFC2247"/>, <xref target="RFC5280"/>, <xref target="RFC4301"/>, <xref target="RFC5280"/>, <xref target="RFC5915"/>, <xref target="RFC6991"/>, <xref target="RFC7296"/>, <xref target="RFC7383"/>, <xref target="RFC7427"/>, <xref target="RFC7619"/>, <xref target="RFC8017"/>, <xref target="ITU-T.X.690"/>, <xref target="RFC5322"/>, <xref target="RFC8229"/>, <xref target="RFC8174"/>, <xref target="IKEv2-Auth-Method"/>, <xref target="IKEv2-Transform-Type-4"/>, <xref target="IKEv2-Parameters"/> and <xref target="IANA-Method-Type"/>.
                    </t>
            
                    <t>
                        <figure>
                            <artwork>
                                <![CDATA[ 
    
<CODE BEGINS> file "ietf-i2nsf-ike@2021-03-18.yang"
 module ietf-i2nsf-ike {
   yang-version 1.1;
   namespace "urn:ietf:params:xml:ns:yang:ietf-i2nsf-ike";
   prefix "nsfike";
         
   import ietf-inet-types { 
     prefix inet;
     reference "RFC 6991: Common YANG Data Types";
   }
     
   import ietf-yang-types { 
     prefix yang; 
     reference "RFC 6991: Common YANG Data Types";
   }
     
   import ietf-i2nsf-ikec {
     prefix nsfikec;
     reference 
       "RFC XXXX: Software-Defined Networking
       (SDN)-based IPsec Flow Protection.";
   }

   import ietf-netconf-acm {
     prefix nacm;
     reference
       "RFC 8341: Network Configuration Access Control
       Model.";
   }
                  
   organization "IETF I2NSF Working Group";

   contact
     "WG Web:  <https://datatracker.ietf.org/wg/i2nsf/>
     WG List: <mailto:i2nsf@ietf.org>
 
     Author: Rafael Marin-Lopez
                <mailto:rafa@um.es> 

     Author: Gabriel Lopez-Millan
                <mailto:gabilm@um.es> 
           
     Author: Fernando Pereniguez-Garcia
                <mailto:fernando.pereniguez@cud.upct.es>
     ";

   description 
 
     "This module contains IPsec IKE case model for the SDN-based
     IPsec flow protection service. 
     
     Copyright (c) 2020 IETF Trust and the persons identified as
     authors of the code.  All rights reserved.

     Redistribution and use in source and binary forms, with or
     without modification, is permitted pursuant to, and subject
     to the license terms contained in, the Simplified BSD License
     set forth in Section 4.c of the IETF Trust's Legal Provisions
     Relating to IETF Documents
     (http://trustee.ietf.org/license-info).
     
     This version of this YANG module is part of RFC XXXX; see
     the RFC itself for full legal notices.
     
     The key words 'MUST', 'MUST NOT', 'REQUIRED', 'SHALL', 
     'SHALL NOT', 'SHOULD', 'SHOULD NOT', 'RECOMMENDED',
     'NOT RECOMMENDED', 'MAY', and 'OPTIONAL' in this 
     document are to be interpreted as described in BCP 14 
     (RFC 2119) (RFC 8174) when, and only when, they appear 
     in all capitals, as shown here.";

   revision "2021-03-18" {
     description "Initial version.";
     reference 
       "RFC XXXX: Software-Defined Networking 
       (SDN)-based IPsec Flow Protection.";
   }
 
   typedef ike-spi {
     type uint64 { range "0..max"; } 
     description 
       "Security Parameter Index (SPI)'s IKE SA.";
     reference 
       "Section 2.6 in RFC 7296."; 
   }
 
   typedef autostartup-type {
     type enumeration {
       enum add {
         description 
           "IKE/IPsec configuration is only loaded into
           IKE implementation but IKE/IPsec SA is not
           started.";
       }
       enum on-demand {
         description 
           "IKE/IPsec configuration is loaded
           into IKE implementation. The IPsec policies
           are transferred to the NSF but the
           IPsec SAs are not established immediately.
           The IKE implementation will negotiate the
           IPsec SAs when they are required.
           (i.e. through an ACQUIRE notification).";
       }
       enum start { 
         description 
           "IKE/IPsec configuration is loaded 
           and transferred to the NSF's kernel, and the 
           IKEv2 based IPsec SAs are established 
           immediately without waiting for any packet.";
       }
     }
     description 
       "Different policies to set IPsec SA configuration
       into NSF's kernel when IKEv2 implementation has
       started.";
   }
 
   typedef fs-group {
     type uint16;
     description 
       "DH groups for IKE and IPsec SA rekey.";
     reference 
       "IANA; Internet Key Exchange V2 (IKEv2) Parameters;
        Transform Atribute Types; Transform Type 4 -
        Diffie-Hellman Group Transform IDs.
        Section 3.3.2 in RFC 7296.";
   }
     
   typedef auth-protocol-type {
     type enumeration {
       enum ikev2 {
         value 2;
         description 
           "IKEv2 authentication protocol. It is the
           only one defined right now. An enum is 
           used for further extensibility."; 
        }
     }
     description 
       "IKE authentication protocol version specified in the
       Peer Authorization Database (PAD). It is defined as
       enumerated to allow new IKE versions in the
       future.";
     reference 
       "RFC 7296.";
   }
 
   typedef auth-method-type {
     type enumeration {
       enum pre-shared { 
         description 
           "Select pre-shared key as the 
           authentication method."; 
         reference
           "RFC 7296.";
       }
       enum eap { 
         description 
           "Select EAP as the authentication method."; 
         reference
           "RFC 7296.";
       }
       enum digital-signature { 
         description 
           "Select digital signature as the authentication method.";
         reference 
           "RFC 7296 and RFC 7427.";
       }  
       enum null {
         description 
           "Null authentication."; 
         reference 
           "RFC 7619.";
       }  
     }
     description 
       "Peer authentication method specified in the Peer
       Authorization Database (PAD).";
   }   
      
   container ipsec-ike {             
     description 
       "IKE configuration for a NSF. It includes PAD
       parameters, IKE connection information and state
       data.";
       
     container pad {
       description 
         "Configuration of the Peer Authorization Database 
         (PAD). Each entry of PAD contains authentication 
         information of either the local peer or the remote peer. 
         Therefore, the I2NSF Controller stores authentication
         information (and credentials) not only for the remote NSF 
         but also for the local NSF. The local NSF MAY use the 
         same identity for different types of authentication
         and credentials. Pointing to the entry for a local NSF
         (e.g., A) and the entry for remote NSF (e.g., B)
         is possible to specify all the required information to 
         carry out the authentication between A and B (see
         ../conn-entry/local and ../conn-entry/remote).";
      
       list pad-entry {
         key "name";
         ordered-by user;
         description 
           "Peer Authorization Database (PAD) entry. It
           is a list of PAD entries ordered by the
           I2NSF Controller and each entry is 
           univocally identified by a name"; 
         leaf name { 
           type string; 
           description 
             "PAD unique name to identify this
             entry.";
         }
         choice identity {
           mandatory true;
           description 
             "A particular IKE peer will be
             identified by one of these identities. 
             This peer can be a remote peer or local
             peer (this NSF).";
           reference
             "Section 4.4.3.1 in RFC 4301.";
           case ipv4-address { 
             leaf ipv4-address { 
               type inet:ipv4-address; 
               description 
                 "Specifies the identity as 
                 a single four (4) octet IPv4 address."; 
             }
           }
           case ipv6-address{ 
             leaf ipv6-address { 
               type inet:ipv6-address; 
               description 
                 "Specifies the identity as a
                 single sixteen (16) octet IPv6 
                 address. An example is
                 2001:db8::8:800:200c:417a."; 
             }
           }
           case fqdn-string {
             leaf fqdn-string { 
               type inet:domain-name; 
                description 
                  "Specifies the identity as a
                  Fully-Qualified Domain Name
                  (FQDN) string. An example is:
                  example.com. The string MUST 
                  NOT contain any terminators 
                  (e.g., NULL, CR, etc.).";       
              }
           }
           case rfc822-address-string {
             leaf rfc822-address-string { 
               type string; 
               description 
                 "Specifies the identity as a
                 fully-qualified RFC5322 email
                 address string. An example is,
                 jsmith@example.com. The string
                 MUST NOT contain any
                 terminators (e.g., NULL, CR,
                 etc.)."; 
               reference 
                 "RFC 5322.";
             }
           }
           case dnx509 {
             leaf dnx509 { 
               type binary; 
               description 
                 "The binary 
                 Distinguished Encoding Rules (DER) 
                 encoding of an ASN.1 X.500 
                 Distinguished Name, as specified in IKEv2.";
               reference 
                 "RFC 5280. Section 3.5 in RFC 7296."; 
             }
           }
           case gnx509 {
             leaf gnx509 { 
               type binary; 
               description 
                 "ASN.1 X.509 GeneralName 
                 structure as
                 specified in RFC 5280,
                 encoded using ASN.1
                 distinguished encoding rules
                 (DER), as specified in ITU-T
                 X.690.";
               reference
                 "RFC 5280";
             }
          
           }
           case id-key {
             leaf id-key { 
               type binary; 
               description 
                 "Opaque octet stream that may be
                 used to pass vendor-specific 
                 information for proprietary
                 types of identification.";
               reference
                 "Section 3.5 in RFC 7296."; 
             } 
           }
           case id-null {
             leaf id-null { 
               type empty; 
               description 
                 "The ID_NULL identification is used
                 when the IKE identification payload
                 is not used." ; 
               reference 
                 "RFC 7619.";
             } 
           }
         }
      
         leaf auth-protocol { 
           type auth-protocol-type;
           default ikev2; 
           description 
             "Only IKEv2 is supported right now but
             other authentication protocols may be
             supported in the future.";
         }
         container peer-authentication {
           description 
             "This container allows the Security
             Controller to configure the
             authentication method (pre-shared key,
             eap, digitial-signature, null) that 
             will be used with a particular peer and
             the credentials to use, which will 
             depend on the selected authentication 
             method.";
          
           leaf auth-method { 
             type auth-method-type; 
             default pre-shared;
             description 
               "Type of authentication method 
               (pre-shared, eap, digital signature,
                null)."; 
             reference 
               "Section 2.15 in RFC 7296.";
           }
           container eap-method {
             when "../auth-method = 'eap'";
             leaf eap-type { 
               type uint32 {range "1 .. 4294967295"; }
               mandatory true; 
               description 
                 "EAP method type specified with 
                 a value extracted from the 
                 IANA Registry. This
                 information provides the
                 particular EAP method to be
                 used. Depending on the EAP
                 method, pre-shared keys or
                 certificates may be used."; 
             }
             description 
               "EAP method description used when
               authentication method is 'eap'.";
             reference 
               "IANA Registry; Extensible Authentication 
               Protocol (EAP); Registry; Method Types. 
               Section 2.16 in RFC 7296.";    
           }
           container pre-shared {
             when 
               "../auth-method[.='pre-shared' or
               .='eap']";
             leaf secret {
               nacm:default-deny-all; 
               type yang:hex-string; 
               description 
                 "Pre-shared secret value. The
                 NSF has to prevent read access
                 to this value for security
                 reasons. This value MUST be 
                 set if the EAP method uses a 
                 pre-shared key or pre-shared 
                 authentication has been chosen.";
             }
             description 
               "Shared secret value for PSK or 
               EAP method authentication based on
               PSK.";
           }
           container digital-signature {
             when
               "../auth-method[.='digital-signature' 
               or .='eap']";
             leaf ds-algorithm {
               type uint8;
               default 14; 
               description 
                 "The digital signature 
                 algorithm is specified with a
                 value extracted from the IANA
                 Registry. Default is the generic
                 Digital Signature method. Depending 
                 on the algorithm, the following leafs
                 MUST contain information. For
                 example if digital signature or the 
                 EAP method involves a certificate 
                 then leaf 'cert-data' and 'private-key'
                 will contain this information.";
             reference
               "IANA Registry; Internet Key
               Exchange Version 2 (IKEv2);
               Parameters; IKEv2 Authentication Method.";
             }
                   
             choice public-key {
               leaf raw-public-key {
                 type binary; 
                 description 
                   "A binary that contains the
                   value of the public key.  The
                   interpretation of the content
                   is defined by the digital
                   signature algorithm. For
                   example, an RSA key is
                   represented as RSAPublicKey as
                   defined in RFC 8017, and an
                   Elliptic Curve Cryptography
                   (ECC) key is represented
                   using the 'publicKey'
                   described in RFC 5915.";
               }
                       
