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<?rfc toc="yes"?>
<?rfc tocompact="yes"?>
<?rfc tocdepth="3"?>
<?rfc tocindent="yes"?>
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<rfc category="std" docName="draft-reddy-dots-transport-05" ipr="trust200902">
  <front>
    <title abbrev="Co-operative DDoS Mitigation">Co-operative DDoS
    Mitigation</title>

    <author fullname="Tirumaleswar Reddy" initials="T." surname="Reddy">
      <organization abbrev="Cisco">Cisco Systems, Inc.</organization>

      <address>
        <postal>
          <street>Cessna Business Park, Varthur Hobli</street>

          <street>Sarjapur Marathalli Outer Ring Road</street>

          <city>Bangalore</city>

          <region>Karnataka</region>

          <code>560103</code>

          <country>India</country>
        </postal>

        <email>tireddy@cisco.com</email>
      </address>
    </author>

    <author fullname="Dan Wing" initials="D." surname="Wing">
      <organization abbrev="Cisco">Cisco Systems, Inc.</organization>

      <address>
        <postal>
          <street>170 West Tasman Drive</street>

          <city>San Jose</city>

          <region>California</region>

          <code>95134</code>

          <country>USA</country>
        </postal>

        <email>dwing@cisco.com</email>
      </address>
    </author>

    <author fullname="Prashanth Patil" initials="P." surname="Patil">
      <organization abbrev="Cisco">Cisco Systems, Inc.</organization>

      <address>
        <postal>
          <street></street>

          <street></street>

          <city></city>

          <country></country>
        </postal>

        <email>praspati@cisco.com</email>
      </address>
    </author>

    <author fullname="Mike Geller" initials="M." surname="Geller">
      <organization abbrev="Cisco">Cisco Systems, Inc.</organization>

      <address>
        <postal>
          <street>3250</street>

          <city></city>

          <region>Florida</region>

          <code>33309</code>

          <country>USA</country>
        </postal>

        <email>mgeller@cisco.com</email>
      </address>
    </author>

    <author fullname="Mohamed Boucadair" initials="M." surname="Boucadair">
      <organization>Orange</organization>

      <address>
        <postal>
          <street></street>

          <city>Rennes</city>

          <region></region>

          <code>35000</code>

          <country>France</country>
        </postal>

        <email>mohamed.boucadair@orange.com</email>
      </address>
    </author>

    <author fullname="Robert Moskowitz" initials="R." surname="Moskowitz">
      <organization>HTT Consulting</organization>

      <address>
        <postal>
          <street></street>

          <city>Oak Park, MI</city>

          <code>42837</code>

          <country>United States</country>
        </postal>

        <email>rgm@htt-consult.com</email>
      </address>
    </author>

    <date />

    <workgroup>DOTS</workgroup>

    <abstract>
      <t>This document specifies a mechanism that a DOTS client can use to
      signal that a network is under a Distributed Denial-of-Service (DDoS)
      attack to an upstream DOTS server so that appropriate mitigation actions
      are undertaken (including, blackhole, drop, rate-limit, or add to watch
      list) on the suspect traffic. The document specifies both DOTS signal
      and data channels. Happy Eyeballs considerations for the DOTS signal
      channel are also elaborated.</t>
    </abstract>
  </front>

  <middle>
    <section anchor="introduction" title="Introduction">
      <t>A distributed denial-of-service (DDoS) attack is an attempt to make
      machines or network resources unavailable to their intended users. In
      most cases, sufficient scale can be achieved by compromising enough
      end-hosts and using those infected hosts to perpetrate and amplify the
      attack. The victim in this attack can be an application server, a
      client, a router, a firewall, or an entire network, etc.</t>

      <t>In a lot of cases, it may not be possible for an enterprise to
      determine the cause for an attack, but instead just realize that certain
      resources seem to be under attack. The document proposes that, in such
      cases, the DOTS client just inform the DOTS server that the enterprise
      is under a potential attack and that the Mitigator monitor traffic to
      the enterprise to mitigate any possible attack. This document also
      describes a means for an enterprise, which act as DOTS clients, to
      dynamically inform its DOTS server of the IP addresses or prefixes that
      are causing DDoS. A Mitigator can use this information to discard flows
      from such IP addresses reaching the customer network.</t>

