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<rfc category="info" docName="draft-ietf-i2rs-architecture-14" ipr="trust200902">
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  <!-- ***** FRONT MATTER ***** -->
  <front>
    <!-- The abbreviated title is used in the page header - it is only necessary if the 
         full title is longer than 39 characters -->
    <title abbrev="I2RS Arch">An Architecture for the Interface to the Routing System</title>

    <!-- add 'role="editor"' below for the editors if appropriate -->

    <author fullname="Alia Atlas" initials="A.K.A." 
            surname="Atlas">
      <organization>Juniper Networks</organization>
      <address>
        <postal>
          <street>10 Technology Park Drive</street>
          <city>Westford</city>
          <region>MA</region>
          <code>01886</code>
          <country>USA</country>
        </postal>
        <email>akatlas@juniper.net</email>
      </address>
    </author>

    <author fullname="Joel Halpern" initials="J.H." surname="Halpern">
      <organization>Ericsson</organization>
      <address>
        <email>Joel.Halpern@ericsson.com</email>
      </address>
    </author>

    <author fullname="Susan Hares" initials="S.H." surname="Hares">
      <organization>Huawei</organization>
      <address>
        <email>shares@ndzh.com</email>
      </address>
    </author>

    <author fullname="Dave Ward" initials="D.W." surname="Ward">
      <organization>Cisco Systems</organization>
      <address>
       <postal>
         <street>Tasman Drive</street>
         <city>San Jose</city>
         <region>CA</region>
         <code>95134</code>
         <country>USA</country>
       </postal>
        <email>wardd@cisco.com</email>
      </address>
    </author>
    <author fullname="Thomas D. Nadeau" initials="T.N." surname="Nadeau">
      <organization>Brocade</organization>
      <address>
        <email>tnadeau@lucidvision.com</email>
      </address>
    </author>

    <date year="2016" />
    <!-- Meta-data Declarations -->


    <area>Routing</area>
<abstract>


<t>This document describes the IETF architecture for a standard,
programmatic interface for state transfer in and out of the Internet
routing system.  It describes the high-level architecture, the building 
blocks of this high-level architecture, and their interfaces with 
particular focus on those to be standardized
as part of the Interface to Routing System (I2RS).</t>
</abstract>
</front>

<middle>
<section anchor="Intro" title="Introduction">
      <t>Routers that form the internet routing infrastructure
      maintain state at various layers of detail and function. For
      example, a typical router maintains a Routing Information Base
      (RIB), and implements routing protocols such as OSPF, IS-IS, and
      BGP to exchange reachability information, topology information, 
	  protocol state, and other information about the
      state of the network with other routers.</t>

      <t>Routers convert all of this information into forwarding
      entries which are then used to forward packets and flows between
      network elements.  The forwarding plane and the specified
      forwarding entries then contain active state information that
      describes the expected and observed operational behavior of the
      router and which is also needed by the network applications.
      Network-oriented applications require easy access to this
      information to learn the network topology, to verify that
      programmed state is installed in the forwarding plane, to
      measure the behavior of various flows, routes or forwarding
      entries, as well as to understand the configured and active
      states of the router. Network-oriented applications also 
	  require easy access to an interface which will allow them to 
	  program and control state related to forwarding. </t>

      <t> This document sets out an architecture for a common,
      standards-based interface to this information. This Interface to
      the Routing System (I2RS) facilitates control and observation of
      the routing-related state (for example, a Routing Element RIB
      manager's state), as well as enabling network-oriented
      applications to be built on top of today's routed networks.  The
      I2RS is a programmatic asynchronous interface for transferring
      state into and out of the internet routing system.  This I2RS
      architecture recognizes that the routing system and a router's
      Operating System (OS) provide useful mechanisms that applications could harness to
      accomplish application-level goals.  These network-oriented 
	  applications can leverage the I2RS programmatic interface to 
	  create new ways of combining retrieval of internet routing 
	  data, analyzing this data, setting state within routers. </t>

      <t>Fundamental to the I2RS are clear data models that define the
      semantics of the information that can be written and read. The
      I2RS provides a way for applications to customize network
      behavior while leveraging the existing routing system as
      desired. The I2RS provides a framework for applications (including
	  controller applications) to register and to request the 
	  appropriate information for each particular application. </t>

      <t>Although the I2RS architecture is general enough to support
      information and data models for a variety of data, and aspects of
	  the I2RS solution may be useful in domains other than routing, 
	  I2RS and this document are specifically focused on an interface for 
	  routing data.</t> 
	  <t>Security is a concern for any new interface to the routing system. 
	  Section 4 provides an overview of the security considerations for 
	  the I2RS architecture. The detailed requirements for I2RS 
	  protocol security are contained in <xref target="I-D.ietf-i2rs-protocol-security-requirements"></xref>,
	  and the detailed security requirements for environment in which 
	  the I2RS protocol exists in are contained in 
	  <xref target="I-D.ietf-i2rs-security-environment-reqs"></xref>. 
	  </t>
<section title="Drivers for the I2RS Architecture">

        <t>There are four key drivers that shape the I2RS
        architecture.  First is the need for an interface that is
        programmatic, asynchronous, and offers fast, interactive
        access for atomic operations. Second is the access to
        structured information and state that is frequently not
        directly configurable or modeled in existing implementations
        or configuration protocols. Third is the ability to subscribe
        to structured, filterable event notifications from the
        router. Fourth, the operation of I2RS is to be data-model
        driven to facilitate extensibility and provide standard
        data-models to be used by network applications.</t>

        <t>I2RS is described as an asynchronous programmatic
        interface, the key properties of which are described in
        Section 5 of <xref
        target="I-D.ietf-i2rs-problem-statement"/>.</t> <t>The I2RS
        architecture facilitates obtaining information from the
        router.  The I2RS architecture provides the ability to not
        only read specific information, but also to subscribe to
        targeted information streams, filtered events, and thresholded
        events.</t>

        <t>Such an interface also facilitates the injection of
        ephemeral state into the routing system.  Ephemeral state
        on a router is the state which does not survive a the reboot of a 
		routing device or the reboot of the software handling the 
		I2RS software on a routing device.  A non-routing
        protocol or application could inject state into a routing
        element via the state-insertion functionality of the I2RS and
        that state could then be distributed in a routing or signaling
        protocol and/or be used locally (e.g. to program the
        co-located forwarding plane).  I2RS will only permit
        modification of state that would be safe, conceptually, to
        modify via local configuration; no direct manipulation of
        protocol-internal dynamically determined data is envisioned.
		</t>

</section>

<section title="Architectural Overview">
<t><xref target="arch_agent_client"/> shows the basic architecture for
I2RS between applications using I2RS, their associated I2RS clients,
and I2RS agents.  Applications access I2RS services through I2RS
clients. A single I2RS client can provide access to one or more
applications.  This figure also shows the types of 
data models associated with the routing system 
(dynamic configuration, static configuration, 
local configuration, and routing and signaling configuration)
which the I2RS agent data models may access or augment.
</t>
<t>
<xref target="arch_agent_client"/> is similar to the figure 1 found in the
<xref target="I-D.ietf-i2rs-problem-statement"></xref>, but this figure shows 
additional detail on how the applications utilize I2RS clients to 
interact with I2RS agents. <xref target="arch_agent_client"/> also shows a 
logical view of the data models associated with the routing system
rather than a functional view (RIB, FIB, topology, policy, 
routing/signaling protocols, etc.) 
</t>
<t>
In figure 1, Clients A and B each provide access to a
single application (application A and B respectively), 
while Client P provides access to multiple
applications.
</t>
<t>Applications can access I2RS services through local or remote
clients. A local client operates on the same physical box as routing
system. In contrast, a remote client operates across the network.  
In the figure, Applications A and B access I2RS services
through local clients, while Applications C, D and E access I2RS
services through a remote client.  The details of how applications
communicate with a remote client is out of scope for I2RS.</t>

<t>An I2RS client can access one or more I2RS agents. In the figure 1, 
Clients B and P access I2RS agents 1 and 2. Likewise, an I2RS agent
can provide service to one or more clients. In this figure, I2RS agent
1 provides services to Clients A, B and P while Agent 2 provides
services to only Clients B and P.</t>

<t>I2RS agents and clients communicate with one another using an
asynchronous protocol. Therefore, a single client can post multiple
simultaneous requests, either to a single agent or to multiple
agents. Furthermore, an agent can process multiple requests, either
from a single client or from multiple clients, simultaneously.</t>

<t>The I2RS agent provides read and write access to selected data on
the routing element that are organized into I2RS Services.  
<xref target="security_sec"/> describes how access is mediated by
authentication and access control mechanisms. Figure 1 shows I2RS 
agents being able to write ephemeral static state (e.g.
RIB entries), and to read from dynamic static (e.g. MPLS LSP-ID or number of active BGP peers).
</t> 