               leaf cert-data {
                 type binary;
                 description 
                   "X.509 certificate data in DER 
                   format. If raw-public-key is 
                   defined, this leaf is empty.";
                 reference "RFC 5280";
               }
               description 
                 "If the I2NSF Controller
                 knows that the NSF
                 already owns a private key
                 associated to this public key
                 (e.g., the NSF generated the pair
                 public key/private key out of
                 band), it will only configure
                 one of the leaf of this 
                 choice but not the leaf
                 private-key. The NSF, based on
                 the public key value, can know
                 the private key to be used.";
             }
             leaf private-key {
               nacm:default-deny-all; 
               type binary;
               description 
                 "A binary that contains the
                 value of the private key. The
                 interpretation of the content
                 is defined by the digital
                 signature algorithm. For
                 example, an RSA key is
                 represented as RSAPrivateKey as
                 defined in RFC 8017, and an
                 Elliptic Curve Cryptography
                 (ECC) key is represented as
                 ECPrivateKey as defined in RFC
                 5915. This value is set
                 if public-key is defined and
                 I2NSF controller is in charge
                 of configuring the
                 private-key. Otherwise, it is
                 not set and the value is
                 kept in secret."; 
             }
             leaf-list ca-data {
               type binary; 
               description 
                 "List of trusted Certification
                 Authorities (CA) certificates
                 encoded using ASN.1
                 distinguished encoding rules
                 (DER). If it is not defined 
                 the default value is empty.";     
             }
             leaf crl-data {
               type binary;
               description 
                 "A CertificateList structure, as
                 specified in RFC 5280,
                 encoded using ASN.1
                 distinguished encoding rules
                 (DER),as specified in ITU-T
                 X.690. If it is not defined 
                 the default value is empty.";
              reference
                "RFC 5280";
             }
             leaf crl-uri  { 
               type inet:uri;
               description 
                 "X.509 CRL certificate URI.
                 If it is not defined
                 the default value is empty.";
               reference 
                 "RFC 5280"; 
             }
             leaf oscp-uri {
               type inet:uri;
               description 
                 "OCSP URI.
                 If it is not defined
                 the default value is empty.";
               reference 
                 "RFC 2560 and RFC 5280";
             }         
             description 
               "Digital Signature container.";         
           } /*container digital-signature*/
         } /*container peer-authentication*/
       } 
     }
   
     list conn-entry {
       key "name";
       description 
         "IKE peer connection information. This list
         contains the IKE connection for this peer
         with other peers. This will create in
         real time IKE Security Associations
         established with these nodes.";
       leaf name {
         type string;
         description 
           "Identifier for this connection
           entry.";
       }    
       leaf autostartup { 
         type autostartup-type; 
         default add; 
         description 
           "By-default: Only add configuration 
           without starting the security 
           association.";
       }
       leaf initial-contact {
         type boolean; 
         default false; 
         description 
           "The goal of this value is to deactivate the
           usage of INITIAL_CONTACT notification
           (true). If this flag remains to false it
           means the usage of the INITIAL_CONTACT
           notification will depend on the IKEv2
           implementation.";
       }
       leaf version {
         type auth-protocol-type;
         default ikev2;
         description 
           "IKE version. Only version 2 is supported.";
       }
       
       container fragmentation {
         leaf enable { 
           type boolean; 
           default false;
           description 
             "Whether or not to enable IKEv2
             fragmentation (true or
             false).";
           reference 
             "RFC 7383.";
         }
         leaf mtu {
           when "../enable='true'"; 
           type uint16 { range "68..65535"; }
           description 
             "MTU that IKEv2 can use
             for IKEv2 fragmentation.";
           reference 
             "RFC 7383.";
         }
         description
           "IKEv2 fragmentation as per RFC 7383. If the 
           IKEv2 fragmentation is enabled it is possible 
           to specify the MTU.";
       }
       
       container ike-sa-lifetime-soft {
         description 
           "IKE SA lifetime soft. Two lifetime values
           can be configured: either rekey time of the
           IKE SA or reauth time of the IKE SA. When 
           the rekey lifetime expires a rekey of the
           IKE SA starts. When reauth lifetime
           expires a IKE SA reauthentication starts.";
         leaf rekey-time {
           type uint32;
           units "seconds"; 
           default 0; 
           description 
             "Time in seconds between each IKE SA
             rekey. The value 0 means infinite.";
         }
         leaf reauth-time {
           type uint32; 
           units "seconds";
           default 0;
           description 
             "Time in seconds between each IKE SA 
             reauthentication. The value 0 means
             infinite.";
         }
         reference 
           "Section 2.8 in RFC 7296.";
       }              
       container ike-sa-lifetime-hard {
         description 
           "Hard IKE SA lifetime. When this
           time is reached the IKE SA is removed.";
         leaf over-time {
           type uint32;
           units "seconds";
           default 0;       
           description 
             "Time in seconds before the IKE SA is
             removed. The value 0 means infinite."; 
         }
         reference
           "RFC 7296.";
       }
       leaf-list ike-sa-intr-alg { 
         type nsfikec:intr-alg-t;
         default 12; 
         ordered-by user; 
         description 
           "Integrity algorithm for establishing 
           the IKE SA. This list is ordered following
           from the higher priority to lower priority.
           First node of the list will be the algorithm
           with higher priority. 
           Default value 12 (AUTH_HMAC_SHA2_256_128)";
       }
       list ike-sa-encr-alg { 
         key id;
         min-elements 1;
         ordered-by user;
         leaf id {
           type uint16;  
           description 
             "An identifier that unequivocally 
             identifies each entry of the list,
              i.e., an encryption algorithm and 
              its key-length (if required)";
         }
         leaf algorithm-type {
           type nsfikec:encr-alg-t; 
           default 12;
           description 
             "Default value 12 (ENCR_AES_CBC)";
         }
         leaf key-length {
           type uint16;
           default 128;
           description 
             "By default key length is 128 bits";
         }
         description 
           "Encryption or AEAD algorithm for the IKE
           SAs. This list is ordered following
           from the higher priority to lower priority.
           First node of the list will be the algorithm
           with higher priority";
       } 
       leaf dh-group { 
         type fs-group;
         default 14; 
         description 
           "Group number for Diffie-Hellman 
           Exponentiation used during IKE_SA_INIT
           for the IKE SA key exchange.";
       }
       leaf half-open-ike-sa-timer { 
         type uint32;
         units "seconds"; 
         default 0; 
         description 
           "Set the half-open IKE SA timeout 
           duration. The value 0 implies infinite."; 
         reference
           "Section 2 in RFC 7296.";
       } 
       leaf half-open-ike-sa-cookie-threshold { 
         type uint32; 
         default 0; 
         description 
           "Number of half-open IKE SAs that activate 
           the cookie mechanism. The value 0 implies 
           infinite." ; 
         reference
           "Section 2.6 in RFC 7296.";
       } 
       container local {
         leaf local-pad-entry-name { 
           type string; 
           mandatory true; 
           description 
             "Local peer authentication information.
             This node points to a specific entry in
             the PAD where the authorization
             information about this particular local
             peer is stored. It MUST match a
             pad-entry-name.";
         } 
         description 
           "Local peer authentication information.";
       }
       container remote {
         leaf remote-pad-entry-name { 
           type string; 
           mandatory true;
           description 
             "Remote peer authentication information.
             This node points to a specific entry in
             the PAD where the authorization
             information about this particular
             remote peer is stored. It MUST match a 
             pad-entry-name.";
         }
         description 
           "Remote peer authentication information.";   
       }   
       container encapsulation-type {
          uses nsfikec:encap;
          description 
            "This container carries configuration
            information about the source and destination
            ports of encapsulation that IKE should use
            and the type of encapsulation that 
            should use when NAT traversal is required.
            However, this is just a best effort since 
            the IKE implementation may need to use a 
            different encapsulation as
            described in RFC 8229."; 
          reference 
            "RFC 8229.";
       }
       container spd {
         description 
           "Configuration of the Security Policy 
           Database (SPD). This main information is 
           placed in the grouping 
           ipsec-policy-grouping.";
         list spd-entry {
           key "name";
           ordered-by user;
           leaf name { 
             type string;
             description 
               "SPD entry unique name to identify 
               the IPsec policy."; 
           }
           container ipsec-policy-config {
             description 
               "This container carries the
               configuration of a IPsec policy.";
             uses nsfikec:ipsec-policy-grouping;
           }
           description 
             "List of entries which will constitute
             the representation of the SPD. In this  
             case, since the NSF implements IKE, it 
             is only required to send a IPsec policy 
             from this NSF where 'local' is this NSF 
             and 'remote' the other NSF. The IKE
             implementation will install IPsec
             policies in the NSF's kernel in both
             directions (inbound and outbound) and
             their corresponding IPsec SAs based on
             the information in this SPD entry.";
         }
         reference 
           "Section 2.9 in RFC 7296.";
       }
       container child-sa-info {
         leaf-list fs-groups { 
           type fs-group;
           default 0; 
           ordered-by user;
           description 
             "If non-zero, forward secrecy is 
             required when a new IPsec SA is being
             created.  The (non-zero) value indicates
             the group number to use for the key 
             exchange process used to achieve forward
             secrecy.
             This list is ordered following from the
             higher priority to lower priority. First 
             node of the list will be the algorithm
             with higher priority."; 
         }
         container child-sa-lifetime-soft {
           description 
             "Soft IPsec SA lifetime. 
             After the lifetime the action is 
             defined in this container 
             in the leaf action.";
           uses nsfikec:lifetime;
           leaf action {
             type nsfikec:lifetime-action;
             default replace; 
             description 
               "When the lifetime of an IPsec SA 
               expires an action needs to be 
               performed over the IPsec SA that
               reached the lifetime. There are
               three possible options:
               terminate-clear, terminate-hold and
               replace.";
             reference
               "Section 4.5 in RFC 4301 and Section 2.8 
               in RFC 7296.";
           }
         }
         container child-sa-lifetime-hard {
           description 
             "IPsec SA lifetime hard. The action will
             be to terminate the IPsec SA.";
             uses nsfikec:lifetime;
           reference 
             "Section 2.8 in RFC 7296.";
         }
         description 
           "Specific information for IPsec SAs
           SAs. It includes PFS group and IPsec SAs
           rekey lifetimes.";
       }
       container state {
         config false;  
         leaf initiator { 
           type boolean; 
           description 
             "It is acting as initiator for this
             connection.";
         }
         leaf initiator-ikesa-spi {
           type ike-spi; 
           description 
             "Initiator's IKE SA SPI.";
         }
         leaf responder-ikesa-spi {
           type ike-spi; 
           description 
             "Responder's IKE SA SPI.";
         }
         leaf nat-local {
           type boolean; 
           description 
             "True, if local endpoint is behind a 
             NAT.";
         }
         leaf nat-remote {
           type boolean; 
           description 
             "True, if remote endpoint is behind 
             a NAT.";
         }
         container encapsulation-type {
           uses nsfikec:encap;
           description 
             "This container provides information
             about the source and destination
             ports of encapsulation that IKE is
             using, and the type of encapsulation 
             when NAT traversal is required."; 
           reference 
             "RFC 8229.";
         }   
         leaf established {
           type uint64; 
           units "seconds";
           description 
             "Seconds since this IKE SA has been
             established.";
         }
         leaf current-rekey-time {
           type uint64; 
           units "seconds";
           description 
             "Seconds before IKE SA is rekeyed.";
         }
         leaf current-reauth-time {
           type uint64; 
           units "seconds";
           description 
             "Seconds before IKE SA is 
             re-authenticated.";
         }
         description 
           "IKE state data for a particular 
           connection.";
       } /* ike-sa-state */
     } /* ike-conn-entries */
                   
     container number-ike-sas {
       config false;
       leaf total {
         type yang:gauge64; 
         description 
           "Total number of active IKE SAs.";
       }
       leaf half-open {
         type yang:gauge64; 
         description 
           "Number of half-open active IKE SAs.";
       }
       leaf half-open-cookies {
         type yang:gauge64; 
         description 
           "Number of half open active IKE SAs with
           cookie activated.";
       }
       description 
         "General information about the IKE SAs. In
         particular, it provides the current number of
         IKE SAs.";
     }
   }  /* container ipsec-ike */
 }
 
    <CODE ENDS>
         
    ]]>  

                            </artwork>
                        </figure>
                    </t>
                    
                  </section>
                    
                </section>
                
                <section anchor="ike-less-model" title="The 'ietf-i2nsf-ikeless' Module ">
                  
                  <t>In this section, the YANG module for the IKE-less case is described.</t>
                  
                  <section anchor="ikeless-overview" title="Data model overview">  
                  
                  
                    <t> For this case, the definition of the SPD model has been
                        mainly extracted from the specification in section
                        4.4.1 and Appendix D in <xref target="RFC4301"/>,
                        though with some changes, namely:</t>
                    <t>
                        <list style="symbols">
                            <t>For simplicity, each IPsec policy (spd-entry) contains one
                            traffic selector, instead of a list of them. The
                            reason is that actual kernel
                            implementations only admit a single traffic
                            selector per IPsec policy.</t>
                            <t>Each IPsec policy contains an identifier (reqid)
                            to relate the policy with the IPsec SA. This is
                            common in Linux-based systems.</t>
                            <t>Each IPsec policy has only one name and not a
                            list of names.</t>
                            <t>Combined algorithms have been removed because
                            encryption algorithms MAY include authenticated
                            encryption with associated data (AEAD).</t>
                            <t>Tunnel information has been extended
                            with information about DSCP mapping. 
                            The reason is that certain kernel
                            implementations accept configuration of
                            these values.</t>
                        </list>
                    </t>
                    
                    <t>The definition of the SAD model has been mainly
                    extracted from the specification in section 4.4.2 in 
                    <xref target="RFC4301"/> though with some changes,
                    namely:</t>
                    <t>
                        <list style="symbols">
                            <t>For simplicity, each IPsec SA
                            (sad-entry) contains one traffic
                            selector, instead of a list of them. The
                            reason is that actual kernel
                            implementations
                            only admit a single traffic selector per
                            IPsec SA.</t>
                            