      <t>The proposed mechanism can also be used between applications from
      various vendors that are deployed within the same network, some of them
      are responsible for monitoring and detecting attacks while others are
      responsible for enforcing policies on appropriate network elements. This
      cooperations contributes to a ensure a highly automated network that is
      also robust, reliable and secure. The advantage of this mechanism is
      that the DOTS server can provide protection to the DOTS client from
      bandwidth-saturating DDoS traffic.</t>

      <t>How a Mitigator determines which network elements should be modified
      to install appropriate filtering rules is out of scope. A variety of
      mechanisms and protocols (including NETCONF) may be considered to
      exchange information through a communication interface between the
      server and these underlying elements; the selection of appropriate
      mechanisms and protocols to be invoked for that interfaces is
      deployment-specific.</t>

      <t>Terminology and protocol requirements for co-operative DDoS
      mitigation are obtained from <xref
      target="I-D.ietf-dots-requirements"></xref>.</t>
    </section>

    <section anchor="notation" title="Notational Conventions">
      <t>The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
      "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
      document are to be interpreted as described in <xref
      target="RFC2119"></xref>.</t>
    </section>

    <section title="Solution Overview">
      <t>Network applications have finite resources like CPU cycles, number of
      processes or threads they can create and use, maximum number of
      simultaneous connections it can handle, limited resources of the control
      plane, etc. When processing network traffic, such an application uses
      these resources to offer its intended task in the most efficient
      fashion. However, an attacker may be able to prevent the application
      from performing its intended task by causing the application to exhaust
      the finite supply of a specific resource.</t>

      <t>TCP DDoS SYN-flood, for example, is a memory-exhaustion attack on the
      victim and ACK-flood is a CPU exhaustion attack on the victim (<xref
      target="RFC4987"></xref>). Attacks on the link are carried out by
      sending enough traffic such that the link becomes excessively congested,
      and legitimate traffic suffers high packet loss. Stateful firewalls can
      also be attacked by sending traffic that causes the firewall to hold
      excessive state and the firewall runs out of memory, and can no longer
      instantiate the state required to pass legitimate flows. Other possible
      DDoS attacks are discussed in <xref target="RFC4732"></xref>.</t>

      <t>In each of the cases described above, some of the possible
      arrangements to mitigate the attack are:</t>

      <t><list style="symbols">
          <t>If a DOTS client determines it is under an attack, the DOTS
          client can notify the DOTS server using the DOTS signal that it is
          under a potential attack and request that the DOTS server take
          precautionary measures to mitigate the attack. The DOTS server can
          enable mitigation on behalf of the DOTS client by communicating the
          DOTS client's request to the mitigator and relaying any mitigator
          feedback to the requesting DOTS client.</t>

          <t>If a DOTS client determines it is under an attack, the DOTS
          client can notify its servicing router (DOTS gateway) using the DOTS
          signal that it is under a potential attack and request that the DOTS
          gateway take precautionary measures to mitigate the attack. The DOTS
          gateway propagates the DOTS signal to a DOTS server.<vspace
          blankLines="1" />The DOTS server can enable mitigation on behalf of
          the DOTS gateway by communicating the DOTS gateway's request to the
          mitigator and relaying any mitigator feedback to the DOTS gateway
          which in turn propagates the feedback to the requesting DOTS client.
          <vspace blankLines="1" />The DOTS client must authenticate itself to
          the DOTS gateway, which in turn authenticates itself to a DOTS
          server, creating a two-link chain of transitive authentication
          between the DOTS client and the DOTS server (<xref
          target="mutauth"></xref>).</t>

          <t>If a network resource detects a potential DDoS attack from a set
          of IP addresses, the network resource (DOTS client) informs its
          servicing router (DOTS gateway) of all suspect IP addresses that
          need to be blocked or black-listed for further investigation.<vspace
          blankLines="1" />The DOTS client could also specify a list of
          protocols and ports in the black-list rule. That DOTS gateway
          in-turn propagates the black-listed IP addresses to the DOTS server
          and the DOTS server blocks traffic from these IP addresses to the
          DOTS client thus reducing the effectiveness of the attack. <vspace
          blankLines="1" />The DOTS client periodically queries the DOTS
          server to check the counters mitigating the attack. If the DOTS
          client receives a response that the counters have not incremented
          then it can instruct the black-list rules to be removed. If a
          blacklisted IPv4 address is shared by multiple subscribers, then the
          side effect of applying the black-list rule will be that traffic
          from non-attackers will also be blocked by the access network <xref
          target="RFC6269"></xref>.</t>
        </list></t>

