Network Working Group P. Saint-Andre Internet-Draft J. Miller Expires: October 6, 2003 Jabber Software Foundation April 7, 2003 XMPP Instant Messaging draft-ietf-xmpp-im-08 Status of this Memo This document is an Internet-Draft and is in full conformance with all provisions of Section 10 of RFC2026. Internet-Drafts are working documents of the Internet Engineering Task Force (IETF), its areas, and its working groups. Note that other groups may also distribute working documents as Internet-Drafts. Internet-Drafts are draft documents valid for a maximum of six months and may be updated, replaced, or obsoleted by other documents at any time. It is inappropriate to use Internet-Drafts as reference material or to cite them other than as "work in progress." The list of current Internet-Drafts can be accessed at http:// www.ietf.org/ietf/1id-abstracts.txt. The list of Internet-Draft Shadow Directories can be accessed at http://www.ietf.org/shadow.html. This Internet-Draft will expire on October 6, 2003. Copyright Notice Copyright (C) The Internet Society (2003). All Rights Reserved. Abstract This document describes the specific extensions to and applications of the Extensible Messaging and Presence Protocol (XMPP) that are required to create a basic instant messaging and presence application, such as the servers and clients that comprise the Jabber network. Saint-Andre & Miller Expires October 6, 2003 [Page 1] Internet-Draft XMPP Instant Messaging April 2003 Table of Contents 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . 4 1.1 Overview . . . . . . . . . . . . . . . . . . . . . . . . . . 4 1.2 Requirements . . . . . . . . . . . . . . . . . . . . . . . . 4 1.3 Terminology . . . . . . . . . . . . . . . . . . . . . . . . 5 1.4 Discussion Venue . . . . . . . . . . . . . . . . . . . . . . 5 1.5 Intellectual Property Notice . . . . . . . . . . . . . . . . 5 2. Authentication and Authorization . . . . . . . . . . . . . . 6 3. Exchanging Messages . . . . . . . . . . . . . . . . . . . . 10 3.1 Specifying an Intended Recipient . . . . . . . . . . . . . . 10 3.2 Specifying a Message Type . . . . . . . . . . . . . . . . . 10 3.3 Specifying a Message Subject . . . . . . . . . . . . . . . . 11 3.4 Specifying a Conversation Thread . . . . . . . . . . . . . . 11 3.5 Specifying a Message Body . . . . . . . . . . . . . . . . . 12 3.6 Specifying Additional Information . . . . . . . . . . . . . 12 3.7 Message-Related Errors . . . . . . . . . . . . . . . . . . . 13 4. Exchanging Presence Information . . . . . . . . . . . . . . 14 4.1 Client and Server Responsibilities . . . . . . . . . . . . . 14 4.2 Sending Initial Presence . . . . . . . . . . . . . . . . . . 15 4.3 Specifying Availability Status . . . . . . . . . . . . . . . 15 4.4 Specifying Detailed Status Information . . . . . . . . . . . 15 4.5 Probing for Presence . . . . . . . . . . . . . . . . . . . . 16 4.6 Sending Final Presence . . . . . . . . . . . . . . . . . . . 16 4.7 Determining When a Contact Went Offline . . . . . . . . . . 16 5. Managing Subscriptions . . . . . . . . . . . . . . . . . . . 18 5.1 Requesting a Subscription . . . . . . . . . . . . . . . . . 18 5.2 Handling a Subscription Request . . . . . . . . . . . . . . 18 5.3 Cancelling a Subscription from Another Entity . . . . . . . 19 5.4 Unsubscribing from Another Entity's Presence . . . . . . . . 19 6. Managing One's Roster . . . . . . . . . . . . . . . . . . . 20 6.1 Retrieving One's Roster on Login . . . . . . . . . . . . . . 20 6.2 Adding a Roster Item . . . . . . . . . . . . . . . . . . . . 21 6.3 Deleting a Roster Item . . . . . . . . . . . . . . . . . . . 23 7. Integration of Roster Items and Presence Subscriptions . . . 24 7.1 Overview . . . . . . . . . . . . . . . . . . . . . . . . . . 24 7.2 User Subscribes to Contact . . . . . . . . . . . . . . . . . 24 7.2.1 Alternate Flow . . . . . . . . . . . . . . . . . . . . . . . 27 7.3 Creating a Mutual Subscription . . . . . . . . . . . . . . . 28 7.3.1 Alternate Flow . . . . . . . . . . . . . . . . . . . . . . . 30 7.4 Unsubscribing . . . . . . . . . . . . . . . . . . . . . . . 31 7.4.1 Case #1: Subscription Type 'to' . . . . . . . . . . . . . . 31 7.4.2 Case #2: Subscription Type 'both' . . . . . . . . . . . . . 33 7.5 Cancelling a Subscription . . . . . . . . . . . . . . . . . 35 7.5.1 Case #1: Subscription Type 'from' . . . . . . . . . . . . . 35 7.5.2 Case #2: Subscription Type 'both' . . . . . . . . . . . . . 36 7.6 Removing a Roster Item and Cancelling All Subscriptions . . 38 8. Blocking Communication . . . . . . . . . . . . . . . . . . . 39 Saint-Andre & Miller Expires October 6, 2003 [Page 2] Internet-Draft XMPP Instant Messaging April 2003 8.1 Syntax . . . . . . . . . . . . . . . . . . . . . . . . . . . 39 8.2 Business Rules . . . . . . . . . . . . . . . . . . . . . . . 41 8.3 Retrieving One's Privacy Lists . . . . . . . . . . . . . . . 42 8.4 Managing Active Lists . . . . . . . . . . . . . . . . . . . 44 8.5 Managing the Default List . . . . . . . . . . . . . . . . . 45 8.6 Editing a Privacy List . . . . . . . . . . . . . . . . . . . 47 8.7 Removing a Privacy List . . . . . . . . . . . . . . . . . . 47 8.8 Blocking Messages . . . . . . . . . . . . . . . . . . . . . 48 8.9 Blocking Inbound Presence Notifications . . . . . . . . . . 50 8.10 Blocking Outbound Presence Notifications . . . . . . . . . . 51 8.11 Blocking IQs . . . . . . . . . . . . . . . . . . . . . . . . 53 8.12 Blocking All Communication . . . . . . . . . . . . . . . . . 55 8.13 Blocked Entity Attempts to Communicate with User . . . . . . 56 8.14 Higher-Level Heuristics . . . . . . . . . . . . . . . . . . 57 9. Routing and Delivery Rules . . . . . . . . . . . . . . . . . 59 9.1 Client Generation of To Addresses . . . . . . . . . . . . . 59 9.2 Server Handling of XML Stanzas . . . . . . . . . . . . . . . 59 10. IANA Considerations . . . . . . . . . . . . . . . . . . . . 61 11. Security Considerations . . . . . . . . . . . . . . . . . . 62 References . . . . . . . . . . . . . . . . . . . . . . . . . 63 Authors' Addresses . . . . . . . . . . . . . . . . . . . . . 63 A. vCards . . . . . . . . . . . . . . . . . . . . . . . . . . . 64 B. XML Schemas . . . . . . . . . . . . . . . . . . . . . . . . 65 B.1 jabber:iq:auth . . . . . . . . . . . . . . . . . . . . . . . 65 B.2 jabber:iq:auth:error . . . . . . . . . . . . . . . . . . . . 66 B.3 jabber:iq:last . . . . . . . . . . . . . . . . . . . . . . . 67 B.4 jabber:iq:privacy . . . . . . . . . . . . . . . . . . . . . 67 B.5 jabber:iq:privacy:error . . . . . . . . . . . . . . . . . . 69 B.6 jabber:iq:roster . . . . . . . . . . . . . . . . . . . . . . 69 C. Revision History . . . . . . . . . . . . . . . . . . . . . . 71 C.1 Changes from draft-ietf-xmpp-im-07 . . . . . . . . . . . . . 71 C.2 Changes from draft-ietf-xmpp-im-06 . . . . . . . . . . . . . 71 C.3 Changes from draft-ietf-xmpp-im-05 . . . . . . . . . . . . . 71 C.4 Changes from draft-ietf-xmpp-im-04 . . . . . . . . . . . . . 71 C.5 Changes from draft-ietf-xmpp-im-03 . . . . . . . . . . . . . 72 C.6 Changes from draft-ietf-xmpp-im-02 . . . . . . . . . . . . . 72 C.7 Changes from draft-ietf-xmpp-im-01 . . . . . . . . . . . . . 72 C.8 Changes from draft-ietf-xmpp-im-00 . . . . . . . . . . . . . 72 C.9 Changes from draft-miller-xmpp-im-02 . . . . . . . . . . . . 72 Intellectual Property and Copyright Statements . . . . . . . 74 Saint-Andre & Miller Expires October 6, 2003 [Page 3] Internet-Draft XMPP Instant Messaging April 2003 1. Introduction 1.1 Overview The core features of the Extensible Messaging and Presence Protocol are defined in XMPP Core [1]. These features -- specifically XML streams, stream authentication and encryption, and the , , and children of the stream root -- provide the building blocks for many types of near-real-time applications, which may be layered on top of the core by sending application-specific data scoped by particular XML namespaces. This document describes the extensions to and applications of XMPP Core that are required to create the basic functionality expected of an instant messaging and presence application as defined in RFC 2779 [2]. 1.2 Requirements For the purposes of this document, we stipulate that a basic instant messaging and presence application needs to enable a user to perform the following high-level use cases: o Authenticate and authorize with a server o Exchange messages with other users o Exchange presence information with other users o Manage subscriptions to and from other users o Manage the items in the user's contact list (in XMPP this is called a "roster") o Block communications to or from specific other users Detailed definitions of these functionality areas are contained in RFC 2779 [2], and the interested reader is directed to that document regarding the requirements addressed herein. Note: although XMPP IM meets the requirements of RFC 2779, it was not designed explicitly with RFC 2779 in mind, since the base protocol evolved through an open development process within the Jabber open-source community, mainly in 1999. In addition, protocols addressing many other functionality areas have been defined and continue to be defined by the Jabber Software Foundation [3]. These include service discovery, multi-user chat, data gathering and forms submission, feature negotiation, message composing events, message expiration, delayed delivery, file transfer, XHTML message formatting, publish-subscribe, and transports for XML-RPC and SOAP. Saint-Andre & Miller Expires October 6, 2003 [Page 4] Internet-Draft XMPP Instant Messaging April 2003 However, such protocols are not described herein because they are not required by RFC 2779 [2]. 