<t>In addition to read and write access, the I2RS agent allows clients to subscribe to different
types of notifications about events affecting different object
instances. One example of a notification of such an event (which 
is unrelated to an object creation, modification or deletion) is 
when a next-hop in the RIB is resolved in a way that allows it to be used by
a RIB manager for installation in the forwarding plane as part of a
particular route.  Please see <xref target="notif_sec"/> and <xref
target="info_stream_sec"/> for details.</t>

<t>The scope of I2RS is to define the interactions between the I2RS
agent and the I2RS client and the associated proper behavior of the
I2RS agent and I2RS client.</t>

<figure anchor="arch_agent_client" 
title="Architecture of I2RS Clients and Agents" align="center">
<artwork align="center"><![CDATA[

    ******************   *****************  *****************
    *  Application C *   * Application D *  * Application E *
    ******************   *****************  *****************
             ^                  ^                   ^
             |                  |                   |  
             |--------------|   |    |--------------|
                            |   |    |
                            v   v    v           
                          ***************
                          *  Client P   *
                          ***************
                               ^     ^
                               |     |-------------------------|
     ***********************   |      ***********************  |       
     *    Application A    *   |      *    Application B    *  |        
     *                     *   |      *                     *  |        
     *  +----------------+ *   |      *  +----------------+ *  |        
     *  |   Client A     | *   |      *  |   Client B     | *  |        
     *  +----------------+ *   |      *  +----------------+ *  |        
     ******* ^ *************   |      ***** ^ ****** ^ ******  |
             |                 |            |        |         |
             |   |-------------|            |        |   |-----|
             |   |   -----------------------|        |   |
             |   |   |                               |   |
************ v * v * v *********   ***************** v * v ********
*  +---------------------+     *   *  +---------------------+     *
*  |     Agent 1         |     *   *  |    Agent 2          |     *
*  +---------------------+     *   *  +---------------------+     *
*     ^        ^  ^   ^        *   *     ^        ^  ^   ^        *  
*     |        |  |   |        *   *     |        |  |   |        *  
*     v        |  |   v        *   *     v        |  |   v        *   
* +---------+  |  | +--------+ *   * +---------+  |  | +--------+ *   
* | Routing |  |  | | Local  | *   * | Routing |  |  | | Local  | *   
* |   and   |  |  | | Config | *   * |   and   |  |  | | Config | *  
* |Signaling|  |  | +--------+ *   * |Signaling|  |  | +--------+ *  
* +---------+  |  |         ^  *   * +---------+  |  |         ^  *  
*    ^         |  |         |  *   *    ^         |  |         |  *  
*    |    |----|  |         |  *   *    |    |----|  |         |  *  
*    v    |       v         v  *   *    v    |       v         v  *  
*  +----------+ +------------+ *   *  +----------+ +------------+ *  
*  |  Dynamic | |   Static   | *   *  |  Dynamic | |   Static   | *  
*  |  System  | |   System   | *   *  |  System  | |   System   | *  
*  |  State   | |   State    | *   *  |  State   | |   State    | *  
*  +----------+ +------------+ *   *  +----------+ +------------+ *  
*                              *   *                              *
*  Routing Element 1           *   *  Routing Element 2           *
********************************   ********************************

]]></artwork>
</figure>


<t><list style="hanging">

<t hangText="Routing Element: ">A Routing Element implements some
subset of the routing system.  It does not need to have a forwarding
plane associated with it.  Examples of Routing Elements can include:
<list style="symbols">
<t>A router with a forwarding plane and RIB Manager that runs IS-IS,
OSPF, BGP, PIM, etc.,</t>
<t>A BGP speaker acting as a Route Reflector,</t>
<t>An LSR that implements RSVP-TE, OSPF-TE, and PCEP and has a
forwarding plane and associated RIB Manager,</t>
<t>A server that runs IS-IS, OSPF, BGP and uses ForCES to control a
remote forwarding plane,</t>
</list>
A Routing Element may be locally managed, whether via CLI, SNMP, or
NETCONF.</t>

<t hangText="Routing and Signaling: ">This block represents that
portion of the Routing Element that implements part of the internet
routing system.  It includes not merely standardized protocols
(i.e. IS-IS, OSPF, BGP, PIM, RSVP-TE, LDP, etc.), but also the RIB
Manager layer.</t>

<t hangText="Local Configuration:  "> is the  black box behavior for interactions between the ephemeral state
    that I2RS installs into the routing element; and this Local Configuration is defined by this document and the
    behaviors specified by the I2RS protocol.
  </t> 

<t hangText="Dynamic System State: ">An I2RS agent needs access to
state on a routing element beyond what is contained in the routing
subsystem.  Such state may include various counters, statistics, flow
data, and local events.  This is the subset of operational state that
is needed by network applications based on I2RS that is not contained
in the routing and signaling information.  How this information is
provided to the I2RS agent is out of scope, but the standardized
information and data models for what is exposed are part of I2RS.</t>

<t hangText="Static System State: ">An I2RS agent needs access to
static state on a routing element beyond what is contained in the
routing subsystem.  An example of such state is specifying queueing
behavior for an interface or traffic.  How the I2RS agent modifies or
obtains this information is out of scope, but the standardized
information and data models for what is exposed are part of I2RS.</t>

<t hangText="I2RS agent: ">See the definition in <xref
target="sec_terminology"/>.</t>

<t hangText="Application: ">A network application that needs to
observe the network or manipulate the network to achieve its service
requirements.</t>

<t hangText="I2RS client: ">See the definition in <xref
target="sec_terminology"/>.</t>
</list></t>

<t>As can be seen in <xref target="arch_agent_client"/>, an I2RS
client can communicate with multiple I2RS agents. Similarly,
an I2RS agent may communicate with multiple I2RS clients - whether to
respond to their requests, to send notifications, etc.  Timely
notifications are critical so that several simultaneously operating
applications have up-to-date information on the state of the
network.</t>

<t>As can also be seen in <xref target="arch_agent_client"/>, an I2RS
agent may communicate with multiple clients.  Each client may send the
agent a variety of write operations.  In order to keep the protocol
simple, two clients should not attempt to write (modify) the same
piece of information on an I2RS agent. This is considered an error. 
However, such collisions may happen and section 7.8 
(multi-headed control) describes how 
the I2RS agent resolves collision by first utilizing priority 
to resolve collisions, and second by servicing the requests in 
a first in, first served basis.  The I2RS architecture includes 
this definition of behavior for this case simply for 
predictability not because this is an intended result.
This predictability will simplify the error handling 
and suppress oscillations. If additional error cases beyond this
simple treatment are required, these error cases 
should be resolved by the network applications and management systems.
</t>
<t>In contrast, although multiple I2RS clients may need to supply data
into the same list (e.g. a prefix or filter list), this is not
considered an error and must be correctly handled.  The nuances so
that writers do not normally collide should be handled in the
information models.</t>

<t> The architectural goal for the I2RS is that such errors should
produce predictable behaviors, and be reportable to interested
clients.  The details of the associated policy is discussed in <xref
target="multi_headed_control_sec"/>.  The same policy mechanism
(simple priority per I2RS client) applies to interactions between the
I2RS agent and the CLI/SNMP/NETCONF as described in <xref
target="local_config_sec"/>.</t>

<t>In addition it must be noted that there may be indirect
interactions between write operations.  A basic example of this is
when two different but overlapping prefixes are written with different
forwarding behavior.  Detection and avoidance of such interactions is
outside the scope of the I2RS work and is left to agent design and
implementation.</t>

</section>

</section>  <!-- End of Introduction -->

<section anchor="sec_terminology" title="Terminology">

<t>The following terminology is used in this document.</t>

<t><list style="hanging">

<t hangText="agent or I2RS agent: ">An I2RS agent provides the
supported I2RS services from the local system's routing sub-systems by
interacting with the routing element to provide specified behavior.
The I2RS agent understands the I2RS protocol and can be contacted by
I2RS clients.</t>

<t hangText="client or I2RS client: ">A client implements the I2RS
protocol, uses it to communicate with I2RS agents, and uses the I2RS
services to accomplish a task.  It interacts with other elements of
the policy, provisioning, and configuration system by means outside of
the scope of the I2RS effort.  It interacts with the I2RS agents to
collect information from the routing and forwarding system.  Based on
the information and the policy oriented interactions, the I2RS client
may also interact with I2RS agents to modify the state of their associated routing
systems to achieve operational goals.  An
I2RS client can be seen as the part of an application that uses and
supports I2RS and could be a software library.</t>


<t hangText="service or I2RS Service: ">For the purposes of I2RS, a
service refers to a set of related state access functions together
with the policies that control their usage.  The expectation is that a
service will be represented by a data-model.  For instance, 'RIB
service' could be an example of a service that gives access to state
held in a device's RIB.</t>

<t hangText="read scope: ">The read scope of an I2RS client within 
an I2RS agent is the set of information which the I2RS
client is authorized to read within the I2RS agent.  The read scope 
specifies the access restrictions to both see the existence of 
data and read the value of that data.</t>

<t hangText="notification scope: ">The set of events and associated
information that the I2RS client can request be pushed by the I2RS
agent.  I2RS clients have the ability to register for specific events
and information streams, but must be constrained by the access
restrictions associated with their notification scope.</t>