      <t>An example of network diagram showing a deployment of these elements
      is shown in <xref target="fig"></xref>. In this example, the DOTS server
      operating on the access network.</t>

      <figure align="center" anchor="fig">
        <artwork><![CDATA[   
   Network                                           
   Resource         CPE router            Access network     __________      
 +-----------+    +--------------+       +-------------+    /          \   
 |           |____|              |_______|             |___ | Internet |
 |DOTS client|    | DOTS gateway |       | DOTS server |    |          |
 |           |    |              |       |             |    |          |
 +-----------+    +--------------+       +-------------+    \__________/  ]]></artwork>
      </figure>

      <t></t>

      <t>The DOTS server can also be running on the Internet, as depicted in
      <xref target="fig_blah"></xref>.</t>

      <figure align="center" anchor="fig_blah">
        <artwork><![CDATA[
  Network                                               DDoS mitigation  
  Resource        CPE router             __________         service
 +-----------+    +-------------+       /          \    +-------------+
 |           |____|             |_______|          |___ |             |
 |DOTS client|    |DOTS gateway |       | Internet |    | DOTS server |
 |           |    |          |  |       |          |    |             |
 +-----------+    +-------------+       \__________/    +-------------+
]]></artwork>
      </figure>

      <t>In typical deployments, the DOTS client belongs to a different
      administrative domain than the DOTS server. For example, the DOTS client
      is a web server serving content owned and operated by an domain, while
      the DOTS server is owned and operated by a different domain providing
      DDoS mitigation services. That domain providing DDoS mitigation service
      might, or might not, also provide Internet access service to the website
      operator.</t>

      <t>The DOTS server may (not) be co-located with the DOTS mitigator. In
      typical deployments, the DOTS server belongs to the same administrative
      domain as the mitigator.</t>

      <t>The DOTS client can communicate directly with the DOTS server or
      indirectly with the DOTS server via a DOTS gateway.</t>
    </section>

    <section title="Happy Eyeballs for DOTS Signal Channel">
      <t>DOTS signaling can happen with DTLS over UDP and TLS over TCP. A DOTS
      client can use DNS to determine the IP address(es) of a DOTS server or a
      DOTS client may be provided with the list of DOTS server IP addresses.
      The DOTS client must know a DOTS server's domain name; hard-coding the
      domain name of the DOTS server into software is NOT RECOMMENDED in case
      the domain name is not valid or needs to change for legal or other
      reasons. The DOTS client performs A and/or AAAA record lookup of the
      domain name and the result will be a list of IP addresses, each of which
      can be used to contact the DOTS server using UDP and TCP.</t>

      <t>If an IPv4 path to reach a DOTS server is found, but the DOTS
      server's IPv6 path is not working, a dual-stack DOTS client can
      experience a significant connection delay compared to an IPv4-only DOTS
      client. The other problem is that if a middlebox between the DOTS client
      and DOTS server is configured to block UDP, the DOTS client will fail to
      establish a DTLS session <xref target="RFC6347"></xref> with the DOTS
      server and will, then, have to fall back to TLS over TCP <xref
      target="RFC5246"></xref> incurring significant connection delays. <xref
      target="I-D.ietf-dots-requirements"></xref> discusses that DOTS client
      and server will have to support both connectionless and
      connection-oriented protocols.</t>

      <t>To overcome these connection setup problems, the DOTS client can try
      connecting to the DOTS server using both IPv6 and IPv4, and try both
      DTLS over UDP and TLS over TCP in a fashion similar to the Happy
      Eyeballs mechanism <xref target="RFC6555"></xref>. These connection
      attempts are performed by the DOTS client when its initializes, and the
      client uses that information for its subsequent alert to the DOTS
      server. In order of preference (most preferred first), it is UDP over
      IPv6, UDP over IPv4, TCP over IPv6, and finally TCP over IPv4, which
      adheres to <xref target="RFC6724">address preference order</xref> and
      the DOTS preference that UDP be used over TCP (to avoid TCP's head of
      line blocking).</t>