1.3 Terminology This document inherits the terminology defined in XMPP Core [1]. The capitalized key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in RFC 2119 [4]. 1.4 Discussion Venue The authors welcome discussion and comments related to the topics presented in this document. The preferred forum is the mailing list, for which archives and subscription information are available at . 1.5 Intellectual Property Notice This document is in full compliance with all provisions of Section 10 of RFC 2026. Parts of this specification use the term "jabber" for identifying namespaces and other protocol syntax. Jabber[tm] is a registered trademark of Jabber, Inc. Jabber, Inc. grants permission to the IETF for use of the Jabber trademark in association with this specification and its successors, if any. Saint-Andre & Miller Expires October 6, 2003 [Page 5] Internet-Draft XMPP Instant Messaging April 2003 2. Authentication and Authorization Because XMPP-based IM applications are usually implemented via a client-server architecture, a user must first acquire an account on a server. Although account provisioning is outside the scope of XMPP, methods for doing so include account creation by a server administrator as well as in-band account registration using the 'jabber:iq:register' namespace; the latter method is documented by the Jabber Software Foundation [3] at . Once a user has acquired an account, the user MUST authenticate with the server hosting his or her account in order to gain access to the network. If a user's client is capable of authenticating by means of SASL, it MUST include a 'version' attribute (set to a value of "1.0") within the opening tag with which it initiates communications with the server. The protocol describing how a client authenticates with a server using SASL is defined in XMPP Core [1]. (Note: the Jabber precursor to XMPP contained a client-server authentication protocol that was enforced after the stream was negotiated; this protocol is not supported in XMPP but is documented by the Jabber Software Foundation [3] at . Once a client has authenticated with a server, it MUST define a resource that the server can associate with the connection for purposes of authorization and addressing. This is necessary because stanzas sent to or received from the server within the context of an active IM session use a "full JID" () for addressing. Authorizing a resource is accomplished by means of the 'jabber:iq:auth' namespace as described below. Step 1: Client queries server regarding information that is still required to begin a session: juliet Saint-Andre & Miller Expires October 6, 2003 [Page 6] Internet-Draft XMPP Instant Messaging April 2003 Step 2: Server responds with the required fields (servers SHOULD require only the username and authorized resource): juliet If the username is not found or unauthorized, the server SHOULD return an error informing the client that the username is not authorized. Step 2 (alt): Server responds with error (user not authorized): some-other-username Step 3: Client sends name of authorized resource: juliet balcony Step 4: Server informs client of successful session initiation: Saint-Andre & Miller Expires October 6, 2003 [Page 7] Internet-Draft XMPP Instant Messaging April 2003 Step 4 (alt): Server informs client that no username was provided: balcony If the username is not found or unauthorized, the server SHOULD return an error informing the client that the username is not authorized. Step 4 (alt): Server informs client that username provided is not authorized: yet-another-username Step 4 (alt): Server informs client of resource formatting error: juliet   Saint-Andre & Miller Expires October 6, 2003 [Page 8] Internet-Draft XMPP Instant Messaging April 2003 Step 4 (alt): Server informs client of resource conflict (the desired resource name is already in use by another active connection): juliet chamber Note: existing implementations usually terminate the existing session when a client attempts to authorize a new resource with the same name as the existing session; however, is up to the implementation whether to terminate the existing session or to inform the attempted new session about the resource conflict and thus require the new session to authorize a different resource name. Saint-Andre & Miller Expires October 6, 2003 [Page 9] Internet-Draft XMPP Instant Messaging April 2003 3. Exchanging Messages Exchanging messages is a basic use of XMPP and is effected when a user sends a message stanza to another user (or, more generally, another entity). As defined under Routing and Delivery Rules (Section 9), the sender's server is responsible for delivering the message to the intended recipient (if the recipient is on the same server) or for routing the message to the recipient's server (if the recipient is on a different server). Detailed information regarding the syntax of message stanzas and their defined attributes and child elements may be found in XMPP Core [1]. 3.1 Specifying an Intended Recipient A client SHOULD specify an intended recipient for the message by providing an appropriate JID in the 'to' attribute of the element. Normally, the value of the 'to' attribute specifies an entity other than the sending user (see Section 9 for exceptions). The intended recipient MAY be any valid JID (a user on the same server, a user on a different server, the server itself, another server, etc.). If the JID is invalid or cannot be contacted, the entity discovering that fact (usually the sender's or recipient's server) MUST return an error to the sender. 3.2 Specifying a Message Type As mentioned in XMPP Core [1], there are several defined types of messages (specified by means of a 'type' attribute within the element). In the context of an instant messaging application, a client MAY include a message type in order to capture the conversational context of the message, thus providing a hint regarding presentation (e.g., in a GUI). If no 'type' attribute is provided, the message SHOULD be assumed to be a standalone message to which the recipient MAY reply if desired. If the 'type' attribute is included, it SHOULD have one of the following values (any other value MAY be ignored): o chat -- The message is sent in the context of a one-to-one chat conversation. A compliant client SHOULD present an interface enabling one-to-one chat between the two parties, including an appropriate conversation history. o groupchat -- The message is sent in the context of a multi-user chat environment. A compliant client SHOULD present an interface enabling many-to-many chat between the parties, including a roster of parties in the chatroom and an appropriate conversation Saint-Andre & Miller Expires October 6, 2003 [Page 10] Internet-Draft XMPP Instant Messaging April 2003 history. o headline -- The message is probably generated by an automated service that delivers or broadcasts content (news, sports, market information, RSS feeds, etc.). No reply to the message is expected, and a compliant client SHOULD present an interface that appropriately differentiates the message from standalone messages, chat sessions, or groupchat sessions (e.g., by not providing the recipient with the ability to reply). o error -- An error has occurred related to a previous message sent by the sender (for details regarding stanza error syntax, see XMPP Core [1]). A compliant client SHOULD present an appropriate interface informing the sender of the nature of the error. Although the 'type' attribute is OPTIONAL, it is considered polite to mirror the type in any replies to a message; furthermore, some specialized applications (e.g., a multi-user chat service) MAY at their discretion enforce the use of a particular message type (e.g., type='groupchat'). 3.3 Specifying a Message Subject A message stanza MAY contain a child element specifying the subject of the message. The subject MUST NOT contain mixed content. Multiple elements MAY be included, as long as each contains an 'xml:lang' attribute with a distinct value. A message with a subject: Sleep dwell upon thine eyes. Saint-Andre & Miller Expires October 6, 2003 [Page 13] Internet-Draft XMPP Instant Messaging April 2003 4. Exchanging Presence Information Exchanging presence information is made relatively straightforward within XMPP by using presence stanzas. However, we see here a contrast to the handling of messages: although a client MAY send directed presence information to another entity, in general presence information is sent from a client to a server (with no 'to' address) and then broadcasted by the server to any entities that are subscribed to the presence of the sending entity. (Note: in the terminology of RFC 2778 [5], the only watchers in XMPP are subscribers.) Detailed information regarding the syntax of presence stanzas and their defined attributes and child elements may be found in XMPP Core [1]. 