<t hangText="write scope: ">The set of field values which the I2RS
client is authorized to write (i.e. add, modify or delete).  This
access can restrict what data can be modified or created, and what
specific value sets and ranges can be installed. </t>

<t hangText="scope: ">When unspecified as either read scope, write
scope, or notification scope, the term scope applies to the read
scope, write scope, and notification scope.</t>

<t hangText="resources: ">A resource is an I2RS-specific use of
memory, storage, or execution that a client may consume due to its
I2RS operations.  The amount of each such resource that a client may
consume in the context of a particular agent may be constrained based
upon the client's security role.  An example of such a resource could
include the number of notifications registered for.  These are not
protocol-specific resources or network-specific resources.</t>

<t hangText="role or security role: ">A security role specifies the
scope, resources, priorities, etc. that a client or agent has.
If a identity has multiple roles in the security system, 
the identity is permitted to perform any operations any of those roles permit.  
Multiple identities may use the same security role. 
</t>

<t hangText="identity: ">A client is associated with exactly one
specific identity.  State can be attributed to a particular identity.
It is possible for multiple communication channels to use the same
identity; in that case, the assumption is that the associated client
is coordinating such communication. </t> 

<t hangText="Identity and scope: ">A single identity can be associated with multiple roles.
Each role has its own scope and an identity associated with multiple roles
can use the combined scope of all its roles.  More formally, each identity
has: 
 <list> 
 <t>a read-scope that is the logical OR of the read-scopes associated with its roles, </t>
 <t>a write-scope that is the logical OR of the write-scopes associated with its roles, and </t>
 <t>a notification-scope that is the logical OR of the notification-scopes associated with its roles. </t>
</list> 
 </t>   

<t hangText="secondary identity: ">An I2RS client may supply a
secondary opaque identifier for a secondary identity that is not 
interpreted by the I2RS agent. An example of the use of the secondary 
opaque identifier is when the I2RS client is a go-between for multiple
applications and it is necessary to track which application has
requested a particular operation.</t>

<t hangText="ephemeral data: "> is data which does not persist across a 
reboot (software or hardware) or a power on/off condition.  Ephemeral 
data can be configured data or data recorded from operations of the router. 
Ephemeral configuration data also has the property that a system 
cannot roll back to a previous ephemeral configuration state. 
</t>
<t hangText="safe modification of routing state via I2RS:  "> are I2RS ephemeral configuration
changes which which modify local configuration rather than the direct 
modification of protocol-internal state.  Direct modifications 
to protocol-internal state may have unsafe consequences. 
</t>
<t hangText="groups: ">NETCONF Network Access 
<xref target="RFC6536"></xref> uses the term group in terms of an
Administrative group which supports the well-established distinction between
 a root account and  other types of less-privileged conceptual user accounts. 
Group still refers to a single identity (e.g. root) which is shared by a group of users. 
</t>
<t hangText="routing system/subsystem:  ">is a set of software and hardware
that handles determining where packets are forwarded to which the I2RS system connects. 
The term "packets" may be qualified to be layer 1 frames, layer 2 frames or layer 3 packets. 
The phrase "Internet routing system" implies the packets which have IP as layer 3. 
A routing "subsystem" indicates that the routing software/hardware is only the subsystem of
another larger system. 
</t>

</list></t>

</section>

<section title="Key Architectural Properties">

<t> Several key architectural properties for the I2RS protocol are
elucidated below (simplicity, extensibility, and model-driven
programmatic interfaces).  However, some architecture properties such
as performance and scaling are not described below because they are
discussed in <xref target="I-D.ietf-i2rs-problem-statement"/>, 
may vary based on the particular
use-cases.</t>
<section title="Simplicity">

<t>There have been many efforts over the years to improve the access
to the information available to the routing and forwarding system.
Making such information visible and usable to network management and
applications has many well-understood benefits.  There are two related
challenges in doing so.  First, the quantity and diversity of
information potentially available is very large.  Second, the
variation both in the structure of the data and in the kinds of
operations required tends to introduce protocol complexity.</t>

<t>While the types of operations contemplated here are complex in
their nature, it is critical that I2RS be easily deployable and
robust. Adding complexity beyond what is needed to satisfy well known
and understood requirements would hinder the ease of implementation,
the robustness of the protocol, and the deployability of the
protocol. Overly complex data models tend to ossify information sets
by attempting to describe and close off every possible option,
complicating extensibility.</t>

<t>Thus, one of the key aims for I2RS is the keep the protocol and
modeling architecture simple.  So for each architectural component or
aspect, we ask ourselves "do we need this complexity, or is the
behavior merely nice to have?"  If we need the complexity, we 
should ask ourselves "Is this the simpliest way to provide in 
the I2RS external interface?" 
</t>
</section>

<section title="Extensibility">

<t>Extensibility of the protocol and data model is very
important.  In particular, given the necessary scope limitations of
the initial work, it is critical that the initial design include
strong support for extensibility.</t>

<t>
The scope of I2RS work is being designed in phases to provide
deliverable and deployable results at every phase.   Each
phase will have a specific set of requirements, and
the I2RS protocol and data models will progress toward these 
requirements. Therefore, it is clearly desirable for the I2RS data models
to be easily and highly extensible to represent additional 
aspects of the network elements or network systems.   It should be
easy to integrate data models from the I2RS with other data.  This reinforces the 
criticality of designing the data models to be highly extensible, preferably in a
regular and simple fashion. 
</t>

<t>The I2RS Working Group is defining operations for the
I2RS protocol.  It would be optimistic to assume that more and
different ones may not be needed when the scope of I2RS increases.
Thus, it is important to consider extensibility not only of the
underlying services' data models, but also of the primitives and
protocol operations. </t>
</section>

<section title="Model-Driven Programmatic Interfaces">

<t>A critical component of I2RS is the standard information and data
models with their associated semantics.  While many components of the
routing system are standardized, associated data models for them are
not yet available.  Instead, each router uses different information,
different mechanisms, and different CLI which makes a standard
interface for use by applications extremely cumbersome to develop and
maintain. Well-known data modeling languages exist and may be used for
defining the data models for I2RS. </t>


<t>There are several key benefits for I2RS in using model-driven
architecture and protocol(s).  First, it allows for data-model focused 
processing of management data that provides modular implementation in 
I2RS clients and I2RS agents.  The I2RS client only needs to implement
the models the I2RS client is able to access. The I2RS agent only needs
to implement the data models the I2RS agent supports.   
</t>
<t> 
Second, tools can automate checking and manipulating data; this is
particularly valuable for both extensibility and for the ability to
easily manipulate and check proprietary data-models.</t>


<t>The different services provided by I2RS can correspond to separate
data-models.  An I2RS agent may indicate which data-models are
supported.</t>

<t>The purpose of the data model is to provide a
definition of the information regarding the routing system
that can be used in operational networks.
If routing information is being modeled for the first time, a logical
information model may be standardized prior to creating the data model. 
 </t>

</section>
</section>

<section anchor="security_sec" title="Security Considerations">

<t>This I2RS architecture describes interfaces that clearly require
serious consideration of security. As an architecture, I2RS has
been designed to reuse existing protocols that carry network
management information. Two of the existing protocols which are 
being reused for I2RS protocol version 1 are 
NETCONF <xref target="RFC6241"></xref> and RESTCONF 
<xref target="I-D.ietf-netconf-restconf"></xref>. 
Additional protocol may be reused in
future versions of the I2RS protocol.
</t>
<t> 
The I2RS protocol design process will be to specify 
additional requirements (including security) for the existing protocols in order 
in order to support the I2RS architecture.   
After an existing protocol, (e.g. NETCONF or RESTCONF) 
has been altered to fit the I2RS requirements,  
then it will be reviewed to determine if it meets these 
requirements.  During this review of changes to existing protocols
to serve the I2RS architecture, an in-depth security review of the revised protocol
should be done.    
</t>
<t>
Due to the re-use strategy of the I2RS architecture, this security section 
describes the assumed security environment for I2RS with additional details on:
a) identity and authentication, b) authorization, and c) client redundancy.
Each protocol proposed for inclusion as an I2RS protocol 
will need to be evaluated for the security constraints of the protocol. 
The detailed requirements for the I2RS protocol and the I2RS 
security environment will be defined within these global security environments.
</t>
<t>
The I2RS protocol security requirements for I2RS protocol version 1 are contained in
<xref target="I-D.ietf-i2rs-protocol-security-requirements"></xref>, and
the global I2RS security environment requirements for protocol version 1 
are contained <xref target="I-D.ietf-i2rs-security-environment-reqs"></xref>. 
</t> 
<t> 
First, here is a brief description of the assumed security environment
for I2RS.  The I2RS agent associated with a Routing Element is a
trusted part of that Routing Element.  For example, it may be part of a 
vendor-distributed signed software image for the entire Routing Element or it may be trusted
signed application that an operator has installed.  The I2RS agent is
assumed to have a separate authentication and authorization channel by
which it can validate both the identity and permissions associated
with an I2RS client.  To support numerous and speedy interactions
between the I2RS agent and I2RS client, it is assumed that the I2RS
agent can also cache that particular I2RS clients are trusted and
their associated authorized scope. This implies that the permission
information may be old either in a pull model until the I2RS agent
re-requests it, or in a push model until the authentication and
authorization channel can notify the I2RS agent of changes.
</t>
<t>Mutual authentication between the I2RS client and I2RS agent is
required.  An I2RS client must be able to trust that the I2RS agent
is attached to the relevant Routing Element so that write/modify
operations are correctly applied and so that information received
from the I2RS agent can be trusted by the I2RS client.</t> 