                            <t>Each IPsec SA contains a identifier (reqid) to
                            relate the IPsec SA with the IPsec Policy. The reason
                            is that real kernel implementations allow to include 
              this value.</t>
                            
                            <t>Each IPsec SA has also a name in the same way as
                            IPsec policies.</t>
                            
                            <t>The model allows specifying the
                            algorithm for encryption. This can be an
                            Authenticated Encryption with Associated
                            Data (AEAD) or non-AEAD. If an AEAD is
                            specified the integrity algorithm is not
                            required. If an non-AEAD algorithm is
                            specified the integrity algorithm is
                            required <xref target="RFC8221"/>.</t>
                            
                            <t>Tunnel information has been extended
                            with information about Differentiated
                            Services Code Point (DSCP) mapping. It
                            is assumed that
                            NSFs involved in this document provide
                            ECN full-functionality to prevent
                            discarding of ECN congestion
                            indications <xref target="RFC6040"/>.</t>
                            
                            <t>Lifetime of the IPsec SAs also
                            include idle time
                            and number of IP packets as threshold to trigger
                            the lifetime. The reason is that 
                            actual kernel implementations allow to set these
                            types of lifetimes.</t>
                            
                            <t>Information to configure the type of  
                            encapsulation (encapsulation-type) for IPsec ESP
                            packets in UDP (<xref target="RFC3948"/>), 
                            or TCP (<xref target="RFC8229"/>) has been included.</t>
                        </list>
                    </t>
                    <!--In other words, each traffic selector of a policy 
            (spd-entry) generates a different IPsec SA (sad-entry).   -->
                    <t> The notifications model has been defined using as
                        reference the PF_KEYv2 specification in 
                        <xref target="RFC2367"/>.</t>
                    
                    <t> The YANG data model for the IKE-less case is defined by the module "ietf-i2nsf-ikeless". Its structure is depicted in the following diagram, using the notation syntax for YANG tree diagrams (<xref target="RFC8340"/>).
                    </t>
                    
                    
                    <t>                 
                    
                        <figure>
                            <artwork>
<![CDATA[
module: ietf-i2nsf-ikeless
 +--rw ipsec-ikeless
   +--rw spd
   |  +--rw spd-entry* [name]
   |     +--rw name  string
   |     +--rw direction nsfikec:ipsec-traffic-direction
   |     +--rw reqid? uint64
   |     +--rw ipsec-policy-config
   |        +--rw anti-replay-window-size?   uint32
   |        +--rw traffic-selector
   |        |  +--rw local-prefix      inet:ip-prefix
   |        |  +--rw remote-prefix     inet:ip-prefix
   |        |  +--rw inner-protocol?   ipsec-inner-protocol
   |        |  +--rw local-ports* [start end]
   |        |  |  +--rw start    inet:port-number
   |        |  |  +--rw end      inet:port-number
   |        |  +--rw remote-ports* [start end]
   |        |     +--rw start    inet:port-number
   |        |     +--rw end      inet:port-number
   |        +--rw processing-info
   |           +--rw action?         ipsec-spd-action
   |           +--rw ipsec-sa-cfg
   |             +--rw pfp-flag?              boolean
   |             +--rw ext-seq-num?           boolean
   |             +--rw seq-overflow?          boolean
   |             +--rw stateful-frag-check?   boolean
   |             +--rw mode?                  ipsec-mode
   |             +--rw protocol-parameters? ipsec-protocol-parameters
   |              +--rw esp-algorithms
   |              |  +--rw integrity*    intr-alg-t
   |              |  +--rw encryption* [id]
   |              |  |  +--rw id                uint16
   |              |  |  +--rw algorithm-type?   encr-alg-t
   |              |  |  +--rw key-length?       uint16
   |              |  +--rw tfc-pad?      boolean
   |              +--rw tunnel
   |                 +--rw local           inet:ip-address
   |                 +--rw remote          inet:ip-address
   |                 +--rw df-bit?         enumeration
   |                 +--rw bypass-dscp?    boolean
   |                 +--rw dscp-mapping* [id]
   |                    +--rw id            uint8
   |                    +--rw inner-dscp?   inet:dscp
   |                    +--rw outer-dscp?   inet:dscp
   +--rw sad
     +--rw sad-entry* [name]
      +--rw name               string
      +--rw reqid?             uint64
      +--rw ipsec-sa-config
      |  +--rw spi                        uint32
      |  +--rw ext-seq-num?               boolean
      |  +--rw seq-overflow?              boolean
      |  +--rw anti-replay-window-size?   uint32
      |  +--rw traffic-selector
      |  |  +--rw local-prefix      inet:ip-prefix
      |  |  +--rw remote-prefix     inet:ip-prefix
      |  |  +--rw inner-protocol?   ipsec-inner-protocol
      |  |  +--rw local-ports* [start end]
      |  |  |  +--rw start    inet:port-number
      |  |  |  +--rw end      inet:port-number
      |  |  +--rw remote-ports* [start end]
      |  |     +--rw start    inet:port-number
      |  |     +--rw end      inet:port-number
      |  +--rw protocol-parameters? nsfikec:ipsec-protocol-parameters
      |  +--rw mode?                      nsfikec:ipsec-mode
      |  +--rw esp-sa
      |  |  +--rw encryption
      |  |  |  +--rw encryption-algorithm?   nsfikec:encr-alg-t
      |  |  |  +--rw key?                    yang:hex-string
      |  |  |  +--rw iv?                     yang:hex-string
      |  |  +--rw integrity
      |  |     +--rw integrity-algorithm?   nsfikec:intr-alg-t
      |  |     +--rw key?                   yang:hex-string
      |  +--rw sa-lifetime-hard
      |  |  +--rw time?      uint32
      |  |  +--rw bytes?     yang:counter64
      |  |  +--rw packets?   uint32
      |  |  +--rw idle?      uint32
      |  +--rw sa-lifetime-soft
      |  |  +--rw time?      uint32
      |  |  +--rw bytes?     yang:counter64
      |  |  +--rw packets?   uint32
      |  |  +--rw idle?      uint32
      |  |  +--rw action?    nsfikec:lifetime-action
      |  +--rw tunnel
      |  |  +--rw local           inet:ip-address
      |  |  +--rw remote          inet:ip-address
      |  |  +--rw df-bit?         enumeration
      |  |  +--rw bypass-dscp?    boolean
      |  |  +--rw dscp-mapping* [id]
      |  |  |  +--rw id            uint8
      |  |  |  +--rw inner-dscp?   inet:dscp
      |  |  |  +--rw outer-dscp?   inet:dscp
      |  |  +--rw dscp-values*    inet:dscp
      |  +--rw encapsulation-type
      |     +--rw espencap?   esp-encap
      |     +--rw sport?      inet:port-number
      |     +--rw dport?      inet:port-number
      |     +--rw oaddr*      inet:ip-address
      +--ro ipsec-sa-state
         +--ro sa-lifetime-current
         |  +--ro time?      uint32
         |  +--ro bytes?     yang:counter64
         |  +--ro packets?   uint32
         |  +--ro idle?      uint32
         +--ro replay-stats
            +--ro replay-window
            |  +--ro w?   uint32
            |  +--ro t?   uint64
            |  +--ro b?   uint64
            +--ro packet-dropped?       yang:counter64
            +--ro failed?               yang:counter64
            +--ro seq-number-counter?   uint64

  notifications:
    +---n sadb-acquire {ikeless-notification}?
    |  +--ro ipsec-policy-name    string
    |  +--ro traffic-selector
    |     +--ro local-prefix      inet:ip-prefix
    |     +--ro remote-prefix     inet:ip-prefix
    |     +--ro inner-protocol?   ipsec-inner-protocol
    |     +--ro local-ports* [start end]
    |     |  +--ro start    inet:port-number
    |     |  +--ro end      inet:port-number
    |     +--ro remote-ports* [start end]
    |        +--ro start    inet:port-number
    |        +--ro end      inet:port-number
    +---n sadb-expire {ikeless-notification}?
    |  +--ro ipsec-sa-name           string
    |  +--ro soft-lifetime-expire?   boolean
    |  +--ro lifetime-current
    |     +--ro time?      uint32
    |     +--ro bytes?     yang:counter64
    |     +--ro packets?   uint32
    |     +--ro idle?      uint32
    +---n sadb-seq-overflow {ikeless-notification}?
    |  +--ro ipsec-sa-name    string
    +---n sadb-bad-spi {ikeless-notification}?
       +--ro spi    uint32

]]>
                            </artwork>
                        </figure>
                    </t>
                    
                    <t> The YANG data model consists of a unique
                    "ipsec-ikeless" container which, in turn, is
                    composed of two additional containers: "spd" and
                    "sad". The "spd" container consists of a list of
                    entries that form the Security Policy Database.
                    Compared to the IKE case YANG data model, this
                    part specifies a few additional parameters
                    necessary due to the absence of an IKE software
                    in the NSF: traffic direction to apply the IPsec
                    policy, and a "reqid" value to link an IPsec
                    policy with its associated IPsec SAs since it is
                    otherwise a little hard to find by searching. 
                    The "sad" container is a list of entries that form the Security Association Database. In general, each entry allows specifying both configuration information (SPI, traffic selectors, tunnel/transport mode, cryptographic algorithms and keying material, soft/hard lifetimes, etc.) as well as state information (time to expire, replay statistics, etc.) of a concrete IPsec SA. 
                    </t>
                    
                    <t>
                    In addition, the module defines a set of notifications to allow the NSF inform I2NSF controller about relevant events such as IPsec SA expiration, sequence number overflow or bad SPI in a received packet.
                    </t>
                    
                  </section>
                  <section anchor="ikeless-examples" title="Example Usage">  
                    <t>
                        <xref target="appendix-e"/> shows an example
                        of IKE-less case configuration for a NSF, in
                        transport mode (host-to-host). Additionally,
                        <xref target="appendix-f"/> shows examples
                        of IPsec SA expire, acquire, sequence number
                        overflow and bad SPI notifications.
                    </t>
                    
                  </section>
                  <section anchor="ikeless-module" title="YANG Module">  
                    <t>
                      This YANG module has normative references to
                      <xref target="RFC4301"/>, 
                      <xref target="RFC6991"/>, 
                      <xref target="RFC8174"/> and 
                      <xref target="RFC8341"/>. 
                    </t>
                
                    <t>
                        <figure>
                            <artwork>
                                <![CDATA[
    
<CODE BEGINS> file "ietf-i2nsf-ikeless@2021-03-18.yang"
    
 module ietf-i2nsf-ikeless {
   yang-version 1.1;
   namespace "urn:ietf:params:xml:ns:yang:ietf-i2nsf-ikeless";

   prefix "nsfikels";

   import ietf-inet-types { 
     prefix inet;
     reference "RFC 6991: Common YANG Data Types";
   }

   import ietf-yang-types { 
     prefix yang; 
     reference "RFC 6991: Common YANG Data Types";
   }
             
   import ietf-i2nsf-ikec {
     prefix nsfikec;
     reference 
       "RFC XXXX: Software-Defined Networking
       (SDN)-based IPsec Flow Protection.";
   }

   import ietf-netconf-acm {
       prefix nacm;
       reference
            "RFC 8341: Network Configuration Access Control
             Model.";
   }
                  
   organization "IETF I2NSF Working Group";

   contact
   "WG Web:  <https://datatracker.ietf.org/wg/i2nsf/>
    WG List: <mailto:i2nsf@ietf.org>

   Author: Rafael Marin-Lopez
           <mailto:rafa@um.es> 

   Author: Gabriel Lopez-Millan
           <mailto:gabilm@um.es> 
      
   Author: Fernando Pereniguez-Garcia
           <mailto:fernando.pereniguez@cud.upct.es>
   ";

   description 
     "Data model for IKE-less case in the SDN-base IPsec flow
     protection service.
     
     Copyright (c) 2020 IETF Trust and the persons 
     identified as authors of the code.  All rights reserved.
     Redistribution and use in source and binary forms, with 
     or without modification, is permitted pursuant to, and 
     subject to the license terms contained in, the 
     Simplified BSD License set forth in Section 4.c of the 
     IETF Trust's Legal Provisions Relating to IETF Documents
     (https://trustee.ietf.org/license-info).
     
     This version of this YANG module is part of RFC XXXX;; 
     see the RFC itself for full legal notices.
     
     The key words 'MUST', 'MUST NOT', 'REQUIRED', 'SHALL', 
     'SHALL NOT', 'SHOULD', 'SHOULD NOT', 'RECOMMENDED',
     'NOT RECOMMENDED', 'MAY', and 'OPTIONAL' in this 
     document are to be interpreted as described in BCP 14 
     (RFC 2119) (RFC 8174) when, and only when, they appear 
     in all capitals, as shown here.";

   revision "2021-03-18" {
     description "Initial version.";
     reference 
       "RFC XXXX: Software-Defined Networking 
       (SDN)-based IPsec Flow Protection.";
   }
     
   feature ikeless-notification { 
     description 
       "This feature indicates that the server supports
       generating notifications in the ikeless module.
        