4.1 Client and Server Responsibilities When a client connects to a server, it SHOULD send an initial presence stanza to the server to express default availability. This presence stanza MUST possess no 'to' address (signalling that it is meant to be handled by the server on behalf of the user) and SHOULD have no type. Upon receiving initial presence from a client, the server MUST send presence probes from the full JID (user@domain/resource) of the user to any remote entities that are subscribed to the user's presence (as represented in the user's roster) in order to determine if they are available. (The remote server is responsible for responding to the presence probe only when (1) the probing entity has been allowed to access the probed entity's presence, e.g., by server rules or user subscriptions, and (2) the probed entity is available. The probing entity's server then informs the probing entity of the probed entity's last known available presence, for all of the probed entity's resources if applicable.) Throughout the active session of a connected resource, the server is responsible for broadcasting any changes in the availability status of the connected resource to the subscribed entities that are available, so that such entities are kept apprised of availability changes. Finally, when a connected resource becomes unavailable, the server MUST notify all of the subscribed entities that are available, as well as any entities to which the user sent directed presence during the active session for that connected resource. Saint-Andre & Miller Expires October 6, 2003 [Page 14] Internet-Draft XMPP Instant Messaging April 2003 4.2 Sending Initial Presence Upon authenticating, a client SHOULD send initial presence to its server indicating that the connected resource is available for communications. This presence stanza MUST have no 'to' address and SHOULD have no type. Initial presence sent from client to server: 4.3 Specifying Availability Status A client MAY provide further information about its availability status by using the element. As mentioned in XMPP Core [1], the recognized values for the show element are: o away -- The entity or resource is temporarily away. o chat -- The entity or resource is actively interested in chatting. o xa -- The entity or resource is away for an extended period (xa = "eXtended Away"). o dnd -- The entity or resource is busy (dnd = "Do Not Disturb"). Availability status: away 4.4 Specifying Detailed Status Information In conjunction with the element, a client MAY provide detailed status information by using the element. The content of this element is a natural-language description of the client's current availability status. Detailed status information: dnd Busy fighting the Romans Saint-Andre & Miller Expires October 6, 2003 [Page 15] Internet-Draft XMPP Instant Messaging April 2003 4.5 Probing for Presence A server MAY probe for the current presence of another entity. A user or client SHOULD NOT send presence stanzas of type 'probe'. 4.6 Sending Final Presence Upon ending its session with a server, a client SHOULD gracefully become unavailable by sending a final presence stanza that is explicitly of type unavailable. Sending final presence to express unavailable state: Optionally, final presence MAY contain one or more elements specifying the reason why the user is no longer available. The server MUST NOT depend on receiving final presence from a connected resource, since the resource may become unavailable unexpectedly. If a server detects that a resource has become unavailable for any reason (either gracefully or ungracefully), it MUST send to all online entities that are subscribed to the associated user's presence, as well as to any entities to which the user sent directed presence during the active session for that connected resource. 4.7 Determining When a Contact Went Offline The server MUST maintain a record of the time at which a user became unavailable (whether gracefully or ungracefully). An authorized subscriber to that user's presence MAY determine the time of last activity by sending an IQ stanza to the user's bare JID (user@domain) containing an empty element scoped by the 'jabber:iq:last' namespace: Requesting the last active time of a user: If the entity requesting the time of last activity is an authorized subscriber to the user's presence, the server SHOULD return an IQ stanza of type 'result' with the number of seconds since the user was last active (subject to service provisioning and privacy configuration at a particular deployment): Saint-Andre & Miller Expires October 6, 2003 [Page 16] Internet-Draft XMPP Instant Messaging April 2003 Returning the last active time of a user: If the entity requesting the time of last activity is not an authorized subscriber to the user's presence, the server MUST return an IQ stanza of type 'error' with an error condition of forbidden: Requester is forbidden to view the last active time of a user: Saint-Andre & Miller Expires October 6, 2003 [Page 17] Internet-Draft XMPP Instant Messaging April 2003 5. Managing Subscriptions In order to protect the privacy of instant messaging users and any other entities, presence and availability information is made available only to other entities that the user has approved. When a user has agreed that another entity may view its presence, the entity is said to have a subscription to the user's presence information. A subscription lasts across sessions; indeed, it lasts until the subscriber unsubscribes or the subscribee cancels the previously-granted subscription. Subscriptions are managed within XMPP by sending presence stanzas containing specially-defined attributes. Note: there are important interactions between subscriptions and rosters; these are defined under Integration of Roster Items and Presence Subscriptions (Section 7), and the reader must refer to that section for a complete understanding of presence subscriptions. 5.1 Requesting a Subscription A request to subscribe to another entity's presence is made by sending a presence stanza of type "subscribe". Sending a subscription request: 5.2 Handling a Subscription Request When a client receives a subscription request from another entity, it MAY accept the request by sending a presence stanza of type "subscribed" or decline the request by sending a presence stanza of type "unsubscribed". Accepting a subscription request: Denying a presence subscription request: A user's server MUST NOT automatically accept subscription requests on the user's behalf. All subscription requests MUST be directed to the user's client. If there is no connected resource associated with the user when the subscription request is received, the user's server MUST store the subscription request offline for delivery when the Saint-Andre & Miller Expires October 6, 2003 [Page 18] Internet-Draft XMPP Instant Messaging April 2003 user next becomes available. 5.3 Cancelling a Subscription from Another Entity If a user would like to cancel a previously-granted subscription request, it sends a presence stanza of type "unsubscribed". Cancelling a previously granted subscription request: 5.4 Unsubscribing from Another Entity's Presence If a user would like to unsubscribe from the presence of another entity, it sends a presence stanza of type "unsubscribe". Unsubscribing from an entity's presence: Saint-Andre & Miller Expires October 6, 2003 [Page 19] Internet-Draft XMPP Instant Messaging April 2003 6. Managing One's Roster In XMPP, one's contact list is called a roster. A roster is stored by the server on the user's behalf so that the user may access roster information from any connected resource. Note: there are important interactions between rosters and subscriptions; these are defined under Integration of Roster Items and Presence Subscriptions (Section 7), and the reader must refer to that section for a complete understanding of roster management. 6.1 Retrieving One's Roster on Login Upon connecting to the server, a client MAY request the roster (however, because receiving the roster may not be desirable for all resources, e.g., a connection with limited bandwidth, the client's request for the roster is OPTIONAL). If a connected resource does not request the roster during a session, it SHOULD never receive presence subscriptions and associated roster pushes. Client requests current roster from server: Saint-Andre & Miller Expires October 6, 2003 [Page 20] Internet-Draft XMPP Instant Messaging April 2003 Client receives roster from the server: Friends Friends 6.2 Adding a Roster Item At any time, a user MAY add an item to his or her roster. Client adds a new item: Servants The server is responsible for updating the roster information in persistent storage, and also for pushing that change out to all connected resources associated with the user using an IQ stanza of type "set" (this is referred to as a "roster push"). This "roster Saint-Andre & Miller Expires October 6, 2003 [Page 21] Internet-Draft XMPP Instant Messaging April 2003 push" enables all connected resources to remain in sync with the server-based roster information. Server replies with an IQ result to the sending resource and pushes the updated roster information to all connected resources: Servants Servants Saint-Andre & Miller Expires October 6, 2003 [Page 22] Internet-Draft XMPP Instant Messaging April 2003 Connected resources reply with an IQ result to the server: Updating an existing roster item (e.g., changing the group) is done in the same way as adding a new roster item, i.e., by sending the roster item in an IQ set to the server. 