<t>An I2RS client is not automatically trustworthy.  Each I2RS client 
is associated with identity with a set of scope limitations.
Applications using an I2RS should be aware that the scope limitations
of an I2RS client are based on its identity (see section 4.1) and the
assigned role that that identity has sets specific authorization limits on
performation actions on an I2RS agent (see section 4.2).  For example, 
one I2RS client may only be able to read a static route table, but
another client may be able add an ephemeral route to the static route table. 
</t>
<t>
If the I2RS client is acting as a broker for multiple applications, 
then managing the security,
authentication and authorization for that communication is out of
scope; nothing prevents the broker from using I2RS protocol and 
a separate authentication and authorization channel from being used.  
Regardless of mechanism, an I2RS client that is acting as a broker
is responsible for determining that applications using it are
trusted and permitted to make the particular requests.</t>

<t>Different levels of integrity, confidentiality, and replay
protection are relevant for different aspects of I2RS.  The primary
communication channel that is used for client authentication and then
used by the client to write data requires integrity, confidentiality and
replay protection.  Appropriate selection of a default required
transport protocol is the preferred way of meeting these
requirements.</t>

<t>Other communications via I2RS may not require integrity,
confidentiality, and replay protection.  For instance, if an I2RS
client subscribes to an information stream of prefix announcements
from OSPF, those may require integrity but probably not
confidentiality or replay protection.  Similarly, an information
stream of interface statistics may not even require guaranteed
delivery.  In <xref target="cc_sec"/>, additional login regarding multiple
communication channels and their use is provided.  From the security perspective, it
is critical to realize that an I2RS agent may open a new communication
channel based upon information provided by an I2RS client (as described 
in <xref target="cc_sec" />). For example, an I2RS client may request
notifications of certain events and the agent will open a communication 
channel to report such events.  Therefore, 
to avoid an indirect attack, such a request must be done in the context of an
authenticated and authorized client whose communications cannot have
been altered.</t>

<section anchor="aa_sec" title="Identity and Authentication">

<t>As discussed above, all control exchanges between the I2RS client
and agent should be authenticated and integrity protected (such that the
contents cannot be changed without detection). Further, manipulation
of the system must be accurately attributable.  In an ideal
architecture, even information collection and notification should be
protected; this may be subject to engineering tradeoffs during the
design.</t>

<t>I2RS clients may be operating on behalf of other applications.
While those applications' identities are not needed for authentication
or authorization, each application should have a unique opaque
identifier that can be provided by the I2RS client to the I2RS agent
for purposes of tracking attribution of operations to an application
identifier (and from that to the application's identity).  This tracking of 
operations to an application supports I2RS functionality 
for tracing actions (to aid troubleshooting in routers) 
and logging of network changes.</t>
</section>

<section anchor="author_sec" title="Authorization">

<t>All operations using I2RS, both observation and manipulation,
should be subject to appropriate authorization controls.  Such
authorization is based on the identity and assigned role of the I2RS
client performing the operations and the I2RS agent in the network
element. Multiple Identities may use the same role(s).     
As noted in the definition of the identity and role above, 
if multiple roles are associated with an identity then the
 identity is authorized to perform any operation authorized by any of its roles. 
</t>
<t>I2RS agents, in performing information collection and manipulation,
will be acting on behalf of the I2RS clients.  As such, each operation
authorization will be based on the lower of the two permissions of the
agent itself and of the authenticated client.  The mechanism by which
this authorization is applied within the device is outside of the
scope of I2RS.</t>
 
<t>The appropriate or necessary level of granularity for scope can
depend upon the particular I2RS Service and the implementation's
granularity.  An approach to a similar access control problem is
defined in the NetConf Access Control Model (NACM) <xref target="RFC6536"/>;
it allows arbitrary access to be specified for a data node instance
identifier while defining meaningful manipulable defaults.
The identity within NACM <xref target="RFC6536"/> can be specify as
either a user name or a group user name (e.g. Root), and 
this name is linked a scope policy that is contained in a  
set of access control rules. Similarly, it is expected 
the I2RS identity links to one role which has a scope policy 
specified by a set of access control rules.  
This scope policy can be provided via Local Configuration, 
exposed as an I2RS Service for
manipulation by authorized clients, or 
via some other method (e.g. AAA service)
</t> 
<t>While the I2RS agent allows access based on
the I2RS client's scope policy, this does not mean the 
access is required to arrive on a particular transport connection or 
from a particular I2RS client by the I2RS architecture. 
The operator-applied scope policy may/may not restrict the
transport connection or the identities that can access a local
I2RS agent. 
</t>
<t> When an I2RS client is authenticated, its identity is provided to the 
I2RS agent, and this identity links to a role which 
links to the scope policy. Multiple identities
may belong to the same role; for example, such a role might be an 
Internal-Routes-Monitor that allows reading of the portion of the I2RS RIB 
associated with IP prefixes used for internal device addresses in the AS."
 </t>
</section>
<section anchor="redundancy_sec" title="Client Redundancy">

<t>I2RS must support client redundancy.  At the simplest, this can be
handled by having a primary and a backup network application that both
use the same client identity and can successfully authenticate as
such.  Since I2RS does not require a continuous transport connection
and supports multiple transport sessions, this can provide some basic
redundancy.  However, it does not address the need for troubleshooting
and logging of network changes to be informed about which 
network application is actually active.  At a minimum, basic transport
information about each connection and time can be logged with the identity.</t>
</section>
<section anchor="home_sec" title="I2RS in Personal Devices">
<t>If an I2RS agent or I2RS client is tightly correlated with a person 
(such as if an I2RS agent is running on someone's phone to control tethering)
then this usage can raise privacy issues, over and above the security issues
normally need to be handled in I2RS. One example of an I2RS interaction that
could raise privacy issues is if the I2RS interaction enabled easier 
location tracking of a person's phone.  The I2RS protocol and data models 
should consider if privacy issues can arise when clients or agents are used for such
use cases. 
</t>
</section>
</section>

<section title="Network Applications and I2RS Client">

<t>I2RS is expected to be used by network-oriented applications in
different architectures.  While the interface between a
network-oriented application and the I2RS client is outside the scope
of I2RS, considering the different architectures is important to
sufficiently specify I2RS.</t>

<t>In the simplest architecture of direct access, a network-oriented application has an
I2RS client as a library or driver for communication with routing
elements.</t>

<t>In the broker architecture, multiple network-oriented applications
communicate in an unspecified fashion to a broker application that
contains an I2RS client.  That broker application requires additional
functionality for authentication and authorization of the
network-oriented applications; such functionality is out of scope for
I2RS but similar considerations to those described in <xref
target="author_sec"/> do apply.  As discussed in <xref
target="aa_sec"/>, the broker I2RS client should determine distinct
opaque identifiers for each network-oriented application that is using
it.  The broker I2RS client can pass along the appropriate value
as a secondary identifier which can be used for tracking attribution
of operations.</t>

<t>In a third architecture, a routing element or network-oriented
application that uses an I2RS client to access services on a different
routing element may also contain an I2RS agent to provide services to
other network-oriented applications.  However, where the needed
information and data models for those services differs from that of a
conventional routing element, those models are, at least initially,
out of scope for I2RS. Below is an example of such a network
application</t>

<section title="Example Network Application: Topology Manager">

<t>A Topology Manager includes an I2RS client that uses the I2RS data
models and protocol to collect information about the state of the
network by communicating directly with one or more I2RS agents.  From
these I2RS agents, the Topology Manager collects routing configuration
and operational data, such as interface and label-switched path (LSP)
information.  In addition, the Topology Manager may collect link-state
data in several ways - either via I2RS models, by peering with
BGP-LS<xref target="RFC7752"></xref> or listening into
the IGP.</t>

<t>The set of functionality and collected information that is the
Topology Manager may be embedded as a component of a larger
application, such as a path computation application.  As a stand-alone
application, the Topology Manager could be useful to other network
applications by providing a coherent picture of the network state
accessible via another interface.  That interface might use the same
I2RS protocol and could provide a topology service using extensions to
the I2RS data models.</t>
</section>

</section>


<section title="I2RS Agent Role and Functionality">
<t>The I2RS agent is part of a routing element.  As such, it has
relationships with that routing element as a whole, and with various
components of that routing element.</t>

<section title="Relationship to its Routing Element">

<t>A Routing Element may be implemented with a wide variety of
different architectures: an integrated router, a split architecture,
distributed architecture, etc.  The architecture does not need to
affect the general I2RS agent behavior.</t>