       To ensure broader applicability of this module, 
       the notifications are marked as a feature. 
       For the implementation of ikeless case, 
       the NSF is expected to implement this 
       feature.";
   } 
            
   container ipsec-ikeless {
     description 
       "Container for configuration of the IKE-less
       case. The container contains two additional
       containers: 'spd' and 'sad'. The first allows the
       I2NSF Controller to configure IPsec policies in
       the Security Policy Database SPD, and the second 
       allows to configure IPsec Security Associations
       (IPsec SAs) in the Security Association Database 
       (SAD).";
     reference "RFC 4301.";
    
     container spd {
       description 
         "Configuration of the Security Policy Database
         (SPD.)";
       reference "Section 4.4.1.2 in RFC 4301.";
      
       list spd-entry {
         key "name";
         ordered-by user;
         leaf name { 
           type string;
           description 
             "SPD entry unique name to identify this
             entry."; 
         }
         leaf direction { 
           type nsfikec:ipsec-traffic-direction; 
           mandatory true; 
           description 
             "Inbound traffic or outbound
              traffic. In the IKE-less case the
              I2NSF Controller needs to
              specify the policy direction to be
              applied in the NSF. In the IKE case
              this direction does not need to be
              specified since IKE
              will determine the direction that
              IPsec policy will require."; 
         }   
         leaf reqid {
           type uint64;
           default 0; 
           description 
             "This value allows to link this 
             IPsec policy with IPsec SAs with the 
             same reqid. It is only required in
             the IKE-less model since, in the IKE
             case this link is handled internally
             by IKE.";
         }
   
         container ipsec-policy-config {
           description 
             "This container carries the
             configuration of a IPsec policy.";
             uses nsfikec:ipsec-policy-grouping;
         }         
         description 
           "The SPD is represented as a list of SPD
           entries, where each SPD entry represents an
           IPsec policy.";  
       } /*list spd-entry*/
     } /*container spd*/
  
     container sad {     
       description 
         "Configuration of the IPsec Security Association
         Database (SAD)";
       reference "Section 4.4.2.1 in RFC 4301.";
            
       list sad-entry {
         key "name";
         ordered-by user;
         leaf name {
           type string; 
           description 
             "SAD entry unique name to identify this
             entry.";
         }
         leaf reqid {
           type uint64;
           default 0; 
           description 
             "This value allows to link this 
             IPsec SA with an IPsec policy with 
             the same reqid.";
         }
        
         container ipsec-sa-config {
           description 
             "This container allows configuring
             details of an IPsec SA.";
           leaf spi { 
             type uint32 { range "0..max"; }
             mandatory true; 
             description 
               "Security Parameter Index (SPI)'s
               IPsec SA.";
           }
        
           leaf ext-seq-num { 
             type boolean; 
             default true; 
             description 
               "True if this IPsec SA is using extended
               sequence numbers. If true, the 64-bit 
               extended sequence number counter is used;
               if false, the normal 32-bit sequence 
               number counter is used.";
           }
        
           leaf seq-overflow { 
             type boolean; 
             default false; 
             description
               "The flag indicating whether
               overflow of the sequence number
               counter should prevent transmission
               of additional packets on the IPsec
               SA (false) and, therefore needs to
               be rekeyed, or whether rollover is
               permitted (true). If Authenticated 
               Encryption with Associated Data
               (AEAD) is used (leaf 
               esp-algorithms/encryption/algorithm-type)  
               this flag MUST BE false. Setting this 
               flag to true is strongly discouraged."; 
           }
           leaf anti-replay-window-size {
             type uint32;
             default 64;  
             description 
               "To set the anti-replay window size.
               The default value is set to 64
               following RFC 4303 recommendation.";
             reference
                "Section 3.4.3 in RFC 4303"; 
           }    
           container traffic-selector {
             uses nsfikec:selector-grouping;
             description 
               "The IPsec SA traffic selector.";
           }
           leaf protocol-parameters { 
             type nsfikec:ipsec-protocol-parameters; 
             default esp; 
             description 
               "Security protocol of IPsec SA: Only
               ESP so far."; 
           }
           leaf mode { 
             type nsfikec:ipsec-mode; 
             default transport; 
             description 
               "Tunnel or transport mode."; 
           }
           container esp-sa {
             when "../protocol-parameters = 'esp'";
             description 
               "In case the IPsec SA is
               Encapsulation Security Payload
               (ESP), it is required to specify
               encryption and integrity
               algorithms, and key material.";
            
             container encryption {
               description 
                 "Configuration of encryption or
                  AEAD algorithm for IPsec
                  Encapsulation Security Payload
                  (ESP).";
               
               leaf encryption-algorithm { 
                 type nsfikec:encr-alg-t; 
                 default 12; 
                 description 
                   "Configuration of ESP 
                   encryption. With AEAD 
                   algorithms, the integrity-algorithm 
                   leaf is not used."; 
               }
             
               leaf key {
                 nacm:default-deny-all;
                 type yang:hex-string;
                  description 
                    "ESP encryption key value. 
                    If this leaf is not defined
                    the key is not defined 
                    (e.g., encryption is NULL).
                    The key length is 
                    determined by the
                    length of the key set in 
                    this leaf. By default is 
                    128 bits.";
               }
               leaf iv {
                 nacm:default-deny-all;
                 type yang:hex-string; 
                 description 
                   "ESP encryption IV value. If 
                   this leaf is not defined the 
                   IV is not defined (e.g.,
                   encryption is NULL)"; 
               }
             }
          
             container integrity {
               description 
                 "Configuration of integrity for
                 IPsec Encapsulation Security
                 Payload (ESP). This container
                 allows configuration of integrity
                 algorithms when no AEAD 
                 algorithms are used, and 
                 integrity is required.";
               
               leaf integrity-algorithm { 
                 type nsfikec:intr-alg-t;
                 default 12;
                 description 
                   "Message Authentication Code
                   (MAC) algorithm to provide
                   integrity in ESP
                   (default 
                   AUTH_HMAC_SHA2_256_128).
                   With AEAD algorithms, 
                   the integrity leaf is not
                   used."; 
               }
               
               leaf key {
                 nacm:default-deny-all; 
                 type yang:hex-string; 
                 description 
                   "ESP integrity key value. 
                   If this leaf is not defined
                   the key is not defined (e.g.,
                   AEAD algorithm is chosen and
                   integrity algorithm is not
                   required). The key length is 
                   determined by the length of 
                   the key configured.";
               }
             } 
           } /*container esp-sa*/
          
           container sa-lifetime-hard {
             description 
               "IPsec SA hard lifetime. The action
               associated is terminate and 
               hold.";
             uses nsfikec:lifetime; 
           }
           container sa-lifetime-soft {
             description 
               "IPsec SA soft lifetime.";
             uses nsfikec:lifetime;
             leaf action {
               type nsfikec:lifetime-action; 
               description 
                 "Action lifetime: 
                 terminate-clear, 
                 terminate-hold or replace.";
             }
           }
           container tunnel {
             when "../mode = 'tunnel'";
             uses nsfikec:tunnel-grouping;
             leaf-list dscp-values { 
               type inet:dscp;
               description 
                 "DSCP values allowed for ingress packets carried
                 over this IPsec SA. If no values are specified, no
                 DSCP-specific filtering is applied. When
                 ../bypass-dscp is false and a dscp-mapping is
                 defined, each value here would be the same as the
                 'inner' DSCP value for the DSCP mapping (list
                 dscp-mapping)"; 
               reference
                 "Section 4.4.2.1. in RFC 4301.";
             }
             description 
               "Endpoints of the IPsec tunnel.";
           }
           container encapsulation-type {
             uses nsfikec:encap;
             description 
               "This container carries 
               configuration information about 
               the source and destination ports 
               which will be used for ESP 
               encapsulation that ESP packets the
               type of encapsulation when NAT
               traversal is in place."; 
           } 
         } /*ipsec-sa-config*/

         container ipsec-sa-state {
           config false;
           description 
             "Container describing IPsec SA state
             data.";
           container sa-lifetime-current {
             uses nsfikec:lifetime;
             description 
               "SAD lifetime current.";
           }
           container replay-stats { 
             description 
               "State data about the anti-replay
               window.";
          
             container replay-window {
               leaf w {
                 type uint32; 
                 description 
                   "Size of the replay window.";
               }
               leaf t {
                 type uint64; 
                 description 
                   "Highest sequence number 
                   authenticated so far,
                   upper bound of window.";
               }
               leaf b {
                 type uint64; 
                 description 
                   "Lower bound of window.";
               }
               description 
                 "This container contains three 
                 parameters that defines the state 
                 of the replay window: window size (w), 
                 highest sequence number authenticated (t) 
                 and lower bound of the window (b). According 
                 to Appendix A2.1 - RFC 4303  w = t-b+1.";
               reference 
                 "Appendix A in RFC 4303.";
             }
   
             leaf packet-dropped {
               type yang:counter64;  
               description 
                 "Packets dropped
                 because they are 
                 replay packets.";
             }
          
             leaf failed {
               type yang:counter64; 
               description 
                 "Number of packets detected out
                 of the replay window.";
             }
          
             leaf seq-number-counter { 
               type uint64;       
               description 
                 "A 64-bit counter when this
                 IPsec SA is using Extended
                 Sequence Number or 32-bit
                 counter when it is not. 
                 Current value of sequence 
                 number."; 
             }
           } /* container replay-stats*/
         } /*ipsec-sa-state*/
        
         description 
           "List of SAD entries that forms the SAD.";
       } /*list sad-entry*/
     } /*container sad*/
   }/*container ipsec-ikeless*/

   /* Notifications */
   notification sadb-acquire {
     if-feature ikeless-notification;
     description 
       "The NSF detects and notifies that 
       an IPsec SA is required for an 
       outbound IP packet that has matched a SPD entry. 
       The traffic-selector container in this 
       notification contains information about 
       the IP packet that triggered this 
       notification.";
     leaf ipsec-policy-name {
       type string;
       mandatory true;
       description 
         "It contains the SPD entry name (unique) of
         the IPsec policy that hits the IP packet
         required IPsec SA. It is assumed the
         I2NSF Controller will have a copy of the
         information of this policy so it can
         extract all the information with this
         unique identifier. The type of IPsec SA is
         defined in the policy so the Security
         Controller can also know the type of IPsec
         SA that MUST be generated.";
     }
     container traffic-selector {
       description 
         "The IP packet that triggered the acquire
         and requires an IPsec SA. Specifically it
         will contain the IP source/mask and IP
         destination/mask; protocol (udp, tcp,
         etc...); and source and destination
         ports.";
       uses nsfikec:selector-grouping; 
     }
   }

   notification sadb-expire {
     if-feature ikeless-notification;
     description "An IPsec SA expiration (soft or hard).";
     leaf ipsec-sa-name { 
       type string;
       mandatory true;  
       description 
         "It contains the SAD entry name (unique) of
         the IPsec SA that is about to expire.  It is assumed 
         the I2NSF Controller will have a copy of the 
         IPsec SA information (except the cryptographic 
         material and state data) indexed by this name 
         (unique identifier) so it can know all the 
         information (crypto algorithms, etc.) about 
         the IPsec SA that has expired in order to 
         perform a rekey (soft lifetime) or delete it 
         (hard lifetime) with this unique identifier.";
     }
     leaf soft-lifetime-expire {
       type boolean;
       default true;
       description 
         "If this value is true the lifetime expired is
         soft. If it is false is hard.";
     }
     container lifetime-current {
       description 
         "IPsec SA current lifetime. If
         soft-lifetime-expired is true 
         this container is set with the 
         lifetime information about current
         soft lifetime. 
         It can help the NSF Controller 
         to know which of the (soft) lifetime 
         limits raised the event: time, bytes, 
         packets or idle.";
        
       uses nsfikec:lifetime;
     }
   }
   
   notification sadb-seq-overflow {
     if-feature ikeless-notification;
     description "Sequence overflow notification.";  
     leaf ipsec-sa-name { 
       type string;
       mandatory true;  
       description 
         "It contains the SAD entry name (unique) of
         the IPsec SA that is about to have a sequence
         number overflow and rollover is not permitted.
         When the NSF issues this event before reaching 
         a sequence number overflow is implementation 
         specific and out of scope of this specification.  
         It is assumed the I2NSF Controller will have a 
         copy of the IPsec SA information (except the
         cryptographic material and state data) indexed
         by this name (unique identifier) so it can
         know all the information (crypto algorithms,
         etc.) about the IPsec SA in
         order to perform a rekey of the IPsec SA.";
     }
   }
   
   notification sadb-bad-spi {
     if-feature ikeless-notification;
     description 
       "Notify when the NSF receives a packet with an
       incorrect SPI (i.e. not present in the SAD).";
     leaf spi { 
       type uint32 { range "0..max"; } 
       mandatory true; 
       description 
         "SPI number contained in the erroneous IPsec
          packet."; 
     }
   }
 } 
 
    <CODE ENDS>
 
    ]]>
                            </artwork>
                        </figure>
                    </t>
                    
                  </section>
                </section>
            </section>
            <section anchor="iana" title="IANA Considerations">
                <t>This document registers three URIs in the "ns"
                   subregistry of the IETF XML Registry 
                   <xref target="RFC3688"/>.
                   Following the format in <xref target="RFC3688"/>, the
                   following registrations are requested:</t>
                <t>
                    <figure>
                        <artwork>
    URI: urn:ietf:params:xml:ns:yang:ietf-i2nsf-ikec
    Registrant Contact: The IESG.
    XML: N/A, the requested URI is an XML namespace.