6.3 Deleting a Roster Item At any time, a user MAY delete an item from its roster by doing an IQ set and making sure that the value of the 'subscription' attribute is "remove" (a compliant server MUST ignore any other values of the 'subscription' attribute when received from a client). Client removes an item: Servants As with adding a roster item, when deleting a roster item the server is responsible for updating the roster information in persistent storage, and also for initiating a "roster push" to all connected resources associated with the user. For further information about the implications of this command, see Section 7.6. Saint-Andre & Miller Expires October 6, 2003 [Page 23] Internet-Draft XMPP Instant Messaging April 2003 7. Integration of Roster Items and Presence Subscriptions 7.1 Overview Some level of integration between roster items and presence subscriptions is normally expected by instant messaging users. This section describes the level of integration that must be supported within XMPP IM. There are four primary subscription states: o None -- Neither the user nor the contact is subscribed to the other's presence o To -- The user is subscribed to the contact's presence but there is no subscription from the contact to the user o From -- There is a subscription from the contact to the user, but the user has not subscribed to the contact's presence o Both -- Both the user and the contact are subscribed to each other's presence (i.e., the union of 'from' and 'to') Each of these states is reflected in the roster of both the user and the contact, thus resulting in durable subscription states. The details regarding how these subscription states interact with roster items is explained in the following sub-sections. As noted above, if a connected resource does not request the roster during a session, it SHOULD never receive presence subscriptions and the associated roster pushes. In addition, a client MUST acknowledge each roster push with an IQ stanza of type "result" (these stanzas are not shown in the following examples but are required by XMPP Core [1]). 7.2 User Subscribes to Contact The process by which a user subscribes to a contact, including the interaction between roster items and subscription states, is defined below. 1. In preparation for being able to render the contact in the user's client interface and for the server to keep track of the subscription, the user's client SHOULD send an IQ stanza of type='set' in the 'jabber:iq:roster' namespace for the new roster item; the element MUST possess a 'jid' attribute, MAY possess a 'name' attribute, may contain one or more child, and MUST NOT posses a 'subscription' attribute: Saint-Andre & Miller Expires October 6, 2003 [Page 24] Internet-Draft XMPP Instant Messaging April 2003 2. The server then MUST (1) reply with an IQ stanza of type='result' and (2) initiate a "roster push" for the new roster item to all connected resources associated with this user, setting the subscription state set to 'none': 3. In order to initiate the subscription, the user's client MUST then send a presence stanza of type='subscribe' to the contact (the user's client must also acknowledge the roster push): 4. The server MUST then initiate a second "roster push" to all connected resources associated with the user, setting the contact to the pending sub-state of the 'none' subscription state; this pending sub-state is denoted by the inclusion of the ask='subscribe' attribute in the roster item: Saint-Andre & Miller Expires October 6, 2003 [Page 25] Internet-Draft XMPP Instant Messaging April 2003 Note: if the user did not create a roster item before sending the subscription request, the server MUST create one and send the above roster push to all of the user's connected resources. 5. The server MUST also deliver the presence stanza to the contact or route it to the contact's server for delivery to the contact, first stamping the stanza with the user's bare JID as the 'from' address: 6. If the contact is online (i.e., there is a connected resource associated with the contact's account), the contact must now decide whether or not to accept the subscription request. (If the contact is offline, the contact's server MUST store the subscription request offline for delivery when the contact next becomes available.) Here we will assume the "happy path" that the contact accepts the subscription, in which case the contact's client MAY send a roster set to the server specifying the desired nickname and group for the user, and MUST send a presence stanza of type='subscribed' to the user. 7. The contact's server MUST now initiate a "roster push" to all connected resources associated with the contact, containing a roster item for the user with the subscription state set to Saint-Andre & Miller Expires October 6, 2003 [Page 26] Internet-Draft XMPP Instant Messaging April 2003 'from': 8. As a result of the fact that the contact has accepted the subscription request, the user's server MUST (1) deliver the presence stanza of type='subscribed' from the contact to the user, and (2) initiate a "roster push" to all connected resources associated with the user, containing an updated roster item for the contact with the subscription type set to a value of "to": From the perspective of the user, there is now a subscription to the contact; from the perspective of the contact, there is now a subscription from the user. The contact's server MUST now send the contact's current presence information to the user. (Note: If at this point the user sends another subscription request to the contact, the user's server MUST "swallow" that request and not send it on the contact.) 7.2.1 Alternate Flow The above activity flow represents the "happy path" related to the user's subscription request to the contact. The main alternate flow occurs if the contact denies the user's subscription request; in order to deny the request, the contact's client MUST send a presence stanza of type "unsubscribed" to the user: Saint-Andre & Miller Expires October 6, 2003 [Page 27] Internet-Draft XMPP Instant Messaging April 2003 The user's server MUST then (1) deliver that presence stanza to the user and (2) initiate a "roster push" to all connected resources associated with the user, with the subscription attribute set to a value of "none": As a result of this activity, the contact is now in the user's roster with a subscription state of "none", whereas the user is not in the contact's roster at all. 7.3 Creating a Mutual Subscription The user and contaact can build on the foregoing to create a mutual subscription (i.e., a subscription of type "both"). The process is defined below. 1. If the contact desires a mutual subscription, the contact MUST send a subscription request to the user (subject to user preferences, the contact's client MAY send this automatically): 2. The contact's server MUST then initiate a "roster push" to all connected resources associated with the contact, with the user still in the 'from' subscription state but with a pending 'to' subscription denoted by the inclusion of the ask='subscribe' attribute in the roster item: Saint-Andre & Miller Expires October 6, 2003 [Page 28] Internet-Draft XMPP Instant Messaging April 2003 3. If the user is online (i.e., there is a connected resource associated with the user's account), the user must now decide whether or not to accept the subscription request. (If the user is offline, the user's server MUST store the subscription request offline for delivery when the user next becomes available.) Here we will assume the "happy path" that the user accepts the subscription, in which case the user's client MUST send a presence stanza of type='subscribed' to the contact. 4. The user's server MUST then initiate a "roster push" to all connected resources associated with the user, containing a roster item for the contact with the subscription attribute set to a value of "both": 5. As a result of the fact that the user has accepted the subscription request, the contact's server MUST (1) deliver the presence stanza of type='subscribed' from the user to the contact, and (2) initiate a "roster push" to all connected resources associated with the contact, containing an updated roster item for the user with the subscription type set to a value of "both": Saint-Andre & Miller Expires October 6, 2003 [Page 29] Internet-Draft XMPP Instant Messaging April 2003 The user and the contact now have a mutual subscription to each other's presence -- i.e., the subscription is of type 'both'. The user's server MUST now send the user's current presence information to the contact. (Note: If at this point the user sends a subscription request to the contact or the contact sends a subscription request to the user, the sending user's server will "swallow" that request and not send it on the intended recipient.) 7.3.1 Alternate Flow The above activity flow represents the "happy path" related to the contact's subscription request to the user. The main alternate flow occurs if the user denies the contact's subscription request; in order to deny the request, the user's client MUST send a presence stanza of type "unsubscribed" to the contact: The contact's server MUST then (1) deliver that presence stanza to the contact and (2) initiate a "roster push" to all connected resources associated with the contact, with the subscription attribute set to a value of "from" and with no 'ask' attribute: Saint-Andre & Miller Expires October 6, 2003 [Page 30] Internet-Draft XMPP Instant Messaging April 2003 As a result of this activity, there has been no change in the subscription state; i.e., the contact is in the user's roster with a subscription state of "to" and the user is in the contact's roster with a subscription state of "from". 7.4 Unsubscribing At any time after subscribing to a contact's presence, a user MAY unsubscribe. While the XML that the user sends to make this happen is the same in all instances, the subsequent subscription state is different depending on the subscription state obtaining when the unsubscribe command is sent. Both possible scenarios are defined below. 