<t>For scalability and generality, the I2RS agent may be responsible
for collecting and delivering large amounts of data from various parts
of the routing element.  Those parts may or may not actually be part
of a single physical device.  Thus, for scalability and robustness, it
is important that the architecture allow for a distributed set of
reporting components providing collected data from the I2RS agent back
to the relevant I2RS clients.  There may be multiple I2RS agents within
the same router.  In such a case, they must have non-overlapping sets
of information which they manipulate.</t>

<t>To facilitate operations, deployment and troubleshooting, it is important
that traceability of the requests received by I2RS agent's and actions taken
be supported via a common data model.</t>

</section>


<section title="I2RS State Storage">

<t>State modification requests are sent to the I2RS agent in a routing
element by I2RS clients.  The I2RS agent is responsible for applying
these changes to the system, subject to the authorization discussed
above.  The I2RS agent will retain knowledge of the changes it has
applied, and the client on whose behalf it applied the changes.  The
I2RS agent will also store active subscriptions.  These sets of data
form the I2RS data store.  This data is retained by the agent until
the state is removed by the client, overridden by some other operation
such as CLI, or the device reboots.  Meaningful logging of the
application and removal of changes is recommended.  I2RS applied
changes to the routing element state will not be retained across
routing element reboot.  The I2RS data store is not preserved across
routing element reboots; thus the I2RS agent will not attempt to
reapply such changes after a reboot.  </t>

<section title="I2RS Agent Failure">

<t>It is expected that an I2RS agent may fail independently of the
associated routing element.  This could happen because I2RS is
disabled on the routing element or because the I2RS agent, a separate
process or even running on a separate processor, experiences an
unexpected failure.  Just as routing state learned from a failed
source is removed, the ephemeral I2RS state will usually be removed
shortly after the failure is detected or as part of a graceful
shutdown process.  To handle these two types of failures, 
the I2RS agent MUST support two different notifications: 
a notification for the I2RS agent terminating gracefully, 
and a notification for the I2RS agent starting up after an unexpected failure.
The two notifications are described below followed by the a description of their use 
in unexpected failures and graceful shutdowns. </t>

<t><list style="hanging"> 

<t hangText="NOTIFICATION_I2RS_AGENT_TERMINATING: ">This notification
reports that the associated I2RS agent is shutting down gracefully, and
that I2RS ephemeral state will be removed.  It can optionally include a
timestamp indicating when the I2RS agent will shutdown.  Use of this
timestamp assumes that time synchronization has been done and the
timestamp should not have granularity finer than one second because
better accuracy of shutdown time is not guaranteed.</t>

<t hangText="NOTIFICATION_I2RS_AGENT_STARTING: ">This notification
signals to the I2RS client(s) that the associated I2RS agent has started.  
It includes an agent-boot-count that indicates how many times the 
I2RS agent has restarted since the associated routing element restarted.
The agent-boot-count allows an I2RS client to determine if the I2RS agent
has restarted. (Note: This notification will on be sent by the I2RS agent to 
I2RS clients which are known by the I2RS agent after a reboot. How the 
I2RS agent retains the knowledge of these I2RS clients is out of scope
of this architecture.) </t>

</list></t>

<t>There are two different failure types that are possible and each
has different behavior.</t>

<t><list style="hanging">

<t hangText="Unexpected failure: ">In this case, the I2RS agent has
unexpectedly crashed and thus cannot notify its clients of
anything. Since I2RS does not require a persistent connection between
the I2RS client and I2RS agent, it is necessary to have a mechanism
for the I2RS agent to notify I2RS clients that had subscriptions or
written ephemeral state; such I2RS clients should be cached by the
I2RS agent's system in persistent storage.  When the I2RS agent
starts, it should send a NOTIFICATION_I2RS_AGENT_STARTING to each
cached I2RS client.</t>

<t hangText="Graceful shutdowns: "> In this case, the I2RS agent can do
specific limited work as part of the process of being disabled. The
I2RS agent must send a NOTIFICATION_I2RS_AGENT_TERMINATING to
all its cached I2RS clients. If the I2RS agent restarts after a 
graceful termination, it will send a NOTIFICATION_I2RS_AGENT_STARTING
to each cached I2RS client. </t>
</list></t>
</section>

<section title="Starting and Ending">
<t>When an I2RS client applies changes via the I2RS protocol, those
changes are applied and left until removed or the routing
element reboots.  The network application may make decisions about
what to request via I2RS based upon a variety of conditions that imply
different start times and stop times.  That complexity is managed by
the network application and is not handled by I2RS.</t>
</section>


<section title="Reversion">
<t> An I2RS agent may decide that some state should no longer be
applied.  An I2RS client may instruct an agent to remove state it has
applied.  In all such cases, the state will revert to what it would
have been without the I2RS client-agent interaction; that state is generally whatever was
specified via the CLI, NETCONF, SNMP, etc.  I2RS agents will not store
multiple alternative states, nor try to determine which one among such
a plurality it should fall back to.  Thus, the model followed is not
like the RIB, where multiple routes are stored at different
preferences.  (For I2RS state in the presence of two I2RS clients, 
please see section 1.2 and section 7.8) </t>

<t>An I2RS client may register for notifications, subject to its
notification scope, regarding state modification or removal by a
particular I2RS client.</t>

</section>
</section>
<section anchor="local_config_sec" title="Interactions with Local Configuration">
<t>Changes may originate from either Local Configuration or from I2RS. The
modifications and data stored by I2RS are separate from the local
device configuration, but conflicts between the two must be resolved
in a deterministic manner that respects operator-applied policy. 
The deterministic manner is the result of general I2RS rules, system rules, 
knobs adjusted by operator-applied policy, and the rules associated with 
the YANG data model (often in MUST and WHEN clauses for dependencies).
</t>
<t>
The operator-applied policy knobs can determine whether the Local Configuration 
overrides a particular I2RS client's request or vice versa.  
Normally, most devices will have an operator-applied policy that
will prioritize the I2RS client's ephemeral configuration 
changes so that ephemeral data overides the Local Configuration.
</t>
<t>
These operator-applied policy knobs can be implemented in many ways. 
One way is for the routing element to configure a priority on 
the Local Configuration and and a priority on the I2RS client's 
write of the ephemeral configuration. The I2RS mechanism would compare 
the I2RS client's priority to write with that priority
assigned to the Local Configuration in order to determine 
whether Local Configuration or I2RS Client's write of ephemeral data wins. 
</t>
<t>
To make sure the I2RS clients requests are what the 
operator desires, the I2RS data modules have a general
rule that by default the Local Configuration always wins over
the I2RS ephemeral configuration.  
</t>
<t>The reason for this general rule is if there is no 
operator-applied policy to turn on I2RS ephemeral 
overwrites of Local Configuration, then the I2RS overwrites should not occur. 
This general rule allows the I2RS agents to be installed in routing systems, 
and the communication tested between I2RS clients and I2RS agents without 
the I2RS agent overwriting configuration state. For more details, 
see the examples below.  
</t>
<t>For the case when the I2RS ephemeral state always wins for a data model, 
if there is an I2RS ephemeral state value is installed 
instead of the local configuration state. 
The local configuration information is stored so that if/when 
I2RS client removes I2RS ephemeral state the local configuration 
state can be restored.  
</t>
<t>When the Local Configuration always wins, some communication between that
subsystem and the I2RS agent is still necessary.  
As an I2RS agent connects to the routing sub-system, the 
I2RS agent must also communicate with the Local Configuration 
to exchange model information so the I2RS agent knows the 
details of each specific device configuration change that
the I2RS agent is permitted to modify.  In addition, when the system
determines, that a client's I2RS state is preempted, the I2RS agent
must notify the affected I2RS clients; how the system determines this
is implementation-dependent.</t>
<t>It is critical that policy based upon the source is used because
the resolution cannot be time-based.  Simply allowing the most recent
state to prevail could cause race conditions where the final state is
not repeatably deterministic. 
</t>
<section title="Examples of Local Configuration vs. I2RS Ephemeral Configuration">
<t>
A set of examples are useful in order to illustrated these architecture principles. 
Assume there are three routers: router A, router B, and router C.  There are two
operator-applied policy knobs that these three routers must have regarding ephemeral state. 
<list>
<t>Policy Knob 1: Ephemeral configuration overwrites local configuration. </t>
<t>Policy Knob 2: Update of local configuration value supercedes and overwrites 
the ephemeral configuration. 
</t>
</list> 
</t>
<t>
For Policy Knob 1, the routers with I2RS agent receiving a write 
for an ephemeral entry in a Data Model must consider the following: 
<list style="numbers">
<t>Does the operator policy allow the ephemeral configuration changes 
to have priority over existing local configuration?
</t>
<t>Does the YANG data model have any rules associated with the ephemeral configuration 
(such as "MUST" or "WHEN" rule)? 
</t>
</list>
For this example, there is no "MUST" or "WHEN" rule in the 
data being written. 
</t>
<t>
The policy settings are: 
<figure>
<artwork>    
            Policy Knob 1      Policy Knob 2
            ================   ===============			
Router A    ephemeral has      ephemeral has 
            priority           priority