      <t><figure anchor="fig_happy_eyeballs" title="Happy Eyeballs">
          <artwork align="center"><![CDATA[
DOTS client                                               DOTS server
   |                                                         |
   |--DTLS ClientHello, IPv6 ---->X                          |
   |--TCP SYN, IPv6-------------->X                          |
   |--DTLS ClientHello, IPv4 ---->X                          |
   |--TCP SYN, IPv4----------------------------------------->|
   |--DTLS ClientHello, IPv6 ---->X                          |    
   |--TCP SYN, IPv6-------------->X                          |
   |<-TCP SYNACK---------------------------------------------|
   |--DTLS ClientHello, IPv4 ---->X                          |
   |--TCP ACK----------------------------------------------->|
   |<------------Establish TLS Session---------------------->|
   |----------------DOTS signal----------------------------->|
   |                                                         |
]]></artwork>
        </figure></t>

      <t>In reference to <xref target="fig_happy_eyeballs"></xref>, the DOTS
      client sends two TCP SYNs and two DTLS ClientHello messages at the same
      time over IPv6 and IPv4. In this example, it is assumed that the IPv6
      path is broken and UDP is dropped by a middle box but has little impact
      to the DOTS client because there is no long delay before using IPv4 and
      TCP. The IPv6 path and UDP over IPv6 and IPv4 is retried until the DOTS
      client gives up.</t>
    </section>

    <section title="DOTS Signal Channel">
      <section title="Overview">
        <t>Constrained Application Protocol (CoAP) <xref
        target="RFC7252"></xref> is used for DOTS signal channel. COAP was
        designed according to the REST architecture, and thus exhibits
        functionality similar to that of HTTP, it is quite straightforward to
        map from CoAP to HTTP and from HTTP to CoAP. CoAP has been defined to
        make use of both DTLS over UDP and TLS over TCP. The advantages of
        COAP are: (1) Like HTTP, CoAP is based on the successful REST model,
        (2) CoAP is designed to use minimal resources, (3) CoAP integrates
        with JSON, CBOR or any other data format, (4) asynchronous message
        exchanges, etc.</t>

        <t><figure anchor="fig_dots"
            title="Abstract Layering of DOTS signal channel over CoAP over (D)TLS">
            <artwork align="center"><![CDATA[          +--------------+
          |    DOTS      |
          +--------------+
          |     CoAP     |
          +--------------+
          | TLS |  DTLS  |
          +--------------+
          | TCP |   UDP  |
          +--------------+
          |    IP        |
          +--------------+
]]></artwork>
          </figure></t>

        <t>JSON <xref target="RFC7159"></xref> payloads is used to convey
        signal channel specific payload messages that convey request
        parameters and response information such as errors.</t>

        <t>TBD: Do we want to use CBOR [RFC7049] instead of JSON?</t>
      </section>

      <section anchor="m_req" title="Mitigation Service Requests">
        <t>The following APIs define the means to convey a DOTS signal from a
        DOTS client to a DOTS server:<list style="hanging">
            <t hangText="POST requests:">are used to convey the DOTS signal
            from a DOTS client to a DOTS server over the signal channel,
            possibly traversing a DOTS gateway, indicating the DOTS client's
            need for mitigation, as well as the scope of any requested
            mitigation (<xref target="post"></xref>). DOTS gateway act as a
            CoAP-to-CoAP Proxy (explained in <xref
            target="RFC7252"></xref>).</t>

            <t hangText="DELETE requests:">are used by the DOTS client to
            withdraw the request for mitigation from the DOTS server (<xref
            target="del"></xref>).</t>

            <t hangText="GET requests:">are used by the DOTS client to
            retrieve the DOTS signal(s) it had conveyed to the DOTS server
            (<xref target="get"></xref>).</t>

            <t hangText="PUT requests:">are used by the DOTS client to convey
            mitigation efficacy updates to the DOTS server (<xref
            target="put"></xref>).</t>
          </list></t>