7.4.1 Case #1: Subscription Type 'to' In the first case, the user has a subscription to the contact but the contact does not have a subscription to the user (i.e., the subscription is not yet mutual). 1. In order to unsubscribe from the contact's presence, the user MUST send a presence stanza of type "unsubscribe" to the contact: 2. As a result, the user's server MUST send a "roster push" to each connected resource associated with the user, containing a roster item for the contact with the 'subscription' attribute set to a value of "from": Saint-Andre & Miller Expires October 6, 2003 [Page 31] Internet-Draft XMPP Instant Messaging April 2003 3. The user's server MUST also route the unsubscribe "command" to the contact's server: 4. The contact's server MUST initiate a "roster push" to all connected resources associated with the contact, containing a roster item for the user with the 'subscription' attribute set to a value of "to" (if the contact is offline, the contact's server MUST modify the roster item and send that modified item the next time the contact requests the roster); the contact's server SHOULD also deliver the unsubscribe command to the contact: 5. The contact's server then MUST send unavailable presence from the contact to the user and MAY send a presence stanza of type "unsubscribed" to the user: Saint-Andre & Miller Expires October 6, 2003 [Page 32] Internet-Draft XMPP Instant Messaging April 2003 6. As a result, the user's server MUST deliver the unavailable presence from the user to the contact and (if received) the presence stanza of type "unsubscribed" from the contact to the user, 7.4.2 Case #2: Subscription Type 'both' In the second case, the user has a subscription to the contact and the contact also has a subscription to the user. 1. In order to unsubscribe from the contact's presence, the user MUST send a presence stanza of type "unsubscribe" to the contact: 2. As a result, the user's server MUST send a "roster push" to each connected resource associated with the user, containing a roster item for the contact with the 'ask' attribute set to unsubscribe to indicate that the unsubscribe is pending: Saint-Andre & Miller Expires October 6, 2003 [Page 33] Internet-Draft XMPP Instant Messaging April 2003 3. Since the unsubscribe command does not normally need to be approved by the contact, the contact's server then SHOULD auto-reply on behalf of the contact by sending a presence stanza of type "unsubscribed" to the user; additionally, it MUST send unavailable presence from the contact to the user: 4. The contact's server also MUST initiate a "roster push" to all connected resources associated with the contact, containing a roster item for the user with the 'subscription' attribute set to a value of "to" (if the contact is offline, the contact's server MUST modify the roster item and send that modified item the next time the contact requests the roster): 5. As a result, the user's server MUST (1) deliver the presence stanza of type='unsubscribed' from the contact to the user, (2) initiate a "roster push" to all connected resources associated with the user, containing an updated roster item for the contact with the subscription type set to a value of "from" and with no 'ask' attribute, and (3) deliver the unavailable presence from Saint-Andre & Miller Expires October 6, 2003 [Page 34] Internet-Draft XMPP Instant Messaging April 2003 the user to the contact: Note: Obviously this does not result in removal of the roster item from the user's roster, and the contact still has a subscription to the user's presence. In order to more completely cancel a mutual subscription and fully remove the roster item from the user's roster, the user should update the roster item with subscription='remove' as defined in Section 7.6. 7.5 Cancelling a Subscription At any time after approving a subscription request from a user, a contact MAY cancel that subscription. While the XML that the contact sends to make this happen is the same in all instances, the subsequent subscription state is different depending on the subscription state obtaining when the cancellation is sent. Both possible scenarios are defined below. 7.5.1 Case #1: Subscription Type 'from' In the first case, the user has a subscription to the contact but the contact does not have a subscription to the user (i.e., the subscription is not yet mutual). 1. In order to cancel the user's subscription, the contact MUST send a presence stanza of type "unsubscribed" to the user: Saint-Andre & Miller Expires October 6, 2003 [Page 35] Internet-Draft XMPP Instant Messaging April 2003 2. As a result, the contact's server MUST (1) send a "roster push" to each connected resource associated with the contact, containing a roster item for the user with the 'subscription' attribute set to a value of "none", and (2) send unavailable presence from the contact to the user: 3. The user's server MUST then initiate a "roster push" to all connected resources associated with the user, containing a roster item for the contact with the 'subscription' attribute set to a value of "none" (if the user is offline, the user's server MUST modify the roster item and send that modified item the next time the user requests the roster); additionally, it MUST also deliver the unavailable presence from the contact to the user: 7.5.2 Case #2: Subscription Type 'both' In the second case, the user has a subscription to the contact and the contact also has a subscription to the user. Saint-Andre & Miller Expires October 6, 2003 [Page 36] Internet-Draft XMPP Instant Messaging April 2003 1. In order to cancel the user's subscription, the user MUST send a presence stanza of type "unsubscribed" to the user: 2. As a result, the contact's server MUST (1) send a "roster push" to each connected resource associated with the contact, containing a roster item for the user with the 'subscription' attribute set to a value of "to", and (2) send unavailable presence from the contact to the user: 3. The user's server MUST then initiate a "roster push" to all connected resources associated with the user, containing a roster item for the contact with the 'subscription' attribute set to a value of "from" (if the user is offline, the user's server MUST modify the roster item and send that modified item the next time the user requests the roster); additionally, it MUST also deliver the unavailable presence from the contact to the user: Note: Obviously this does not result in removal of the roster item Saint-Andre & Miller Expires October 6, 2003 [Page 37] Internet-Draft XMPP Instant Messaging April 2003 from the contact's roster, and the contact still has a subscription to the user's presence. In order to more completely cancel a mutual subscription and fully remove the roster item from the contact's roster, the contact should update the roster item with subscription='remove' as defined in Section 7.6. 7.6 Removing a Roster Item and Cancelling All Subscriptions Because there may be many steps involved in completely removing a roster item and reverting the subscription state to "none", XMPP IM includes a "shortcut" method for doing so. The process may be initiated by either a contact or a user no matter what the current subscription state is, by means of sending a roster set with the subscription attribute set to a value of "remove". For example, a user may send the following XML: When the user removes a contact from his or her roster by setting the 'subscription' attribute to a value of "remove", the user's server MUST automatically cancel any existing presence subscription between the user and the contact by sending presence stanzas of type "unsubscribe" and "unsubscribed" from the user to the contact. A contact may also send such a command, resulting in the same type of system behavior. Saint-Andre & Miller Expires October 6, 2003 [Page 38] Internet-Draft XMPP Instant Messaging April 2003 8. Blocking Communication Most instant messaging systems have found it necessary to implement some method for users to block communications from particular other users (this is also required by sections 5.1.5, 5.1.15, 5.3.2, and 5.4.10 of RFC 2779 [2]). In XMPP this is done using the 'jabber:iq:privacy' namespace by managing one's privacy lists. Server-side privacy lists enable successful completion of the following use cases: o Retrieving one's privacy lists. o Adding, removing, and editing one's privacy lists. o Setting, changing, or declining active lists. o Setting, changing, or declining the default list (i.e., the list that is active by default). o Allowing or denying messages based on JID, group, or subscription type (or globally). o Allowing or denying inbound presence notifications based on JID, group, or subscription type (or globally). o Allowing or denying outbound presence notifications based on JID, group, or subscription type (or globally). o Allowing or denying IQs based on JID, group, or subscription type (or globally). o Allowing or denying all communications based on JID, group, or subscription type (or globally). Note: presence notifications do not include presence subscriptions, only presence information that is broadcasted to entities that are subscribed to a user's presence information. Thus this includes presence stanzas with no 'type' attribute or of type='unavailable' only. 8.1 Syntax A user may define one or more privacy lists, which are stored by the user's server. Each element contains one or more rules in the form of elements, and each element uses attributes to define a privacy rule type, a specific value within the type, the relevant action, and the place of the item in the processing