Router B    local config has   local config has 
            priority           priority

Router C    ephemeral has     local config  
            priority          has priority
</artwork>
</figure>
</t>
<t>
Router A has the normal operator policy in Policy Knob 1 and Policy Knob 2
that prioritizes ephemeral configuration
over Local Configuration in the I2RS agent.  An I2RS client sends a
write to an ephemeral configuration value via I2RS agent in Router A.
The I2RS agent overwrites the configuration value in the intended configuration, 
and the I2RS agent returns an acknowledgement of the write. 
If the Local Configuration value changes, Router A stays with the 
ephemeral configuration written by the I2RS client.  
</t>
<t>Router B's operator has no desire to allow ephemeral writes
to overwrite Local Configuration even though it has 
installed an I2RS agent. Router B's policy prioritizes 
the Local Configuration over the ephemeral write.  
When the I2RS agent on Router B receives a write from an I2RS client,
the I2RS agent will check the operator Policy Knob 1 and return a response
to the I2RS client indicating the operator policy did not allow 
the overwriting of the Local Configuration.
</t> 
<t>Router B case demonstrates why the I2RS architecture sets the 
default to the Local Configuration wins. Since I2RS functionality is new, 
the operator must enable it.  Otherwise, the I2RS ephemeral functionality is off. 
Router B's operators can install the I2RS code and test 
responses without engaging the I2RS overwrite function.   
</t>
<t>Router C's operator sets the Policy Knob 1 for the I2RS clients to overwrite 
existing Local Configuration and the Policy Knob 2 for the 
Local Configuration changes to update 
ephemeral state.  To understand why an operator might set the policy 
knobs this way, consider that Router C is under the control of an operator 
that has a back-end system that re-writes the the Local Configuration of all
systems at 11pm each night. Any ephemeral change to the network 
is only supposed to last until 11pm when the next Local Configuration changes
are rolled out from the back-end system.  The I2RS client writes
the ephemeral state during the day, and the I2RS agent on 
router C updates the value.  At 11pm, the back-end configuration 
system updates the Local Configuration via NETCONF and
the I2RS agent is notified the Local Configuration updated this 
value. The I2RS agent notifies the I2RS client that the value has 
been overwritten by the Local Configuration.  
The I2RS client in this use case is a part of an application that 
tracks any ephemeral state changes to make sure all ephemeral changes
are included in the next configuration run.  
</t>
</section>
</section>

<section anchor="sec_i2rs_services" title="Routing Components and Associated I2RS Services">

<t>For simplicity, each logical protocol or set of functionality that
can be compactly described in a separable information and data model
is considered as a separate I2RS Service.  A routing element need not
implement all routing components described nor provide the associated
I2RS services.  I2RS Services should include a capability model so that
peers can determine which parts of the service are supported.  
Each I2RS Service requires an information model that describes at least the following:
data that can be read, data that can be written, notifications that
can be subscribed to, and the capability model mentioned above.</t>

<t> The initial services included in the I2RS architecture are as
follows.</t>

<figure anchor="arch_services"  title="Anticipated I2RS Services" align="center">
<artwork align="center"><![CDATA[
***************************     **************    *****************
*      I2RS Protocol      *     *            *    *    Dynamic    *    
*                         *     * Interfaces *    *    Data &     *
*  +--------+  +-------+  *     *            *    *  Statistics   *
*  | Client |  | Agent |  *     **************    *****************
*  +--------+  +-------+  *
*                         *        **************    *************
***************************        *            *    *           *
                                   *  Policy    *    * Base QoS  *
********************    ********   *  Templates *    * Templates *   
*       +--------+ *    *      *   *            *    ************* 
*  BGP  | BGP-LS | *    * PIM  *   **************    
*       +--------+ *    *      *                     
********************    ********       ****************************
                                       * MPLS +---------+ +-----+ *
**********************************     *      | RSVP-TE | | LDP | *
*    IGPs      +------+ +------+ *     *      +---------+ +-----+ *
*  +--------+  | OSPF | |IS-IS | *     * +--------+               *
*  | Common |  +------+ +------+ *     * | Common |               *
*  +--------+                    *     * +--------+               *
**********************************     ****************************

**************************************************************
* RIB Manager                                                *
*  +-------------------+  +---------------+   +------------+ *
*  | Unicast/multicast |  | Policy-Based  |   | RIB Policy | *
*  | RIBs & LIBs       |  | Routing       |   | Controls   | *
*  | route instances   |  | (ACLs, etc)   |   +------------+ *
*  +-------------------+  +---------------+                  *
**************************************************************
]]></artwork>
</figure>

<t>There are relationships between different I2RS Services - whether
those be the need for the RIB to refer to specific interfaces, the
desire to refer to common complex types (e.g. links, nodes, IP
addresses), or the ability to refer to implementation-specific
functionality (e.g. pre-defined templates to be applied to interfaces
or for QoS behaviors that traffic is direct into).  <xref
target="sec_model_relationships"/> discusses information modeling
constructs and the range of relationship types that are
applicable.</t>

<section title="Routing and Label Information Bases">

<t>Routing elements may maintain one or more Information Bases.
Examples include Routing Information Bases such as IPv4/IPv6 Unicast
or IPv4/IPv6 Multicast.  Another such example includes the MPLS Label
Information Bases, per-platform or per-interface or per-context.  This
functionality, exposed via an I2RS Service, must interact smoothly
with the same mechanisms that the routing element already uses to
handle RIB input from multiple sources, so as to safely change the
system state.  Conceptually, this can be handled by having the I2RS
agent communicate with a RIB Manager as a separate routing source.</t>

<t>The point-to-multipoint state added to the RIB does not need to
match to well-known multicast protocol installed state.  The I2RS
agent can create arbitrary replication state in the RIB, subject to
the advertised capabilities of the routing element.</t>
</section>

<section title="IGPs, BGP and Multicast Protocols">
<t>A separate I2RS Service can expose each  routing protocol on the
device.  Such I2RS services may include a number of different kinds of
operations:</t>
<t><list style="symbols">

<t>reading the various internal RIB(s) of the routing protocol is
often helpful for understanding the state of the network.  Directly
writing to these protocol-specific RIBs or databases is out of scope for
I2RS.</t>

<t>reading the various pieces of policy information the particular
protocol instance is using to drive its operations.</t>

<t>writing policy information such as interface attributes that are
specific to the routing protocol or BGP policy that may indirectly
manipulate attributes of routes carried in BGP.</t>

<t>writing routes or prefixes to be advertised via the protocol.</t>
<t>joining/removing interfaces from the multicast trees.</t>

<t>subscribing to an information stream of route changes</t>
<t>receiving notifications about peers coming up or going down.</t>
</list></t>

<t>For example, the interaction with OSPF might include modifying the
local routing element's link metrics, announcing a locally-attached
prefix, or reading some of the OSPF link-state database.  However,
direct modification of the link-state database must not be allowed in
order to preserve network state consistency.</t>

</section>

<section title="MPLS">

<t>I2RS Services will be needed to expose the protocols that create
transport LSPs (e.g. LDP and RSVP-TE) as well as protocols (e.g. BGP,
LDP) that provide MPLS-based services (e.g. pseudowires, L3VPNs,
L2VPNs, etc).  This should include all local information about LSPs
originating in, transiting, or terminating in this Routing
Element.</t>

</section>


<section title="Policy and QoS Mechanisms">
<t>Many network elements have separate policy and QoS mechanisms,
including knobs which affect local path computation and queue control
capabilities.  These capabilities vary widely across implementations,
and I2RS cannot model the full range of information collection or
manipulation of these attributes.  A core set does need to be included
in the I2RS information models and supported in the expected interfaces between the I2RS
agent and the network element, in order to provide basic capabilities
and the hooks for future extensibility.  </t>

<t>By taking advantage of extensibility and sub-classing, information
models can specify use of a basic model that can be replaced by a
more detailed model.</t>
</section>

<section anchor="sec_model_relationships" 
title="Information Modeling, Device Variation, and Information Relationships">

<t>I2RS depends heavily on information models of the relevant aspects
of the Routing Elements to be manipulated.  These models drive the
data models and protocol operations for I2RS.  It is important that
these information models deal well with a wide variety of actual
implementations of Routing Elements, as seen between different
products and different vendors.  There are three ways that I2RS
information models can address these variations: class or type
inheritance, optional features, and templating.</t>

<section title="Managing Variation: Object Classes/Types and Inheritance">

<t>Information modelled by I2RS from a Routing Element can be described
in terms of classes or types or object.  Different valid inheritance
definitions can apply.  What is appropriate for I2RS to use is not
determined in this architecture; for simplicity, class and subclass
will be used as the example terminology.  This I2RS architecture does
require the ability to address variation in Routing Elements by
allowing information models to define parent or base classes and
subclasses.</t>