    URI: urn:ietf:params:xml:ns:yang:ietf-i2nsf-ike
    Registrant Contact: The IESG.
    XML: N/A, the requested URI is an XML namespace.

    URI: urn:ietf:params:xml:ns:yang:ietf-i2nsf-ikeless
    Registrant Contact: The IESG.
    XML: N/A, the requested URI is an XML namespace.
                        </artwork>
                    </figure>
                </t>
                <t>This document registers three YANG modules in the "YANG
                    Module Names" registry <xref target="RFC6020"/>. Following the
                    format in <xref target="RFC6020"/>, the following registrations
                    are requested:</t>
                <t>
                    <figure>
                        <artwork>
    Name:       ietf-i2nsf-ikec
    Namespace:  urn:ietf:params:xml:ns:yang:ietf-i2nsf-ikec
    Prefix:     nsfikec
    Reference:  RFC XXXX

    Name:       ietf-i2nsf-ike
    Namespace:  urn:ietf:params:xml:ns:yang:ietf-i2nsf-ike
    Prefix:     nsfike
    Reference:  RFC XXXX

    Name:       ietf-i2nsf-ikeless
    Namespace:  urn:ietf:params:xml:ns:yang:ietf-i2nsf-ikeless
    Prefix:     nsfikels
    Reference:  RFC XXXX
                        </artwork>
                    </figure>
                </t>
            </section>
            <section anchor="security" title="Security Considerations">
                <t>
                    First of all, this document shares all the security
                    issues of SDN that are specified in the "Security
                    Considerations" section of <xref target="ITU-T.Y.3300"/>
                    and <xref target="RFC7426"/>. </t>
                <t>On the one hand, it is important to note that
                   there MUST
                    exist a security association between the I2NSF
                    Controller and the NSFs to protect the critical
                    information (cryptographic keys, configuration
                    parameter, etc.) exchanged between these
                    entities. The nature of and means to create that
                    security association is out of the scope of this
                    document (i.e., it is part of device
                    provisioning or onboarding).</t>
                <t>On the other hand, if encryption is mandatory for all
                    traffic of a NSF, its default policy MUST be to drop
                    (DISCARD) packets to prevent cleartext packet leaks.
                    This default policy MUST be pre-configured in the startup 
                    configuration datastore in the NSF 
                    before the NSF contacts the
                    I2NSF Controller. Moreover, the startup configuration
                    datastore MUST be also pre-configured with the required
                    ALLOW policies that allow the NSF to communicate with the
                    I2NSF Controller once the NSF is deployed. This
                    pre-configuration step is not carried out by the
                    I2NSF Controller but by some other entity before the
                    NSF deployment. <!--Moreover, this initial startup
            configuration MUST include the different policies that
            allow this NSF to contact the SC once the NSF has been
            deployed. -->In this manner, when the NSF
                    starts/reboots, it will always first apply the
                    configuration in the startup configuration before
                    contacting the I2NSF Controller.</t>
                <t>Finally, this section is divided in two
                    parts in order to analyze different security
                    considerations for both cases: NSF with IKEv2
                    (IKE case) and NSF without IKEv2 (IKE-less
                    case). In general, the
                    I2NSF Controller, as typically in the SDN
                    paradigm, is a target for different type of
                    attacks 
                    <xref target="SDNSecServ"/> and 
                    <xref target="SDNSecurity"/>. Thus, the
                    I2NSF Controller is a key entity in the
                    infrastructure and MUST be protected accordingly. 
                    In particular, the I2NSF Controller will handle
                    cryptographic material thus the attacker may try to access
                    this information. The impact is different depending on the IKE
                    case or the IKE-less case.</t>
                <section anchor="sec-case1" title="IKE case">
                    <t>In the IKE case, the I2NSF Controller sends IKEv2
                       credentials (PSK, public/private keys, certificates,
                       etc.) to the NSFs using the security association
                       between I2NSF Controller and NSFs. The I2NSF 
                       Controller MUST NOT store the IKEv2 credentials after 
                       distributing them. Moreover, the NSFs MUST NOT allow 
                       the reading of these values once they have been applied 
                       by the I2NSF Controller (i.e. write only operations). 
                       One option is to always return the same value (i.e. all
                       0s) if a read operation is carried out.</t>
                    
                    <t>If the attacker has access to the I2NSF Controller
                        during the period of time that key material is
                        generated, it might have access to the key material.
                        Since these values are used during NSF authentication in
                        IKEv2, it may impersonate the affected NSFs. Several
                        recommendations are important. 
                        
                        <list style="symbols">
                        
                        <t> IKEv2 configurations SHOULD adhere to the 
                        recommendations in <xref target="RFC8247"/>. </t>
                        
                        <t> If PSK authentication is
                        used in IKEv2, the I2NSF Controller MUST remove the
                        PSK immediately after generating and distributing it.
                       </t>
                                        
                        <t>When public/private keys are used, the I2NSF
                        Controller MAY generate both public key and private
                        key. In such a case, the I2NSF Controller MUST remove
                        the associated private key immediately after
                        distributing them to the NSFs.
                        Alternatively, the NSF
                        MAY generate the private key and export only
                        the public key to the I2NSF Controller. How
                        the NSF generates these
                        cryptographic material (public key/ private
                        keys) and
                        exports the public key, is out of scope of
                        this document.
                      </t>
                        
                        <t>If certificates are used, the NSF MAY generate the
                        private key and export the public key for certification
                        to the I2NSF Controller. How the NSF generates these
                        cryptographic material (public key/ private keys) and
                        exports the public key, is out of scope of this
                        document.</t>
                        </list>
                    </t>
                        
                </section>
                <section anchor="sec-case2" title="IKE-less case">
                    <t>
                        In the IKE-less case, the I2NSF Controller sends
                        the IPsec SA information to the NSF's SAD that
                        includes the private session keys required for
                        integrity and encryption. The I2NSF Controller
                        MUST NOT store the keys after 
                        distributing them. Moreover, the NSFs receiving
                        private key material MUST NOT allow the reading of
                        these values by any other entity (including the
                        I2NSF Controller itself) once they have been
                        applied (i.e. write only operations) into the NSFs.
                        Nevertheless, if the attacker has access to the
                        I2NSF Controller during the period of time that
                        key material is generated, it may obtain these
                        values. In other words, the attacker might be able to
                        observe the IPsec traffic and decrypt, or even
                        modify and re-encrypt, the traffic between peers.
                    </t>
                    <t>Finally, the security association between the
                    I2NSF Controller and the NSFs MUST provide, at
                    least, the same degree of protection as the one
                    achieved by the IPsec SAs configured in the
                    NSFs. In particular, the security association
                    between the I2NSF Controller and the NSFs MUST
                    provide forward secrecy if this property is to
                    be achieved in the IPsec SAs that the I2NSF
                    Controller configures in the NSFs. Similarly,
                    the encryption algorithms used in the security
                    association between I2NSF Controller and the NSF
                    MUST have, at least, the same strength (minimum
                    strength of a 128-bit key) as the algorithms
                    used to establish the IPsec SAs.
                    </t>
                </section>
                <section anchor="sec-yang" title="YANG modules">
                    <t>The modules specified in this document define a
                        schema for data that is designed to be accessed via
                        network management protocols such as NETCONF 
                        <xref target="RFC6241"/> or RESTCONF 
                        <xref target="RFC8040"/>. The lowest NETCONF layer
                        is the secure transport layer, and the
                        mandatory-to-implement secure transport is Secure Shell
                        (SSH) <xref target="RFC6242"/>. The lowest RESTCONF
                        layer is HTTPS, and the mandatory-to-implement secure
                        transport is TLS <xref target="RFC8446"/>.</t>
                        
                    <t>The Network Configuration Access Control Model (NACM) 
                        <xref target="RFC8341"/> provides the means to restrict
                        access for particular NETCONF or RESTCONF users to a
                        preconfigured subset of all available NETCONF or
                        RESTCONF protocol operations and content.</t>
                        
                    <t>There are a number of data nodes defined in these YANG
                        modules that are writable/creatable/deletable (i.e.,
                        config true, which is the default). These data nodes
                        may be considered sensitive or vulnerable in some
                        network environments. Write operations 
                        (e.g., edit-config) to these data nodes without 
                        proper protection can have a negative
                        effect on network operations. These are the subtrees and
                        data nodes and their sensitivity/vulnerability:</t>

                    <t> For the IKE case (ietf-i2nsf-ike):

                        <list hangIndent="6" style="hanging">
                            <t>/ipsec-ike: The entire container in this module
                            is sensitive to write operations. An attacker may
                            add/modify the credentials to be used for the
                            authentication (e.g., to impersonate a NSF), the
                            trust root (e.g., changing the trusted CA
                            certificates), the cryptographic algorithms
                            (allowing a downgrading attack), the IPsec
                            policies (e.g., by allowing leaking of data traffic
                            by changing to an allow policy), and in general
                            changing the IKE SA conditions and credentials
                            between any NSF.</t>
                        </list>
                    </t>
                    <t> For the IKE-less case (ietf-i2nsf-ikeless):

                        <list hangIndent="6" style="hanging">
                            <t>/ipsec-ikeless: The entire container in this
                            module is sensitive to write operations. An
                            attacker may add/modify/delete any IPsec policies
                            (e.g., by allowing leaking of data traffic by
                            changing to a allow policy) in the   
                            /ipsec-ikeless/spd container, and
                            add/modify/delete any IPsec SAs between 
                            two NSF by means of /ipsec-ikeless/sad container
                            and, in general, changing any IPsec SAs and IPsec
                            policies between any NSF.</t>
                        </list>
                    </t>
                    <t>Some of the readable data nodes in this YANG module may
                        be considered sensitive or vulnerable in some network
                        environments. It is thus important to control read
                        access (e.g., via get, get-config, or notification) to
                        these data nodes. These are the subtrees and data nodes
                        and their sensitivity/vulnerability:</t>
                    
                    <t> For the IKE case (ietf-i2nsf-ike):

                        <list hangIndent="6" style="hanging">
                            <t>/ipsec-ike/pad: This container includes sensitive
                                information to read operations. This information
                                MUST NOT be returned to a client. For
                                example, cryptographic material configured in
                                the NSFs (peer-authentication/pre-shared/secret and  peer-authentication/digital-signature/private-key) 
                                are already protected by the NACM
                                extension "default-deny-all" in this
                                document.</t>
                        </list>
                    </t>
                    <t> For the IKE-less case (ietf-i2nsf-ikeless):

                        <list hangIndent="6" style="hanging">
                            <t>/ipsec-ikeless/sad/sad-entry/ipsec-sa-config/esp-sa: This
                                container includes symmetric keys for the IPsec
                                SAs. For example, encryption/key contains an ESP
                                encryption key value and encryption/iv contains
                                an initialization vector value. Similarly,
                                integrity/key has an ESP
                                integrity key value. Those values MUST NOT be
                                read by anyone and are protected by the NACM
                                extension "default-deny-all" in this document.
                             </t>
                        </list>
                    </t>
                </section>
            </section>
            <section anchor="ack" title="Acknowledgements">
                <t>
                    Authors want to thank Paul Wouters, Valery
                    Smyslov,Sowmini Varadhan, David Carrel, Yoav
                    Nir, Tero Kivinen,
                    Martin Bjorklund, Graham Bartlett, Sandeep
                    Kampati, Linda
                    Dunbar, Mohit Sethi, Martin Bjorklund, Tom
                    Petch, Christian
                    Hopps, Rob Wilton, Carlos J. Bernardos, Alejandro
                    Perez-Mendez, Alejandro Abad-Carrascosa, Ignacio
                    Martinez, Ruben Ricart, and all IESG members
                    that have reviewed this document for their
                    valuable comments.
                </t>
            </section>
        </middle>
        <back>
            <references title="Normative References">
                &RFC2119;
                &RFC4301;
                &RFC7296;
                &RFC6020;
                &RFC8446; 
                &RFC6241; 
                &RFC6242; 
                &RFC8341; 
                &RFC8040;
                &RFC7950;                   
                &RFC8247;               
                &RFC8342;
                &RFC8340;
                &RFC2247;
                &RFC3947;
                &RFC4303;
                &RFC5280;
                &RFC5915;
                &RFC7383;
                &RFC7427;
                &RFC7619;
                &RFC8017;
                &RFC8174;
                &RFC8221;
                &RFC6991;
                &RFC5322;
                &RFC3948;
                &RFC8229;
                
                <reference anchor="IKEv2-Parameters" target='https://www.iana.org/assignments/ikev2-parameters/ikev2-parameters.xhtml'>
                    <front>
                        <title>Internet Key Exchange Version 2 (IKEv2) Parameters </title>
                        <author initials="IANA">
                            <organization>Internet Assigned Numbers Authority (IANA)</organization>
                        </author>
                        <date month="August" day="14" year="2020"/>
                    </front>
                    <format type="TXT" target="https://www.iana.org/assignments/ikev2-parameters/ikev2-parameters.xhtml"/>
                </reference>
                