order. Saint-Andre & Miller Expires October 6, 2003 [Page 39] Internet-Draft XMPP Instant Messaging April 2003 The syntax is as follows: If the type is "jid", then the 'value' attribute MUST contain a valid Jabber ID. JIDs are matched in the following order: "user@domain/ resource", then "user@domain", then "domain/resource", then "domain". If the value is "user@domain", then any connected resource for that user@domain matches. If the value is "domain", then any user@domain matches. If the value is "domain/resource", then only that resource matches. If the type is "group", then the 'value' attribute MUST contain the name of a group in the user's roster. If the type is "subscription", then the 'value' attribute MUST be one of "both", "to", "from", or "none" as defined in XMPP Core [1]. If no 'type' attribute is included, the rule provides the "fall-through" case. The 'action' attribute MUST be included and its value MUST be either "accept" or "deny". The 'order' attribute MUST be included and its value MUST be a non-negative integer that is unique among all items in the list. (If a client attempts to create or update a list with non-unique order values, the server MUST return to the client a error of class "format" in the 'urn:ietf:params:xml:ns:xmpp-stanzas' namespace.) Within the 'jabber:iq:privacy' namespace, the child of a client-generated IQ stanza of type "set" MUST NOT include more than one child element (i.e., the stanza must contain only one element, one element, or one element); if a client violates this rule, the server MUST return to the client a error of class "format" in the 'urn:ietf:params:xml:ns:xmpp-stanzas' namespace.) Saint-Andre & Miller Expires October 6, 2003 [Page 40] Internet-Draft XMPP Instant Messaging April 2003 When a client adds or updates a privacy list, the element MUST contain at least one child element. When a client updates a privacy list, it must include all of the desired items (i.e., not a "delta"). 8.2 Business Rules The active list affects only the session/resource for which it is activated, and only for the duration of the session. If a stanza is addressed to a specific resource, only the active list for that session is processed (i.e., the default list is ignored). The default list applies to the user as a whole, and is processed if there is no active list set for the target session/resource to which a stanza is addressed, or if there are no current sessions for the user. If there is no active list set for a session (or there are no current sessions for the user), and there is no default list, then all stanzas SHOULD BE accepted or appropriately processed by the server on behalf of the user. Privacy lists SHOULD be the first routing and delivery rule applied by a server, trumping the other rules specified in Section 9. The order in which privacy list items are processed by the server is important. List items MUST be processed in ascending order determined by the values of the 'order' attribute for each . As soon as a stanza is matched against a privacy list, the server SHOULD appropriately handle the stanza and cease processing. If no fall-through item is provided in a list, the fall-through action is assumed to be "accept". When a user updates the definition for a list or adds a new list (whether or not it is active), the server SHOULD NOT "push" that information out to all connected resources associated with the user's account, as is done for rosters. If a client or user wants to retrieve the current privacy list information, it SHOULD request the relevant list. Saint-Andre & Miller Expires October 6, 2003 [Page 41] Internet-Draft XMPP Instant Messaging April 2003 8.3 Retrieving One's Privacy Lists Client requests names of privacy lists from server: Server sends names of privacy lists to client, including default list and active list: Client requests a privacy list from server: Server sends a privacy list to client: Saint-Andre & Miller Expires October 6, 2003 [Page 42] Internet-Draft XMPP Instant Messaging April 2003 Client requests another privacy list from server: Server sends another privacy list to client: Client requests yet another privacy list from server: Server sends yet another privacy list to client: In this example, the user has three lists: (1) 'public', which allows communications from everyone except one specific entity; (2) 'private', which allows communications only from contacts who have a bi-directional subscription with the user; and (3) 'special', which allows communications only from three specific entities. The active list currently being applied by the server is the 'private' list. If the user attempts to retrieve a list but a list by that name does Saint-Andre & Miller Expires October 6, 2003 [Page 43] Internet-Draft XMPP Instant Messaging April 2003 not exist, the server MUST return an application-specific "list not found" error to the user: Client attempts to retrieve non-existent list: The user may retrieve only one list at a time. If the user attempts to retrieve more than one list in the same request, the server MUST return an application-specific error to the user. Client attempts to retrieve more than one list: 8.4 Managing Active Lists In order to set or change the active list currently being applied by the server, the user MUST send an IQ stanza of type 'set' with a element scoped by the 'jabber:iq:privacy' namespace that contains an empty child element possessing a 'name' attribute whose value is set to the desired list name. Saint-Andre & Miller Expires October 6, 2003 [Page 44] Internet-Draft XMPP Instant Messaging April 2003 Client requests change of active list: The server MUST activate and apply the requested list before sending the result back to the client. Server acknowledges success of active list change: If the user attempts to set an active list but a list by that name does not exist, the server MUST return an application-specific "list not found" error to the user: Client attempts to set a non-existent list as active: In order to decline the use of any active list (i.e., to use the domain's stanza routing rules for the duration of the session), a user MUST send an empty element with no name. Client declines the use of active lists: 8.5 Managing the Default List In order to change the default list associated with an account, the Saint-Andre & Miller Expires October 6, 2003 [Page 45] Internet-Draft XMPP Instant Messaging April 2003 user MUST send an IQ stanza of type 'set' with a element scoped by the 'jabber:iq:privacy' namespace that contains an empty child element possessing a 'name' attribute whose value is set to the desired list name. Client requests change of default list: Server acknowledges success of default list change: If the user attempts to set a default list but a list by that name does not exist, the server MUST return an application-specific "list not found" error to the user: Client attempts to set a non-existent list as default: In order to decline the use of a default list (i.e., to use the domain's stanza routing rules at all times), a user MUST send an empty element with no name. Client declines the use of the default list: Saint-Andre & Miller Expires October 6, 2003 [Page 46] Internet-Draft XMPP Instant Messaging April 2003 8.6 Editing a Privacy List In order to edit a privacy list, the user MUST send an IQ stanza of type 'set' with a element scoped by the 'jabber:iq:privacy' namespace that contains one child element possessing a 'name' attribute whose value is set to the list name the user would like to edit. The element MUST contain one or more elements, which specify the user's desired changes to the list by including all elements in the list (not the "delta"); the same protocol is used to create a new list. Client edits a privacy list: Note: The value of the 'order' attribute for any given item is not fixed. Thus in the foregoing example if the user would like to add 4 items between the "tybalt@capulet.com" item and the "paris@shakespeare.lit" item, the user's client can simply renumber all the items before submitting the list to the server. Server acknowledges success of list edit: In this example, the user has added one additional entity to the "blacklist" portion of this privacy list. 8.7 Removing a Privacy List In order to remove a privacy list, the user MUST send an IQ stanza of type 'set' with a element scoped by the 'jabber:iq:privacy' namespace that contains one empty child elements possessing a 'name' attribute whose value is set to the list name the user would like to remove. Saint-Andre & Miller Expires October 6, 2003 [Page 47] Internet-Draft XMPP Instant Messaging April 2003 Client removes a privacy list: Server acknowledges success of list removal: If a user attempts to remove an active list or the default list, the server MUST return an application-specific error to the user. If the user attempts to remove a list but a list by that name does not exist, the server MUST return an application-specific error to the user. If the user attempts to remove more than one list in the same request, the server MUST return an application-specific error to the user. 8.8 Blocking Messages Server-side privacy lists enable a user to block incoming messages from other users based on the other user's JID, roster group, or subscription status, or globally. The following examples illustrate the required protocol. User blocks based on JID: As a result of creating and applying the foregoing list, the user will not receive messages from the user with the specified JID. Saint-Andre & Miller Expires October 6, 2003 [Page 48] Internet-Draft