<t>The base or parent class defines the common aspects that all
Routing Elements are expected to support.  Individual subclasses can
represent variations and additional capabilities.  When applicable,
there may be several levels of refinement.  The I2RS protocol can then
provide mechanisms to allow an I2RS client to determine which classes
a given I2RS agent has available.  I2RS clients which only want basic
capabilities can operate purely in terms of base or parent classes,
while a client needing more details or features can work with the
supported sub-class(es).</t>

<t>As part of I2RS information modeling, clear rules should be
specified for how the parent class and subclass can relate; for
example, what changes can a subclass make to its parent?  The
description of such rules should be done so that it can apply across
data modeling tools until the I2RS data modeling language is
selected.</t> </section>

<section title="Managing Variation: Optionality">
<t>I2RS Information Models must be clear about what aspects are
optional.  For instance, must an instance of a class always contain a
particular data field X?  If so, must the client provide a value for X
when creating the object or is there a well-defined default value?
From the Routing Element perspective, in the above example, each 
Information model should provide information that:  
<list style="symbols">
<t> Is X required for the data field to be accepted and applied? </t> 
<t> If X is optional, then how does "X" as an optional portion of
data field interact with the required aspects of the data field? </t>
<t> Does the data field have defaults for the mandatory portion of 
the field and the optional portions of the field</t>
<t> Is X required to be within a particular set of values 
(e.g. range, length of strings)? </t> 
</list> </t>


<t> The information model needs to be clear about what read or write 
values are set by client and what responses or actions are required
by the agent.  It is important to indicate what is required or
optional in client values and agent responses/actions.      
</t>
</section>

<section title="Managing Variation: Templating">

<t>A template is a collection of information to address a problem; it
cuts across the notions of class and object instances.  A template
provides a set of defined values for a set of information fields and
can specify a set of values that must be provided to complete the
template.  Further, a flexible template scheme may allow some of the
defined values can be over-written.</t>

<t>For instance, assigning traffic to a particular service class might
be done by specifying a template Queueing with a parameter to indicate
Gold, Silver, or Best Effort.  The details of how that is carried out
are not modeled.  This does assume that the necessary templates are
made available on the Routing Element via some mechanism other than
I2RS.  The idea is that by providing suitable templates for tasks that
need to be accomplished, with templates implemented differently for
different kinds of Routing Elements, the client can easily interact
with the Routing Element without concern for the variations which are
handled by values included in the template.</t>

<t>If implementation variation can be exposed in other ways, templates
may not be needed.  However, templates themselves could be objects
referenced in the protocol messages, with Routing Elements being
configured with the proper templates to complete the operation.  This
is a topic for further discussion.</t>

</section>

<section title="Object Relationships">

<t>Objects (in a Routing Element or otherwise) do not exist in
isolation. They are related to each other.  One of the important
things a class definition does is represent the relationships between
instances of different classes.  These relationships can be very
simple, or quite complicated.  The following lists the information
relationships that the information models need to support.</t>

<section title="Initialization">

<t>The simplest relationship is that one object instance is
initialized by copying another.  For example, one may have an object
instance that represents the default setup for a tunnel, and all new
tunnels have fields copied from there if they are not set as part of
establishment. This is closely related to the templates discussed
above, but not identical.  Since the relationship is only momentary it
is often not formally represented in modeling, but only captured in
the semantic description of the default object.</t>

</section>

<section title="Correlation Identification">

<t>Often, it suffices to indicate in one object that it is related to
a second object, without having a strong binding between the two.  So
an Identifier is used to represent the relationship.  This can be used
to allow for late binding, or a weak binding that does not even need
to exist.  A policy name in an object might indicate that if a policy
by that name exists, it is to be applied under some circumstance.  In
modeling, this is often represented by the type of the value.</t>

</section>

<section title="Object References">
<t>Sometimes the relationship between objects is stronger.  A valid
ARP entry has to point to the active interface over which it was
derived. This is the classic meaning of an object reference in
programming.  It can be used for relationships like containment or
dependence.  This is usually represented by an explicit modeling
link.</t>
</section>

<section title="Active Reference">
<t>There is an even stronger form of coupling between objects if
changes in one of the two objects are always to be reflected in the
state of the other.  For example, if a Tunnel has an MTU (maximum transmit unit), and link MTU
changes need to immediately propagate to the Tunnel MTU, then the
tunnel is actively coupled to the link interface.  This kind of active
state coupling implies some sort of internal bookkeeping to ensure
consistency, often conceptualized as a subscription model across
objects.</t>

</section>
</section>
</section>


</section>
</section>

<section title="I2RS Client Agent Interface">
<section anchor="prot_struct_sec" title="One Control and Data Exchange Protocol">
<t>This I2RS architecture assumes a data-model driven protocol where the data-models
are defined in YANG 1.1 (<xref target="I-D.ietf-netmod-rfc6020bis"></xref>), and associated YANG based model drafts
(<xref target="RFC6991"></xref>, <xref target="RFC7223"></xref>, <xref target="RFC7224"></xref>,
 <xref target="RFC7277"></xref>, <xref target="RFC7317"></xref>). 
Two the protocols to be expanded to support the I2RS protocol
are NETCONF <xref target="RFC6241"/> and RESTCONF <xref target="I-D.ietf-netconf-restconf"/>. 
This helps meet the goal of simplicity and thereby enhances deployability.  The
I2RS protocol may need to use several underlying transports (TCP, SCTP (stream
control transport protocol), DCCP (Datagram Congestion Control Protocol)), 
with suitable authentication and integrity protection
mechanisms. These different transports can support different types of
communication (e.g. control, reading, notifications, and information
collection) and different sets of data.  Whatever transport is used
for the data exchange, it must also support suitable congestion
control mechanisms.  The transports chosen should be operator and
implementor friendly to ease adoption.</t>
<t>Each version of the I2RS protocol will specify the following: 
a) which transports the I2RS protocol may used by the I2RS protocol. 
b) which transports are mandatory to implement, and
c) which transports are optional to implement. 
</t>
</section>

<section anchor="cc_sec" title="Communication Channels">

<t>Multiple communication channels and multiple types of communication
channels are required.  There may be a range of requirements
(e.g. confidentiality, reliability), and to support the scaling there
may need to be channels originating from multiple sub-components of a
routing element and/or to multiple parts of an I2RS client.  All such
communication channels will use the same higher-layer I2RS protocol 
(which combines secure transport and I2RS contextual information).
 
The use of additional channels for communication
will be coordinated between the I2RS client and the I2RS agent
using this protocol. </t>

<t>I2RS protocol communication may be delivered in-band via the
routing system's data plane.  I2RS protocol communication might be
delivered out-of-band via a management interface.  Depending on what
operations are requested, it is possible for the I2RS protocol
communication to cause the in-band communication channels to stop
working; this could cause the I2RS agent to become unreachable across
that communication channel.</t>
</section>

<section title="Capability Negotiation">

<t>The support for different protocol capabilities and I2RS Services
will vary across I2RS clients and Routing Elements supporting I2RS
agents.  Since each I2RS Service is required to include a capability
model (see <xref target="sec_i2rs_services"/>), negotiation at the
protocol level can be restricted to protocol specifics and which I2RS
Services are supported.</t>

<t>Capability negotiation (such as which transports are supported
beyond the minimum required to implement) will clearly be necessary.
It is important that such negotiations be kept simple and robust, as
such mechanisms are often a source of difficulty in implementation and
deployment.</t>

<t>The protocol capability negotiation can be segmented into the basic
version negotiation (required to ensure basic communication), and the
more complex capability exchange which can take place within the base
protocol mechanisms.  In particular, the more complex protocol and
mechanism negotiation can be addressed by defining information models
for both the I2RS agent and the I2RS client.  These information models
can describe the various capability options.  This can then represent
and be used to communicate important information about the agent, and
the capabilities thereof.</t>

</section>
<section anchor="ident_sec" title="Scope Policy Specifications">
<t> 
As section 4.1 and 4.2 describe, each I2RS client will have a unique identity
and it may have a secondary identity (see section 2) to aid in troubleshooting.
As section 4 indicates, all authentication and authorization mechanisms are based on the primary 
Identity which links to a role with scope policy for 
reading data, for writing data, and limitations on the resources 
that can be consumed.  The specifications for data scope policy (for read, write, 
or resources consumption) need to specify the data being controlled by the policy, 
and acceptable ranges of values for the data.</t> 
</section>

<section title="Connectivity">
<t>An I2RS client may or may not maintain an active communication channel
with an I2RS agent.  Therefore, an I2RS agent may need to open a communication
channel to the client to communicate previously requested information.
The lack of an active communication channel does not imply that the
associated I2RS client is non-functional.  When communication is required,
the I2RS agent or I2RS client can open a new communication channel.</t>

<t>State held by an I2RS agent that is owned by an I2RS client should not be
removed or cleaned up when a client is no longer communicating - even
if the agent cannot successfully open a new communication channel to
the client.</t>

<t>For many applications, it may be desirable to clean up state if a
network application dies before removing the state it has created.
Typically, this is dealt with in terms of network application
redundancy.  If stronger mechanisms are desired, mechanisms outside of
I2RS may allow a supervisory network application to monitor I2RS
clients, and based on policy known to the supervisor clean up state if
applications die.  More complex mechanisms instantiated in the I2RS
agent would add complications to the I2RS protocol and are thus left
for future work.</t>