                <reference anchor="IKEv2-Transform-Type-1" target='https://www.iana.org/assignments/ikev2-parameters/ikev2-parameters.xhtml#ikev2-parameters-5'>
                    <front>
                        <title>Internet Key Exchange Version 2 (IKEv2) Parameters - Transform Type Values - Transform Type 1 - Encryption Algorithm Transform IDs</title>
                        <author initials="IANA">
                            <organization>Internet Assigned Numbers Authority (IANA)</organization>
                        </author>
                        <date month="August" day="14" year="2020"/>
                    </front>
                    <format type="TXT" target="https://www.iana.org/assignments/ikev2-parameters/ikev2-parameters.xhtml#ikev2-parameters-5"/>
                </reference>
                
                
                <reference anchor="IKEv2-Transform-Type-3" target='https://www.iana.org/assignments/ikev2-parameters/ikev2-parameters.xhtml#ikev2-parameters-7'>
                    <front>
                        <title>Internet Key Exchange Version 2 (IKEv2) Parameters - Transform Type Values - Transform Type 3 - Integrity Algorithm Transform IDs</title>
                        <author initials="IANA">
                            <organization>Internet Assigned Numbers Authority (IANA)</organization>
                        </author>
                        <date month="August" day="14" year="2020"/>
                    </front>
                    <format type="TXT" target="https://www.iana.org/assignments/ikev2-parameters/ikev2-parameters.xhtml#ikev2-parameters-7"/>
                </reference>
                
                <reference anchor="IKEv2-Transform-Type-4" target='https://www.iana.org/assignments/ikev2-parameters/ikev2-parameters.xhtml#ikev2-parameters-8'>
                    <front>
                        <title>Internet Key Exchange Version 2 (IKEv2) Parameters - Transform Type Values - Transform Type 4 - Diffie-Hellman Group Transform IDs</title>
                        <author initials="IANA">
                            <organization>Internet Assigned Numbers Authority (IANA)</organization>
                        </author>
                        <date month="August" day="14" year="2020"/>
                    </front>
                    <format type="TXT" target="https://www.iana.org/assignments/ikev2-parameters/ikev2-parameters.xhtml#ikev2-parameters-8"/>
                </reference>
                
                <reference anchor="IKEv2-Auth-Method" target='https://www.iana.org/assignments/ikev2-parameters/ikev2-parameters.xhtml#ikev2-parameters-12'>
                    <front>
                        <title>Internet Key Exchange Version 2 (IKEv2) Parameters - IKEv2 Authentication Method</title>
                        <author initials="IANA">
                            <organization>Internet Assigned Numbers Authority (IANA)</organization>
                        </author>
                        <date month="August" day="14" year="2020"/>
                    </front>
                    <format type="TXT" target="https://www.iana.org/assignments/ikev2-parameters/ikev2-parameters.xhtml#ikev2-parameters-12"/>
                </reference>
                
                <reference anchor="IANA-Protocols-Number" target='https://www.iana.org/assignments/protocol-numbers/protocol-numbers.xhtml'>
                    <front>
                        <title>Protocol Numbers</title>
                        <author initials="IANA">
                            <organization>Internet Assigned Numbers Authority (IANA)</organization>
                        </author>
                        <date month="January" day="31" year="2020"/>
                    </front>
                    <format type="TXT" target="https://www.iana.org/assignments/protocol-numbers/protocol-numbers.xhtml"/>
                </reference>
                
                <reference anchor="IANA-Method-Type" target='https://www.iana.org/assignments/eap-numbers/eap-numbers.xhtml#eap-numbers-4'>
                    <front>
                        <title>Method Type</title>
                        <author initials="IANA">
                            <organization>Internet Assigned Numbers Authority (IANA)</organization>
                        </author>
                        <date month="April" day="14" year="2020"/>
                    </front>
                    <format type="TXT" target="https://www.iana.org/assignments/protocol-numbers/protocol-numbers.xhtml"/>
                </reference>
                
                <reference anchor="ITU-T.X.690">
                    <front>
                        <title>Recommendation ITU-T X.690</title>
                        <author/>
                        <date month="August" year="2015"/>
                    </front>
                </reference>
                
            </references>
            
            <references title="Informative References">
                &RFC7149;
                &RFC2367;
                &RFC6071;
                &RFC7426;
                &RFC3688;
                &RFC6437;
                &RFC8192; 
                &RFC8329;
                &RFC6040; 
                <reference anchor="I-D.tran-ipsecme-yang">
                    <front>
                        <title>Yang Data Model for Internet Protocol
                            Security (IPsec)</title>
                        <author initials="K" surname="Tran" fullname="Khanh Tran">
                            <organization/>
                        </author>
                        <author initials="H" surname="Wang" fullname="Honglei Wang">
                            <organization/>
                        </author>
                        <author initials="V" surname="Nagaraj" fullname="Vijay Kumar Nagaraj">
                            <organization/>
                        </author>
                        <author initials="X" surname="Chen" fullname="Xia Chen">
                            <organization/>
                        </author>
                        <date month="June" day="15" year="2015"/>
                        <abstract>
                            <t>
                                This document describes a YANG data model
                                for the IPsec(Internet Protocol Security)
                                protocol.  The model covers the IPsec
                                protocol operational state and remote
                                procedural calls.
                            </t>
                        </abstract>
                    </front>
                    <seriesInfo name="Internet-Draft" value="draft-tran-ipsecme-yang-01"/>
                    <format type="TXT" target="https://tools.ietf.org/html/draft-tran-ipsecme-yang-01"/>
                </reference>

                <reference anchor="I-D.carrel-ipsecme-controller-ike">
                    <front>
                        <title>IPsec Key Exchange using a
                            Controller</title>
                        <author initials="D" surname="Carrel" fullname="David Carrel">
                            <organization/>
                        </author>
                        <author initials="B" surname="Weiss" fullname="Brian Weiss">
                            <organization/>
                        </author>
                        <date month="March" day="11" year="2019"/>
                        <abstract>
                            <t>
                                This document presents a key exchange
                                method allowing devices managed by a
                                controller (e.g., an SDN management
                                station) to create private
                                pair-wise IPsec SAs without IKEv2 or any
                                other direct peer-to-peer
                                session establishment messages.  The
                                method can be used when a full
                                mesh of IKEv2 sessions between IPsec
                                devices is not appropriate.
                            </t>
                        </abstract>
                    </front>
                    <seriesInfo name="Internet-Draft" value="draft-carrel-ipsecme-controller-ike-01"/>
                    <format type="TXT" target="https://tools.ietf.org/html/draft-carrel-ipsecme-controller-ike-01"/>
                </reference>

                <reference anchor="ITU-T.Y.3300" target='https://www.itu.int/rec/T-REC-Y.3300/en'>
                    <front>
                        <title>Recommendation ITU-T Y.3300</title>
                        <author/>
                        <date month="June" year="2014"/>
                    </front>
                </reference>                

                <reference anchor="ONF-SDN-Architecture" target='https://www.opennetworking.org/wp-content/uploads/2013/02/TR_SDN_ARCH_1.0_06062014.pdf
'>
                    <front>
                        <title>SDN Architecture</title>
                        <author/>
                        <date month="June" year="2014"/>
                    </front>
                </reference>

                <reference anchor="ONF-OpenFlow" target='https://www.opennetworking.org/wp-content/uploads/2014/10/openflow-spec-v1.4.0.pdf
'>
                    <front>
                        <title>OpenFlow Switch Specification (Version
                            1.4.0)</title>
                        <author>
                            <organization>ONF</organization>
                        </author>
                        <date month="October" year="2013"/>
                    </front>
                </reference>

                <!--<reference anchor="ITU-T.X.1252">
                    <front>
                        <title>Baseline Identity Management Terms and
                            Definitions</title>
                        <author/>
                        <date month="April" year="2010"/>
                    </front>
                </reference>-->

                <!--<reference anchor="ITU-T.X.800">
                    <front>
                        <title>Security Architecture for Open Systems
                            Interconnection for  CCITT
                            Applications</title>
                        <author/>
                        <date month="March" year="1991"/>
                    </front>
                </reference>-->
                <reference anchor="netconf-vpn" target='https://ripe68.ripe.net/presentations/181-NETCONF-YANG-tutorial-43.pdf'>
                    <front>
                        <title>Tutorial: NETCONF and YANG</title>
                        <author>
                            <organization>Stefan Wallin</organization>
                        </author>
                        <date month="January" year="2014"/>
                    </front>
                </reference>

                <reference anchor="strongswan" target='https://www.strongswan.org/'>
                    <front>
                        <title>StrongSwan: the OpenSource IPsec-based VPN
                            Solution</title>
                        <author initials="CESNET">
                            <organization>CESNET</organization>
                        </author>
                        <date month="September" day="07" year="2020"/>
                    </front>
                    <format type="TXT" target="https://www.strongswan.org"/>
                </reference>
                
    <reference anchor="libreswan" target='https://libreswan.org/'>
                    <front>
                        <title>Libreswan VPN software</title>
                        <author initials="The Libreswan Project">
                            <organization>The Libreswan Project</organization>
                        </author>
                        <date month="September" day="7" year="2020"/>
                    </front>
                    <format type="TXT" target="https://libreswan.org/"/>
                </reference>

                <reference anchor="SDNSecurity">
                    <front>
                        <title>Towards secure and dependable software-defined networks. HotSDN 2013 - Proceedings of the 2013 ACM SIGCOMM Workshop on Hot Topics in Software Defined Networking. 55-60. 10.1145/2491185.2491199. 
</title>
                        <author initials="D" surname="Kreutz" fullname="D. Kreutz">
                            <organization/>
                        </author>
                        <author initials="F" surname="Ramos" fullname="F. Ramos">
                            <organization/>
                        </author>
                        <author initials="P" surname="Verissimo" fullname="P. Verissimo">
                            <organization/>
                        </author>
                        <date year="2013"/>
                    </front>
                </reference>

                <reference anchor="SDNSecServ">
                    <front>
                        <title>SDN Security: A Survey. IEEE SDN for Future Networks and Services (SDN4FNS), Trento, 2013, pp. 1-7, doi: 10.1109/SDN4FNS.2013.6702553.</title>
                        <author initials="S" surname="Scott-Hayward" fullname="S. Scott-Hayward">
                            <organization/>
                        </author>
                        <author initials="G" surname="O'Callaghan" fullname="G. O'Callaghan">
                            <organization/>
                        </author>
                        <author initials="P" surname="Sezer" fullname="P. Sezer">
                            <organization/>
                        </author>
                        <date year="2013"/>
                    </front>
                </reference>

            </references>
            
            <section anchor="appendix-d" title="XML configuration example for IKE case (gateway-to-gateway)">
                
                <t>This example shows a XML configuration file sent by the I2NSF Controller to establish a IPsec SA between two NSFs (see <xref target="fig:example-ike"/>) in tunnel mode (gateway-to-gateway) with ESP, authentication based on X.509 certificates (simplified for brevity with "base64encodedvalue==") and applying the IKE case.</t>
      

                <t>
                    <figure align="center" anchor="fig:example-ike" title="IKE case, tunnel mode , X.509 certificate authentication.">
                        <artwork align="center">
                            <![CDATA[
                          +------------------+ 
                          | I2NSF Controller |  
                          +------------------+               
                   I2NSF NSF-Facing |
                          Interface |
                  /-----------------+---------------\
                 /                                   \
                /                                     \ 
   +----+  +--------+                            +--------+  +----+
   | h1 |--| nsf_h1 |== IPsec_ESP_Tunnel_mode == | nsf_h2 |--| h2 |
   +----+  +--------+                            +--------+  +----+
          :1        :100                       :200       :1
          