XMPP Instant Messaging April 2003 User blocks based on roster group: As a result of creating and applying the foregoing list, the user will not receive messages from any users in the specified roster group. User blocks based on subscription type: As a result of creating and applying the foregoing list, the user will not receive messages from any users with the specified subscription type. User blocks globally: As a result of creating and applying the foregoing list, the user will not receive messages from any other users. Saint-Andre & Miller Expires October 6, 2003 [Page 49] Internet-Draft XMPP Instant Messaging April 2003 8.9 Blocking Inbound Presence Notifications Server-side privacy lists enable a user to block incoming presence notifications from other users based on the other user's JID, roster group, or subscription status, or globally. The following examples illustrate the required protocol. Note: presence notifications do not include presence subscriptions, only presence information that is broadcasted to the user because the user previously subscribed to a contact's presence information. Thus this includes presence stanzas with no 'type' attribute or of type='unavailable' only. User blocks based on JID: As a result of creating and applying the foregoing list, the user will not receive presence notifications from the user with the specified JID. User blocks based on roster group: As a result of creating and applying the foregoing list, the user will not receive presence notifications from any users in the specified roster group. Saint-Andre & Miller Expires October 6, 2003 [Page 50] Internet-Draft XMPP Instant Messaging April 2003 User blocks based on subscription type: As a result of creating and applying the foregoing list, the user will not receive presence notifications from any users with the specified subscription type. User blocks globally: As a result of creating and applying the foregoing list, the user will not receive presence notifications from any other users. 8.10 Blocking Outbound Presence Notifications Server-side privacy lists enable a user to block outgoing presence notifications to other users based on the other user's JID, roster group, or subscription status, or globally. The following examples illustrate the required protocol. Note: presence notifications do not include presence subscriptions, only presence information that is broadcasted to contacts because those contacts previously subscribed to the user's presence information. Thus this includes presence stanzas with no 'type' attribute or of type='unavailable' only. Saint-Andre & Miller Expires October 6, 2003 [Page 51] Internet-Draft XMPP Instant Messaging April 2003 User blocks based on JID: As a result of creating and applying the foregoing list, the user will not send presence notifications to the user with the specified JID. User blocks based on roster group: As a result of creating and applying the foregoing list, the user will not send presence notifications to any users in the specified roster group. User blocks based on subscription type: As a result of creating and applying the foregoing list, the user will not send presence notifications to any users with the specified subscription type. Saint-Andre & Miller Expires October 6, 2003 [Page 52] Internet-Draft XMPP Instant Messaging April 2003 User blocks globally: As a result of creating and applying the foregoing list, the user will not send presence notifications to any other users. 8.11 Blocking IQs Server-side privacy lists enable a user to block incoming IQ requests of type "get" or "set" from other users based on the other user's JID, roster group, or subscription status, or globally. The following examples illustrate the required protocol. User blocks based on JID: As a result of creating and applying the foregoing list, the user will not receive IQ requests of type "get" or "set" from the user with the specified JID. Saint-Andre & Miller Expires October 6, 2003 [Page 53] Internet-Draft XMPP Instant Messaging April 2003 User blocks based on roster group: As a result of creating and applying the foregoing list, the user will not receive IQ requests of type "get" or "set" from any users in the specified roster group. User blocks based on subscription type: As a result of creating and applying the foregoing list, the user will not receive IQ requests of type "get" or "set" from any users with the specified subscription type. User blocks globally: As a result of creating and applying the foregoing list, the user will not receive IQ requests of type "get" or "set" from any other users. Saint-Andre & Miller Expires October 6, 2003 [Page 54] Internet-Draft XMPP Instant Messaging April 2003 8.12 Blocking All Communication Server-side privacy lists enable a user to block all communications from and presence to other users based on the other user's JID, roster group, or subscription status, or globally. The following examples illustrate the required protocol. User blocks based on JID: As a result of creating and applying the foregoing list, the user will not receive any communications from, nor send presence to, the user with the specified JID. User blocks based on roster group: As a result of creating and applying the foregoing list, the user will not receive any communications from, nor send presence to, any users in the specified roster group. User blocks based on subscription type: As a result of creating and applying the foregoing list, the user will not receive any communications from, nor send presence to, any users with the specified subscription type. Saint-Andre & Miller Expires October 6, 2003 [Page 55] Internet-Draft XMPP Instant Messaging April 2003 User blocks globally: As a result of creating and applying the foregoing list, the user will not receive any communications from, nor send presence to, any other users. 8.13 Blocked Entity Attempts to Communicate with User If a blocked entity attempts to send messages or presence notifications to the user, the user's server SHOULD silently drop the stanza and MUST NOT return an error to the sending entity. If a blocked entity attempts to send an IQ stanza of type "get" or "set" to the user, the user's server MUST return to the sending entity a error of class "recipient" in the 'urn:ietf:params:xml:ns:xmpp-stanzas' namespace, since this is the standard error code sent from a client that does not understand the namespace of an IQ get or set. IQ stanzas of other types SHOULD be silently dropped by the server. Blocked entity attempts to send IQ get: Saint-Andre & Miller Expires October 6, 2003 [Page 56] Internet-Draft XMPP Instant Messaging April 2003 Server returns error to blocked entity: 8.14 Higher-Level Heuristics When building a representation of a higher-level privacy heuristic, a client SHOULD use the simplest possible representation. For example, the heuristic "block all communications with any user not in my roster" could be constructed in any of the following ways: o accept communications from all JIDs in my roster (i.e., listing each JID as a separate list item), but deny communications with everyone else o accept communications from any user who is in one of the groups that make up my roster (i.e., listing each group as a separate list item), but deny communications from everyone else o accept communications from any user with whom I have a subscription of 'both' or 'to' or 'from' (i.e., listing each subscription value separately), but deny communications from everyone else o deny communications from anyone whose subscription state is 'none' The final representation is the simplest and SHOULD be used; here is the XML that would be sent in this case: Saint-Andre & Miller Expires October 6, 2003 [Page 57] Internet-Draft XMPP Instant Messaging April 2003 Saint-Andre & Miller Expires October 6, 2003 [Page 58] Internet-Draft XMPP Instant Messaging April 2003 9. Routing and Delivery Rules 9.1 Client Generation of To Addresses Many XMPP stanzas possess a 'to' address that specifies the intended recipient of the stanza. When a server receives a stanza possessing a 'to' attribute from a connected client, it is responsible for either directly delivering the stanza to the intended recipient (if the recipient is served by the same server) or for routing the stanza to another server (if the recipient is not served by the same server). (This does not necessary imply that the recipient is on a different domain from the sender, since one server could host multiple domains.) If delivery to the intended recipient is unsuccessful or the recipient's server cannot be contacted, the sender's server is responsible for returning an error to the sender; if the recipient's server can be contacted but delivery by the recipient's server to the recipient is unsuccessful, the recipient's server is responsible for returning an error to the sender by way of the sender's server. If a client does not specify a 'to' address on a stanza, it is implied that the stanza is meant to be handled by the sender's server on behalf of the sender. Although this functionality is normally not used in the case of message stanzas, it is quite common with regard to both presence and IQ stanzas. In the case of presence stanzas, the user's presence information is normally sent from the client to the user's server without a 'to' attribute, and subsequently broadcasted to all entities that are subscribed to the sender's presence information using a classic publish-subscribe model. In the case of IQ stanzas, requests in many extended namespaces (e.g., jabber:iq:roster) are normally sent from the client to the server without a 'to' attribute, and handled by the server on behalf of the user (e.g., to manage roster information stored by the server). If a user's client would like to request information about the user's server itself (e.g., for the purpose of service discovery), it MUST include the server's JID in the 'to' address of the IQ request. 