<t>Some examples of such a mechanism include the following.  In one
option, the client could request state clean-up if a particular
transport session is terminated. The second is to allow state
expiration, expressed as a policy associated with the I2RS client's
role.  The state expiration could occur after there has been no
successful communication channel to or from the I2RS client for the
policy-specified duration.</t>

</section>

<section anchor="notif_sec" title="Notifications">
<t>As with any policy system interacting with the network, the I2RS
client needs to be able to receive notifications of changes in network
state.  Notifications here refers to changes which are unanticipated,
represent events outside the control of the systems (such as interface
failures on controlled devices), or are sufficiently sparse as to be
anomalous in some fashion.  A notification may also be due to a
regular event.</t>

<t>Such events may be of interest to multiple I2RS clients controlling
data handled by an I2RS agent, and to multiple other I2RS clients
which are collecting information without exerting control.  The
architecture therefore requires that it be practical for I2RS clients
to register for a range of notifications, and for the I2RS agents to
send notifications to a number of clients.  The I2RS client should be
able to filter the specific notifications that will be received; the
specific types of events and filtering operations can vary by
information model and need to be specified as part of the information
model.</t>

<t>The I2RS information model needs to include representation of these
events.  As discussed earlier, the capability information in the model
will allow I2RS clients to understand which events a given I2RS agent
is capable of generating.</t>

<t>For performance and scaling by the I2RS client and general
information confidentiality, an I2RS client needs to be able to register for
just the events it is interested in.  It is also possible that I2RS
might provide a stream of notifications via a publish/subscribe
mechanism that is not amenable to having the I2RS agent do the
filtering.</t>

</section>

<section anchor="info_stream_sec"  title="Information collection">
<t>One of the other important aspects of the I2RS is that it is
intended to simplify collecting information about the state of network
elements.  This includes both getting a snapshot of a large amount of
data about the current state of the network element, and subscribing
to a feed of the ongoing changes to the set of data or a subset
thereof.  This is considered architecturally separate from
notifications due to the differences in information rate and total
volume.</t>
</section>

<section anchor="multi_headed_control_sec" title="Multi-Headed Control">
<t>As was described earlier, an I2RS agent interacts with multiple
I2RS clients who are actively controlling the network element.  From
an architecture and design perspective, the assumption is that by
means outside of this system the data to be manipulated within the
network element is appropriately partitioned so that any given piece
of information is only being manipulated by a single I2RS client.</t>
<t>Nonetheless, unexpected interactions happen and two (or more) I2RS
clients may attempt to manipulate the same piece of data.  This is
considered an error case.  This architecture does not attempt to
determine what the right state of data should be when such a collision
happens.  Rather, the architecture mandates that there be decidable
means by which I2RS agents handle the collisions.  The mechanism for
ensuring predictability is to have a simple priority associated with
each I2RS clients, and the highest priority change remains in effect.
In the case of priority ties, the first I2RS client whose attribution is
associated with the data will keep control.</t>

<t>In order for this approach to multi-headed control to be useful for
I2RS clients, it is important that it is possible for an I2RS client
to register for changes to any changes made by I2RS to data that it
may care about.  This is included in the I2RS event mechanisms.  This
also needs to apply to changes made by CLI/NETCONF/SNMP within the
write-scope of the I2RS agent, as the same priority mechanism (even if
it is "CLI always wins") applies there.  The I2RS client may then
respond to the situation as it sees fit.</t>
</section>

<section title="Transactions">
<t>In the interest of simplicity, the I2RS architecture does not
include multi-message atomicity and rollback mechanisms.  Rather, it
includes a small range of error handling for a set of operations
included in a single message.  An I2RS client may indicate one of the
following three error handling for a given message with multiple
operations which it sends to an I2RS agent:</t>
<t><list style="hanging">


<t hangText="Perform all or none: ">This traditional SNMP semantic
indicates that other I2RS agent will keep enough state when handling a
single message to roll back the operations within that message.
Either all the operations will succeed, or none of them will be
applied and an error message will report the single failure which
caused them not to be applied.  This is useful when there are, for
example, mutual dependencies across operations in the message.</t> 


<t hangText="Perform until error: ">In this case, the operations in
the message are applied in the specified order.  When an error occurs,
no further operations are applied, and an error is returned indicating
the failure.  This is useful if there are dependencies among the
operations and they can be topologically sorted.</t>


<t hangText="Perform all storing errors: ">In this case, the I2RS
agent will attempt to perform all the operations in the message, and
will return error indications for each one that fails.  This is useful
when there is no dependency across the operation, or where the I2RS client
would prefer to sort out the effect of errors on its own.</t>
</list></t> <t>In the interest of robustness and clarity of protocol
state, the protocol will include an explicit reply to modification or
write operations even when they fully succeed.</t>
</section>


</section>


<section title="Operational and Manageability Considerations">

  <t>In order to facilitate troubleshooting of routing elements
  implementing I2RS agents, the routing elements should provide for
  a mechanism to show actively provisioned I2RS state and other I2RS
  agent internal information.  Note that this information may contain
  highly sensitive material subject to the Security Considerations of
  any data models implemented by that agent and thus must be protected
  according to those considerations.  Preferably, this mechanism
  should use a different privileged means other than simply connecting
  as an I2RS client to learn the data.  Using a different mechanism
  should improve traceability and failure management.</t>

  <t>Manageability plays a key aspect in I2RS. Some initial examples
      include: <list style="hanging">

          <t hangText="Resource Limitations: ">Using I2RS, applications can
          consume resources, whether those be operations in a time-frame,
          entries in the RIB, stored operations to be triggered, etc. The
          ability to set resource limits based upon authorization is
          important.</t>

          <t hangText="Configuration Interactions: ">The interaction
          of state installed via the I2RS and via a router's
          configuration needs to be clearly defined.  As described in
          this architecture, a simple priority that is configured is
          used to provide sufficient policy flexibility.</t>
		  
          <t hangText="Traceability of Interactions: ">The ability to 
          trace the interactions of the requests received by the 
          I2RS agent's and actions taken by the I2RS agents is needed
		  so that operations can monitor I2RS agents during deployment, 
          and troubleshoot software or network problems. </t>
		  
          <t hangText="Notification Subscription Service:"> The ability 
		  for an I2RS client to subscribe to a notification stream
		  pushed from the I2RS agent (rather than having I2RS client poll the 
          I2RS agent) provides a more scalable notification handling for 
		  the I2RS agent-client interactions.  </t>
        </list></t>
    </section>

    <section anchor="IANA" title="IANA Considerations">
      <t>This document includes no request to IANA.</t>
    </section>


<section anchor="Acknowledgements" title="Acknowledgements">

  <t>Significant portions of this draft came from
  draft-ward-i2rs-framework-00 and
  draft-atlas-i2rs-policy-framework-00.</t>

  <t>The authors would like to thank Nitin Bahadur, Shane Amante, Ed
  Crabbe, Ken Gray, Carlos Pignataro, Wes George, Ron Bonica, Joe
  Clarke, Juergen Schoenwalder, Jeff Haas, Jamal Hadi Salim, Scott
  Brim, Thomas Narten, Dean Bogdanovic, Tom Petch, Robert Raszuk,
  Sriganesh Kini, John Mattsson, Nancy Cam-Winget, DaCheng Zhang,
  Qin Wu, Ahmed Abro, Salman Asadullah, Eric Yu, Deborah Brungard, 
  Russ Housley, Russ White, Charlie Kaufman, Benoit Claise, Spencer Dawkins, 
  and Stephen Farrell for their suggestions and review.</t>

</section>
  </middle>


  <!--  *****BACK MATTER ***** -->


  <back>


    <!-- References split into informative and normative -->


    <!-- There are 2 ways to insert reference entries from the
    citation libraries: 1. define an ENTITY at the top, and use
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    <references title="Normative References">
    &I-D.ietf-i2rs-problem-statement;
    </references>

    <references title="Informative References">
	&I-D.ietf-i2rs-protocol-security-requirements;
	&I-D.ietf-i2rs-security-environment-reqs;
    &RFC6241; 
    &RFC6536;
    &RFC6691;
	&RFC7223;
	&RFC7224;
	&RFC7277;
	&RFC7317;
	&RFC7752;
    &I-D.ietf-netconf-restconf;
	&I-D.ietf-netmod-rfc6020bis;
    </references>

    <!-- Change Log
v14 2016-04-20 skh    Changes post-RFC approval  
v06  2014-02-12 skh   Missed Revision of the company 
v05 2014-02-10 AKA	  Major revision on all change
vo4 2013-12-17 AKA    Tightened up language and details for WGLC based on discussions with Joel and Ron.
v03 2013-12-12  AKA   Updated based on list discussion and IETF88 presentation
v02 2013-08-13  AKA   Made changes based on WG adoption call discussions
v00 2013-06-18  AKA   First full version
    -->


  </back>
</rfc>