(2001:db8:1:/64)          (2001:db8:123:/64)       (2001:db8:2:/64)
                ]]>
                        </artwork>
                    </figure>
                </t>
                <t>
                    <figure>
                        <artwork>
<![CDATA[
<ipsec-ike xmlns="urn:ietf:params:xml:ns:yang:ietf-i2nsf-ike"
xmlns:nc="urn:ietf:params:xml:ns:netconf:base:1.0">
  <pad>
    <pad-entry>
      <name>nsf_h1_pad</name>                       
      <ipv6-address>2001:db8:123::100</ipv6-address>
      <peer-authentication>
         <auth-method>digital-signature</auth-method>
         <digital-signature>
            <cert-data>base64encodedvalue==</cert-data> 
            <private-key>base64encodedvalue==</private-key>
            <ca-data>base64encodedvalue==</ca-data>
         </digital-signature>
      </peer-authentication>
    </pad-entry>
    <pad-entry>
      <name>nsf_h2_pad</name>                             
      <ipv6-address>2001:db8:123::200</ipv6-address>
      <auth-protocol>ikev2</auth-protocol>
      <peer-authentication>
        <auth-method>digital-signature</auth-method>
        <digital-signature>
          <!-- RSA Digital Signature -->
          <ds-algorithm>1</ds-algorithm>                         
          <cert-data>base64encodedvalue==</cert-data>
          <ca-data>base64encodedvalue==</ca-data>
        </digital-signature>
      </peer-authentication>
    </pad-entry>    
  </pad>
  <conn-entry>
     <name>nsf_h1-nsf_h2</name>
     <autostartup>start</autostartup>
     <version>ikev2</version>
     <initial-contact>false</initial-contact>
     <fragmentation><enable>false</enable></fragmentation>
     <ike-sa-lifetime-soft>
        <rekey-time>60</rekey-time>
        <reauth-time>120</reauth-time>
     </ike-sa-lifetime-soft>
     <ike-sa-lifetime-hard>
        <over-time>3600</over-time>
     </ike-sa-lifetime-hard>
     <!--AUTH_HMAC_SHA2_512_256-->
     <ike-sa-intr-alg>14</ike-sa-intr-alg> 
     <!--ENCR_AES_CBC - 128 bits-->
     <ike-sa-encr-alg>
        <id>1</id>
     </ike-sa-encr-alg>
     <!--8192-bit MODP Group-->
     <dh-group>18</dh-group> 
     <half-open-ike-sa-timer>30</half-open-ike-sa-timer>          
     <half-open-ike-sa-cookie-threshold>
        15
     </half-open-ike-sa-cookie-threshold>
     <local>                               
         <local-pad-entry-name>nsf_h1_pad</local-pad-entry-name>
     </local>
     <remote>                      
         <remote-pad-entry-name>nsf_h2_pad</remote-pad-entry-name>
     </remote>
     <spd>
       <spd-entry>
          <name>nsf_h1-nsf_h2</name>
          <ipsec-policy-config>                               
            <anti-replay-window-size>64</anti-replay-window-size>
            <traffic-selector>
               <local-prefix>2001:db8:1::0/64</local-prefix>         
               <remote-prefix>2001:db8:2::0/64</remote-prefix>
               <inner-protocol>any</inner-protocol>
            </traffic-selector>
            <processing-info>
               <action>protect</action>
               <ipsec-sa-cfg>
                  <pfp-flag>false</pfp-flag>                        
                  <ext-seq-num>true</ext-seq-num>
                  <seq-overflow>false</seq-overflow>
                  <stateful-frag-check>false</stateful-frag-check>   
                  <mode>tunnel</mode>
                  <protocol-parameters>esp</protocol-parameters>
                  <esp-algorithms>
                     <!-- AUTH_HMAC_SHA1_96 -->
                     <integrity>2</integrity>                       
                      <encryption>
                          <!-- ENCR_AES_CBC -->
                          <id>1</id>
                          <algorithm-type>12</algorithm-type>
                          <key-length>128</key-length>
                      </encryption>
                      <encryption>
                          <!-- ENCR_3DES-->
                          <id>2</id>
                          <algorithm-type>3</algorithm-type>
                      </encryption>
                     <tfc-pad>false</tfc-pad>
                  </esp-algorithms>
                  <tunnel>                                         
                     <local>2001:db8:123::100</local>              
                     <remote>2001:db8:123::200</remote>
                     <df-bit>clear</df-bit>
                     <bypass-dscp>true</bypass-dscp>
                 </tunnel>
               </ipsec-sa-cfg>
            </processing-info>
          </ipsec-policy-config>
       </spd-entry>
     </spd>
     <child-sa-info>
        <!--8192-bit MODP Group -->
        <fs-groups>18</fs-groups> 
        <child-sa-lifetime-soft>
           <bytes>1000000</bytes>
           <packets>1000</packets>
           <time>30</time>
           <idle>60</idle>
           <action>replace</action>
        </child-sa-lifetime-soft>
        <child-sa-lifetime-hard>
           <bytes>2000000</bytes>
           <packets>2000</packets>
           <time>60</time>
           <idle>120</idle>
        </child-sa-lifetime-hard>   
     </child-sa-info>
   </conn-entry>
</ipsec-ike>
]]>
                        </artwork>
                    </figure>
                </t>
            </section>
            <section anchor="appendix-e" title="XML configuration example for IKE-less case (host-to-host)">
                <t>This example shows a XML configuration file sent by the I2NSF Controller to establish a IPsec SA between two NSFs (see <xref target="fig:example-ikeless"/>) in transport mode (host-to-host) with ESP in the IKE-less case.</t>
                <t>
                    <figure align="center" anchor="fig:example-ikeless" title="IKE-less case, transport mode.">
                        <artwork align="center">
                            <![CDATA[
                   +------------------+ 
                   | I2NSF Controller |  
                   +------------------+               
           I2NSF NSF-Facing |
                  Interface |
       /--------------------+-------------------\
      /                                          \
     /                                            \
+--------+                                    +--------+
| nsf_h1 |===== IPsec_ESP_Transport_mode =====| nsf_h2 |
+--------+                                    +--------+
        :100        (2001:db8:123:/64)       :200

                ]]>
                        </artwork>
                    </figure>
                </t>
                <t>
                    <figure>
                        <artwork>
<![CDATA[
<ipsec-ikeless
  xmlns="urn:ietf:params:xml:ns:yang:ietf-i2nsf-ikeless"
  xmlns:nc="urn:ietf:params:xml:ns:netconf:base:1.0">
  <spd>
    <spd-entry>
        <name>
           in/trans/2001:db8:123::200/2001:db8:123::100
        </name>
        <direction>inbound</direction>
        <reqid>1</reqid>
        <ipsec-policy-config>
           <traffic-selector>
             <local-prefix>2001:db8:123::200/128</local-prefix>     
             <remote-prefix>2001:db8:123::100/128</remote-prefix>
             <inner-protocol>any</inner-protocol> 
           </traffic-selector>
           <processing-info>
              <action>protect</action>
              <ipsec-sa-cfg>
                <ext-seq-num>true</ext-seq-num>
                <seq-overflow>false</seq-overflow>
                <mode>transport</mode>              
                <protocol-parameters>esp</protocol-parameters>
                <esp-algorithms>
                   <!--AUTH_HMAC_SHA1_96-->
                   <integrity>2</integrity> 
                   <!--ENCR_AES_CBC -->
                   <encryption>
                     <id>1</id>
                     <algorithm-type>12</algorithm-type>
                      <key-length>128</key-length>
                   </encryption>
                   <encryption>
                     <id>2</id>
                     <algorithm-type>3</algorithm-type>
                   </encryption>
                </esp-algorithms>
              </ipsec-sa-cfg>
            </processing-info>
          </ipsec-policy-config>
        </spd-entry>
        <spd-entry>
          <name>out/trans/2001:db8:123::100/2001:db8:123::200</name>
          <direction>outbound</direction>
          <reqid>1</reqid>
          <ipsec-policy-config>
            <traffic-selector>           
              <local-prefix>2001:db8:123::100/128</local-prefix>     
              <remote-prefix>2001:db8:123::200/128</remote-prefix>
              <inner-protocol>any</inner-protocol>
            </traffic-selector>
            <processing-info>
              <action>protect</action>
              <ipsec-sa-cfg>
                <ext-seq-num>true</ext-seq-num>
                <seq-overflow>false</seq-overflow>
                <mode>transport</mode>               
                <protocol-parameters>esp</protocol-parameters>
                <esp-algorithms>
                  <!-- AUTH_HMAC_SHA1_96 -->
                  <integrity>2</integrity> 
                  <!-- ENCR_AES_CBC -->
                  <encryption>
                     <id>1</id>
                     <algorithm-type>12</algorithm-type>
                     <key-length>128</key-length>
                  </encryption>
                  <encryption>
                     <id>2</id>
                     <algorithm-type>3</algorithm-type>
                  </encryption>
                </esp-algorithms>
               </ipsec-sa-cfg>
             </processing-info>
           </ipsec-policy-config>
        </spd-entry>
     </spd>
     <sad>
       <sad-entry>
         <name>out/trans/2001:db8:123::100/2001:db8:123::200</name>
         <reqid>1</reqid>
         <ipsec-sa-config>
            <spi>34501</spi>
            <ext-seq-num>true</ext-seq-num>
            <seq-overflow>false</seq-overflow>
            <anti-replay-window-size>64</anti-replay-window-size>
            <traffic-selector>
              <local-prefix>2001:db8:123::100/128</local-prefix>
              <remote-prefix>2001:db8:123::200/128</remote-prefix>
                 <inner-protocol>any</inner-protocol>
             </traffic-selector>
             <protocol-parameters>esp</protocol-parameters>
             <mode>transport</mode>
             <esp-sa>
               <encryption>
                  <!-- //ENCR_AES_CBC -->
                  <encryption-algorithm>12</encryption-algorithm> 
                  <key>01:23:45:67:89:AB:CE:DF</key>
                  <iv>01:23:45:67:89:AB:CE:DF</iv>
               </encryption>
               <integrity>
                  <!-- //AUTH_HMAC_SHA1_96 -->
                  <integrity-algorithm>2</integrity-algorithm>
                  <key>01:23:45:67:89:AB:CE:DF</key>
               </integrity>
             </esp-sa>   
         </ipsec-sa-config>
       </sad-entry>
       <sad-entry>
          <name>in/trans/2001:db8:123::200/2001:db8:123::100</name>
          <reqid>1</reqid>
          <ipsec-sa-config>
              <spi>34502</spi>
              <ext-seq-num>true</ext-seq-num>
              <seq-overflow>false</seq-overflow>
              <anti-replay-window-size>64</anti-replay-window-size>
              <traffic-selector>
                 <local-prefix>2001:db8:123::200/128</local-prefix>
                 <remote-prefix>2001:db8:123::100/128</remote-prefix>
                 <inner-protocol>any</inner-protocol>
              </traffic-selector>
              <protocol-parameters>esp</protocol-parameters>
              <mode>transport</mode>
              <esp-sa>
                 <encryption>
                    <!-- //ENCR_AES_CBC -->
                    <encryption-algorithm>12</encryption-algorithm> 
                    <key>01:23:45:67:89:AB:CE:DF</key>
                    <iv>01:23:45:67:89:AB:CE:DF</iv>
                 </encryption>
                 <integrity>
                    <!-- //AUTH_HMAC_SHA1_96 -->
                    <integrity-algorithm>2</integrity-algorithm>
                    <key>01:23:45:67:89:AB:CE:DF</key>
                 </integrity>
               </esp-sa>
               <sa-lifetime-hard>
                  <bytes>2000000</bytes>
                  <packets>2000</packets>
                  <time>60</time>
                  <idle>120</idle>
               </sa-lifetime-hard> 
               <sa-lifetime-soft>
                  <bytes>1000000</bytes>
                  <packets>1000</packets>
                  <time>30</time>
                  <idle>60</idle>
                  <action>replace</action>
               </sa-lifetime-soft>
         </ipsec-sa-config>
       </sad-entry>
    </sad>
</ipsec-ikeless>
]]>
                        </artwork>
                    </figure>
                </t>
            </section>
            <section anchor="appendix-f" title="XML notification examples">
                <t>In the following, several XML files are shown to
                illustrate different types of notifications defined
                in the IKE-less YANG model, which are sent by the
                NSF to the I2NSF Controller. The notifications
                happen in the IKE-less case.</t>
                <t>
                    <figure align="center" anchor="fig:expire-example" title="Example of sadb-expire notification.">
                        <artwork>
                            <![CDATA[
<sadb-expire xmlns="urn:ietf:params:xml:ns:yang:ietf-i2nsf-ikeless">
<ipsec-sa-name>in/trans/2001:db8:123::200/2001:db8:123::100
</ipsec-sa-name>
    <soft-lifetime-expire>true</soft-lifetime-expire>
       <lifetime-current>
          <bytes>1000000</bytes>
          <packets>1000</packets>
          <time>30</time>
          <idle>60</idle>
       </lifetime-current>
</sadb-expire>
        ]]>
                        </artwork>
                    </figure>
                </t>
                <t>
                    <figure align="center" anchor="fig:acquire-example" title="Example of sadb-acquire notification.">
                        <artwork>
<![CDATA[
<sadb-acquire xmlns="urn:ietf:params:xml:ns:yang:ietf-i2nsf-ikeless">
    <ipsec-policy-name>in/trans/2001:db8:123::200/2001:db8:123::100
    </ipsec-policy-name>
    <traffic-selector>
        <local-prefix>2001:db8:123::200/128</local-prefix>
        <remote-prefix>2001:db8:123::100/128</remote-prefix>
        <inner-protocol>any</inner-protocol> 
         <local-ports>
              <start>0</start>
              <end>0</end>
         </local-ports>
         <remote-ports>
              <start>0</start>
              <end>0</end>
         </remote-ports>
    </traffic-selector>
</sadb-acquire>
]]>
                        </artwork>
                    </figure>
                </t>
                <t>
                    <figure align="center" anchor="fig:seqoverflow-example" title="Example of sadb-seq-overflow notification.">
                        <artwork>
<![CDATA[
<sadb-seq-overflow 
    xmlns="urn:ietf:params:xml:ns:yang:ietf-i2nsf-ikeless">
      <ipsec-sa-name>in/trans/2001:db8:123::200/2001:db8:123::100
      </ipsec-sa-name>
</sadb-seq-overflow>
]]>
                        </artwork>
                    </figure>
                </t>
                <t>
                    <figure align="center" anchor="fig:bad-spi-example" title="Example of sadb-bad-spi notification.">
                        <artwork>
<![CDATA[
<sadb-bad-spi
         xmlns="urn:ietf:params:xml:ns:yang:ietf-i2nsf-ikeless">
        <spi>666</spi>
</sadb-bad-spi>
]]>
                        </artwork>
                    </figure>
                </t>
            </section>