9.2 Server Handling of XML Stanzas Any appropriate privacy rules (Section 8) SHOULD be applied by the server first. Following the application of any privacy rules, XML stanzas that are not handled directly by a server (e.g., for the purpose of data storage or rebroadcasting) MUST be routed or delivered to the intended recipient of the stanza as represented by a JID in the 'to' attribute. The following rules apply: o If the JID contains a resource identifier (to="user@domain/ resource"), the stanza is delivered first to the resource that Saint-Andre & Miller Expires October 6, 2003 [Page 59] Internet-Draft XMPP Instant Messaging April 2003 exactly matches the resource identifier. o If the JID contains a resource identifier and there are no matching resources, but there are other connected resources associated with the user, then message stanzas are further processed as if no resource is specified (see next item). For all other stanzas, the server SHOULD return to the sender a error of class "recipient" in the 'urn:ietf:params:xml:ns:xmpp-stanzas' namespace. o If the JID contains only a user@domain and there is at least one connected resource available for the user, the server SHOULD deliver the stanza to an appropriate resource based on the availability state, priority, and connect time of the connected resource(s). (For instance, the server MAY deliver the stanza to the resource with the highest value for the element, and decide between resources of equal priority based on most recent connect time or most recent activity time; however, all such rules are implementation-specific.) o If the JID contains only a user@domain and there are no connected resources available for the user (e.g., an IM user is offline), the server MAY choose to store the stanza on behalf of the user and deliver the stanza when a resource becomes available for that user. If offline storage is not enabled, the server MUST return to the sender a error of class "server" in the 'urn:ietf:params:xml:ns:xmpp-stanzas' namespace. Note: offline storage is not defined in XMPP since it is a matter of implementation. Saint-Andre & Miller Expires October 6, 2003 [Page 60] Internet-Draft XMPP Instant Messaging April 2003 10. IANA Considerations For IANA considerations, refer to the relevant section of XMPP Core [1]. Saint-Andre & Miller Expires October 6, 2003 [Page 61] Internet-Draft XMPP Instant Messaging April 2003 11. Security Considerations For security considerations, refer to the relevant section of XMPP Core [1]. Saint-Andre & Miller Expires October 6, 2003 [Page 62] Internet-Draft XMPP Instant Messaging April 2003 References [1] Saint-Andre, P. and J. Miller, "XMPP Core (draft-ietf-xmpp-core-08, work in progress)", April 2003. [2] Day, M., Aggarwal, S., Mohr, G. and J. Vincent, "A Model for Presence and Instant Messaging", RFC 2779, February 2000, . [3] Jabber Software Foundation, "Jabber Software Foundation", August 2001, . [4] Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", BCP 14, RFC 2119, March 1997. [5] Day, M., Rosenberg, J. and H. Sugano, "A Model for Presence and Instant Messaging", RFC 2778, February 2000, . [6] Dawson, F. and T. Howes, "vCard MIME Directory Profile", RFC 2426, September 1998. Authors' Addresses Peter Saint-Andre Jabber Software Foundation EMail: stpeter@jabber.org URI: http://www.jabber.org/people/stpeter.php Jeremie Miller Jabber Software Foundation EMail: jeremie@jabber.org URI: http://www.jabber.org/people/jer.php Saint-Andre & Miller Expires October 6, 2003 [Page 63] Internet-Draft XMPP Instant Messaging April 2003 Appendix A. vCards Sections 3.1.3 and 4.1.4 of RFC 2779 [2] require that it be possible to retrieve non-IM contact information for other users (e.g., telephone number or email address). An XML representation of the vCard specification defined in RFC 2426 [6] is in common use within the Jabber community to provide such information. Documentation of this protocol is maintained by the Jabber Software Foundation [3] at . Saint-Andre & Miller Expires October 6, 2003 [Page 64] Internet-Draft XMPP Instant Messaging April 2003 Appendix B. XML Schemas B.1 jabber:iq:auth Saint-Andre & Miller Expires October 6, 2003 [Page 65] Internet-Draft XMPP Instant Messaging April 2003 B.2 jabber:iq:auth:error Saint-Andre & Miller Expires October 6, 2003 [Page 66] Internet-Draft XMPP Instant Messaging April 2003 B.3 jabber:iq:last B.4 jabber:iq:privacy Saint-Andre & Miller Expires October 6, 2003 [Page 67] Internet-Draft XMPP Instant Messaging April 2003 Saint-Andre & Miller Expires October 6, 2003 [Page 68] Internet-Draft XMPP Instant Messaging April 2003 B.5 jabber:iq:privacy:error B.6 jabber:iq:roster Saint-Andre & Miller Expires October 6, 2003 [Page 69] Internet-Draft XMPP Instant Messaging April 2003 Saint-Andre & Miller Expires October 6, 2003 [Page 70] Internet-Draft XMPP Instant Messaging April 2003 Appendix C. Revision History Note to RFC editor: please remove this entire appendix, and the corresponding entries in the table of contents, prior to publication. C.1 Changes from draft-ietf-xmpp-im-07 o Added several error cases for resource authorization and updated relevant schema. C.2 Changes from draft-ietf-xmpp-im-06 o Specified that IQ result stanzas are required in response to roster pushes. o Changed stanza error namespace names to conform to the format defined in "The IETF XML Registry" as specified in XMPP Core. o Removed note to RFC editor regarding provisional namespace names. C.3 Changes from draft-ietf-xmpp-im-05 o Removed use of ask='unsubscribe' per list discussion. o Clarified handling of resource conflict during authorization. o Added schemas for jabber:iq:auth, jabber:iq:auth:error, and jabber:iq:privacy:error. o Corrected several small protocol errors in the examples. o Clarified semantics of message types. C.4 Changes from draft-ietf-xmpp-im-04 o Specified sending of unavailable presence after unsubscribe and subscription-cancellation actions. o Further specified syntax and business rules for privacy lists. o Brought error codes into line with definitions in draft-ietf-xmpp-core. o Added note to RFC editor regarding provisional namespace names. Saint-Andre & Miller Expires October 6, 2003 [Page 71] Internet-Draft XMPP Instant Messaging April 2003 o Removed vCard content and DTD, instead pointing to JSF documentation. C.5 Changes from draft-ietf-xmpp-im-03 o Fixed order processing on privacy rules per list discussion. o Made numerous small editorial changes. C.6 Changes from draft-ietf-xmpp-im-02 o Added a great deal more detail to the narrative regarding server-side privacy rules as well as the interaction between rosters and subscriptions. o Removed DTDs in favor of schemas (with the exception of vCard XML). o Removed non-normative documentation of authentication using jabber:iq:auth and of in-band registration using jabber:iq:register, since these are maintained by the Jabber Software Foundation and are not part of the XMPP specification. C.7 Changes from draft-ietf-xmpp-im-01 o Made numerous small editorial changes. C.8 Changes from draft-ietf-xmpp-im-00 o Moved registration and authentication via jabber:iq:auth to non-normative appendices. o Changed initial presence stanza from MUST be empty to SHOULD be empty. o Specified that user or clients should not send presence stanzas of type 'probe'. o Specified the algorithm for digest passwords. C.9 Changes from draft-miller-xmpp-im-02 o Added information about the 'jabber:iq:last' protocol to meet the Saint-Andre & Miller Expires October 6, 2003 [Page 72] Internet-Draft XMPP Instant Messaging April 2003 requirement defined in section 3.2.4 of RFC 2779. o Added information about the 'jabber:iq:privacy' protocol to meet the requirement defined in section 2.3.5 of RFC 2779. o Added information about the vCard XML protocol to meet the requirement defined in sections 3.1.3 and 4.1.4 of RFC 2779. o Changed the material describing authentication (but not resource authorization) with 'jabber:iq:auth' to non-normative. o Noted that the only watchers are subscribers. o Nomenclature changes: (1) from "chunks" to "stanzas"; (2) from "host" to "server"; (3) from "node" to "client" or "user" (as appropriate). Saint-Andre & Miller Expires October 6, 2003 [Page 73] Internet-Draft XMPP Instant Messaging April 2003 Intellectual Property Statement The IETF takes no position regarding the validity or scope of any intellectual property or other rights that might be claimed to pertain to the implementation or use of the technology described in this document or the extent to which any license under such rights might or might not be available; neither does it represent that it has made any effort to identify any such rights. Information on the IETF's procedures with respect to rights in standards-track and standards-related documentation can be found in BCP-11. Copies of claims of rights made available for publication and any assurances of licenses to be made available, or the result of an attempt made to obtain a general license or permission for the use of such proprietary rights by implementors or users of this specification can be obtained from the IETF Secretariat. 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