   <section anchor="appendix-g" title="Operational use cases examples">


        <section anchor="appendix-g1" title="Example of IPsec SA establishment">

            <t>This appendix exemplifies the applicability of IKE case and
            IKE-less case to traditional IPsec configurations, that is,
            host-to-host and gateway-to-gateway. The following examples assume 
      the existence of two NSFs needing to establish an
            end-to-end IPsec SA to protect their communications. Both NSFs
            could be two hosts that exchange traffic (host-to-host) or gateways
            (gateway-to-gateway), for example, within an enterprise that needs
            to protect the traffic between the networks of two branch
            offices.</t>

            <t>Applicability of these configurations appear in current and new
            networking scenarios. For example, SD-WAN technologies are
            providing dynamic and on-demand VPN connections between branch
            offices, or between branches and SaaS cloud services. Besides, IaaS
            services providing virtualization environments are deployments that
            often rely on IPsec to provide secure channels between virtual
            instances (host-to-host) and providing VPN solutions for
            virtualized networks (gateway-to-gateway).</t>

            <t>As can be observed in the following, the I2NSF-based
            IPsec management system (for IKE and IKE-less cases),
            exhibits various
            advantages:
               <list style="numbers">
                  <t>
                    It allows to create IPsec SAs among two NSFs,
                    based only on the application
                    of general Flow-based Protection Policies at the
                    I2NSF User. Thus, administrators can
                    manage all security associations in a
                    centralized point with an abstracted view of the
                    network.
                  </t>
                  <t>
                    Any NSF deployed in the system does not need
                    manual configuration, therefore allowing its
                    deployment in an automated manner.
                   </t>
                </list>
            </t>

            <section anchor="sec-example-ikecase" title="IKE case">

                        <!-- maximum wide of the figure                                   -->
               <figure align="center" anchor="fig:g2gsinglecontroller1" title="Host-to-host / gateway-to-gateway for the IKE case.">
                            <artwork align="center">
                                <![CDATA[
                
          +----------------------------------------+
          |  I2NSF User  (IPsec Management System) | 
          +----------------------------------------+
                    |         
           (1)    Flow-based    I2NSF Consumer-Facing 
               Protection Policy       Interface
                    |                        
          +---------|------------------------------+
          |         |                              |
          |         |   I2NSF Controller           |
          |         V                              |
          |   +--------------+ (2)+--------------+ |
          |   |Translate into|--->|   NETCONF/   | |
          |   |IPsec Policies|    |   RESTCONF   | |
          |   +--------------+    +--------------+ |
          |                          |     |       |
          |                          |     |       |
          +--------------------------|-----|-------+
                                     |     |   
         I2NSF NSF-Facing Interface  |     |
                                     | (3) |   
           |-------------------------+     +---|
           V                                   V
   +----------------------+         +----------------------+
   |       NSF A          |         |        NSF B         |
   | IKEv2/IPsec(SPD/PAD) |         | IKEv2/IPsec(SPD/PAD) |
   +----------------------+         +----------------------+
          ]]>
                            </artwork>
                  </figure>
                  <t>
                     <xref target="fig:g2gsinglecontroller1"/> describes the
                     application of the IKE case when a data packet needs to be
                     protected in the path between the NSF A and NSF B:
                   </t>
                   <t>
                      <list style="numbers">
                        <t>
                          The I2NSF User defines a general flow-based
                          protection policy (e.g., protect data traffic between
                          NSF A and B). The I2NSF Controller looks
                          for the NSFs involved (NSF A and NSF B).
                         </t>
                               
                          <t>
                           The I2NSF Controller generates IKEv2
                           credentials for them and translates the policies
                           into SPD and PAD entries.
                           </t>
                           <t>
                           The I2NSF Controller inserts an IKEv2
                           configuration that includes the SPD and PAD
                           entries in both NSF A and NSF B. If some of
                           operations with NSF A and NSF B fail the
                           I2NSF Controller will stop the process and
                           perform a rollback operation by deleting any
                           IKEv2, SPD and PAD configuration that had been
                           successfully installed in NSF A or B.
                           </t>
                          </list>
                   </t>
                   <t> If the previous steps are successful, the flow is
                   protected by means of the IPsec SA established with IKEv2
                   between NSF A and NSF B.</t>
            </section>
            <section anchor="sec-example-ikeless-case" title="IKE-less case">

                        <!-- maximum wide of the figure                                   -->
              <figure align="center" anchor="fig:g2gsinglecontroller2" title="Host-to-host / gateway-to-gateway for IKE-less case.">
                            <artwork align="center">
                                <![CDATA[
        +----------------------------------------+
        | I2NSF User  (IPsec Management System)  | 
        +----------------------------------------+
                  |         
       (1)   Flow-based       I2NSF Consumer-Facing 
          Protection Policy      Interface
                  | 
        +---------|------------------------------+
        |         |                              |
        |         |   I2NSF Controller           |
        |         V                              |
        |  +--------------+ (2) +--------------+ |
        |  |Translate into|---->|   NETCONF/   | |
        |  |IPsec Policies|     |   RESTCONF   | |
        |  +--------------+     +--------------+ |
        |                         |     |        |
        +-------------------------|-----|--------+
                                  |     |
       I2NSF NSF-Facing Interface |     |
                                  | (3) |
           |----------------------+     +--|
           V                               V
  +----------------+             +----------------+
  |     NSF A      |             |     NSF B      |
  | IPsec(SPD/SAD) |             | IPsec(SPD/SAD) |
  +----------------+             +----------------+
    ]]>
                            </artwork>
              </figure>

             <t>
               <xref target="fig:g2gsinglecontroller2"/> describes the
               application of the IKE-less case when a data packet needs to be
               protected in the path between the NSF A and NSF B:
             </t>
             <t>
               <list style="numbers">
                  <t>The I2NSF User establishes a general Flow-based
                  Protection Policy and the I2NSF Controller
                  looks for the involved NSFs.</t>
                  <t> The I2NSF Controller translates the flow-based security
                  policies into IPsec SPD and SAD entries.</t>
                  <t>The I2NSF Controller inserts these entries
                  in both NSF A and NSF B IPsec databases (i.e., SPD and
                  SAD). The following text describes how this
                  would happen:
                    <list style="symbols">
                       <t>The I2NSF Controller chooses two random
                       values as SPIs: for example, SPIa1 for the
                       inbound IPsec SA in the NSF A and SPIb1 for
                       the inbound IPsec SA in NSF B. The value of
                       the SPIa1 MUST NOT be the same as any inbound
                       SPI in A. In the same way, the value of the
                       SPIb1 MUST NOT be the same as any inbound SPI
                       in B. Moreover, the SPIa1 MUST be used in B
                       for the outbound IPsec SA to A, while SPIb1
                       MUST be used in A for the outbound IPsec SA
                       to B.
                       It also generates fresh cryptographic
                       material for the new inbound/outbound IPsec
                       SAs and their parameters.</t>
                       
                       <t> After that, the I2NSF Controller sends
                       simultaneously the new inbound IPsec SA with SPIa1 and
                       new outbound IPsec SA with SPIb1 to NSF A; and the new
                       inbound IPsec SA with SPIb1 and new outbound
                       IPsec SA with SPIa1 to B, together with the
                       corresponding IPsec policies.  </t>
                       
                       <t>Once the I2NSF Controller receives confirmation from
                       NSF A and NSF B, it knows that the IPsec SAs are
                       correctly installed and ready.</t>
                     </list> 

                     Other alternative to this operation is:
                     the I2NSF Controller sends first the IPsec
                     policies and new inbound IPsec SAs to A and B
                     and, once it obtains a successful confirmation of
                     these operations from NSF A and NSF B, it
                     proceeds with installing the new outbound
                     IPsec SAs. Even though this procedure may increase the
                     latency to complete the process, no traffic is sent
                     over the network until the IPsec SAs are
                     completely operative. In any case other
                     alternatives MAY be possible to implement step 3.
              </t>
              
              <t>If some of the operations described above fail
               (e.g., the NSF A reports an error when the
               I2NSF Controller is trying to install the SPD
               entry, the new inbound or outbound IPsec SAs)
               the I2NSF Controller MUST perform rollback
               operations by deleting any new inbound or
               outbound IPsec SA and SPD entry that had been
               successfully installed in any of the NSFs 
               (e.g., NSF B) and stop the process. Note that the 
               I2NSF Controller MAY retry several
               times before giving up.</t>
                                
                <t> Otherwise, if the steps 1 to 3 are successful, the flow
                between NSF A and NSF B is protected by means of the IPsec SAs 
                established by the I2NSF Controller. It is worth mentioning that
                the I2NSF Controller associates a lifetime to the new IPsec SAs.
                When this lifetime expires, the NSF will send a sadb-expire
                notification to the I2NSF Controller in order to start the
                rekeying process.</t>
           </list>
         </t>

      <t>Instead of installing IPsec policies (in the SPD) and IPsec
      SAs (in the SAD) in step 3 (proactive mode), it is also
      possible that the I2NSF Controller only installs the SPD
      entries in step 3 (reactive mode). In such a case, when a
      data packet requires to be protected with IPsec, the NSF
      that saw first the data packet will send a sadb-acquire
      notification that informs the I2NSF Controller that needs
      SAD entries with the IPsec SAs to process the data
      packet. Again, if some of the operations installing 
      the new inbound/outbound IPsec SAs fail, the I2NSF Controller stops the
      process and performs a rollback operation by deleting any new
      inbound/outbound SAs that had been successfully installed.</t>
      </section>
    </section>

    <section anchor="appendix-g2" title="Example of the rekeying process in IKE-less case">
        <t>To explain an example of the rekeying process between two
        IPsec NSFs A and B, let assume that SPIa1
        identifies the inbound IPsec SA in A, and SPIb1
        the inbound IPsec SA in B. The rekeying process
         will take the following steps:</t>
                    <t>
                        <list style="numbers">
                            <t>The I2NSF Controller chooses two
                            random values as SPI for the new inbound
                            IPsec SAs: for example, SPIa2 for the
                            inbound IPsec SA in A and SPIb2 for the
                            inbound IPsec SA in B. The value of the
                            SPIa1 MUST NOT be the same as any
                            inbound SPI in A. In the same way, the
                            value of the SPIb1 MUST NOT be the same
                            as any inbound SPI in B. Then,
                            the I2NSF Controller creates an inbound IPsec SA
                            with SPIa2 in A and another inbound IPsec SA in B
                            with SPIb2. It can send this information
                            simultaneously to A and B.</t>
                            
                            <t> Once the I2NSF Controller receives
                            confirmation from A and B, the controller knows that
                            the inbound IPsec SAs are correctly installed. Then
                            it proceeds to send in parallel to A and B, the
                            outbound IPsec SAs: the outbound IPsec SA
                            to A with SPIb2, and the outbound IPsec SA to B with
                            SPIa2. At this point the new IPsec SAs are
                            ready.</t>
                            
                            <t> Once the I2NSF Controller receives
                            confirmation from A and B that the outbound IPsec
                            SAs have been installed, the I2NSF Controller, in
                            parallel, deletes the old IPsec SAs from A (inbound
                            SPIa1 and outbound SPIb1) and B (outbound SPIa1 and
                            inbound SPIb1).</t>
                        </list>
                    </t>
                    <t>If some of the operations in step 1 fail (e.g., the
                    NSF A reports an error when the I2NSF Controller is
                    trying to install a new inbound IPsec SA) the
                    I2NSF Controller MUST perform rollback operations by
                    removing any new inbound SA that had been successfully
                    installed during step 1. 
                    </t>
                    <t>If step 1 is successful but some of the operations in
                    step 2 fail (e.g., the NSF A reports an error when the
                    I2NSF Controller is trying to install the new
                    outbound IPsec SA), the I2NSF Controller MUST perform
                    a rollback operation by deleting any new outbound SA
                    that had been successfully installed during step 2 and
                    by deleting the inbound SAs created in step 1,
                    in that order.
                    </t>
                    <t>If the steps 1 and 2 are successful but the step 3
                    fails, the I2NSF Controller will avoid any rollback of
                    the operations carried out in step 1 and step 2 since
                    new and valid IPsec SAs were created and are functional.
                    The I2NSF Controller MAY reattempt to remove the old
                    inbound and outbound IPsec SAs in NSF A and NSF B several times
                    until it receives a success or it gives up. In the last
                    case, the old IPsec SAs will be removed when their
                    corresponding hard lifetime is reached.
                    </t>
                </section>


                <section anchor="appendix-g3" title="Example of managing NSF state loss in IKE-less case">
                    <t> In the IKE-less case, if the I2NSF Controller detects
                    that a NSF has lost the IPsec state, it could follow the
                    next steps:
                        <list style="numbers">
                            <t> The I2NSF Controller SHOULD delete the old
                            IPsec SAs on the non-failed nodes, established with
                            the failed node. This prevents the non-failed nodes
                            from leaking plaintext.</t>  
                            <t>If the affected node restarts, the I2NSF
                            Controller configures the new inbound IPsec SAs
                            between the affected node and all the nodes it was
                            talking to. </t>
                            <t> After these inbound IPsec SAs have been
                            established, the I2NSF Controller configures the
                            outbound IPsec SAs in parallel. </t>
                        </list>
                    </t>

                    <t>Step 2 and step 3 can be performed at the same time at
                     the cost of a potential packet loss. If this is not
                     critical then it is an optimization since the number of
                     exchanges between I2NSF Controller and NSFs is lower.</t>

             </section>



           </section>
       </back>
    </rfc>
    