        <t>Reliability is provided to the POST, DELETE, GET, and PUT requests
        by marking them as Confirmable (CON) messages. As explained in Section
        2.1 of <xref target="RFC7252"></xref>, a Confirmable message is
        retransmitted using a default timeout and exponential back-off between
        retransmissions, until the DOTS server sends an Acknowledgement
        message (ACK) with the same Message ID conveyed from the DOTS
        client.</t>

        <t>TBD: Do we want any of the above requests to be Non-confirmable
        ?</t>

        <section anchor="post" title="Convey DOTS Signals">
          <t>A POST request is used to convey a DOTS signal to the DOTS server
          (<xref target="Figure1"></xref>).</t>

          <t><figure anchor="Figure1" title="POST to convey DOTS signals">
              <artwork align="left"><![CDATA[  POST {scheme}://{host}:{port}/.well-known/{version}/{URI suffix for DOTS signal}
  Accept: application/json
  Content-Format: application/json
  {
     "policy-id": "number",     
     "target-ip": "string",
     "target-port": "string",     
     "target-protocol": "string",
     "lifetime": "number"
   }
]]></artwork>
            </figure></t>

          <t>The header fields are described below.</t>

          <t><list style="hanging">
              <t hangText="policy-id:">Identifier of the policy represented
              using a number. This identifier MUST be unique for each policy
              bound to the DOTS client, i.e. ,the policy-id needs to be unique
              relative to the active policies with the DOTS server. This
              identifier must be generated by the DOTS client. This document
              does not make any assumption about how this identifier is
              generated. This is a mandatory attribute.</t>

              <t hangText="target-ip:">A list of IP addresses or prefixes
              under attack. This is an optional attribute.</t>

              <t hangText="target-port:">A list of ports under attack. This is
              an optional attribute.</t>

              <t hangText="target-protocol:">A list of protocols under attack.
              Valid protocol values include tcp, udp, sctp, and dccp. This is
              an optional attribute.</t>

              <t hangText="lifetime: ">Lifetime of the mitigation request
              policy in seconds. Upon the expiry of this lifetime, and if the
              request is not refreshed, the mitigation request is removed. The
              request can be refreshed by sending the same request again. The
              default lifetime of the policy is 60 minutes -- this value was
              chosen to be long enough so that refreshing is not typically a
              burden on the DOTS client, while expiring the policy where the
              client has unexpectedly quit in a timely manner. A lifetime of
              zero indicates indefinite lifetime for the mitigation request.
              The server MUST always indicate the actual lifetime in the
              response. This is an optional attribute in the request.</t>
            </list></t>

          <t>The relative order of two rules is determined by comparing their
          respective policy identifiers. The rule with lower numeric policy
          identifier value has higher precedence (and thus will match before)
          than the rule with higher numeric policy identifier value.</t>

          <t>If the DOTS server is not able to respond immediately to a POST
          request carried in a Confirmable message, it simply responds with an
          Empty Acknowledgement message so that the DOTS client can stop
          retransmitting the request. When the response is ready, the server
          sends it in a new Confirmable message which then in turn needs to be
          acknowledged by the DOTS client (see Sections 5.2.1 and Sections
          5.2.2 in <xref target="RFC7252"></xref>).</t>

          <t>To avoid DOTS signal message fragmentation and the consequently
          decreased probability of message delivery, DOTS agents MUST ensure
          that the DTLS record MUST fit within a single datagram. If the Path
          MTU is not known to the DOTS server, an IP MTU of 1280 bytes SHOULD
          be assumed. The length of the URL MUST NOT exceed 256 bytes. If UDP
          is used to convey the DOTS signal and the request size exceeds the
          Path MTU then the DOTS client MUST split the DOTS signal into
          separate messages, for example the list of addresses in the
          'target-ip' field could be split into multiple lists and each list
          conveyed in a new POST request.</t>

          <t>Implementation Note: DOTS choice of message size parameters works
          well with IPv6 and with most of today's IPv4 paths. However, with
          IPv4, it is harder to absolutely ensure that there is no IP
          fragmentation. If IPv4 support on unusual networks is a
          consideration and path MTU is unknown, implementations may want to
          limit themselves to more conservative IPv4 datagram sizes such as
          576 bytes, as per <xref target="RFC0791"></xref> IP packets up to
          576 bytes should never need to be fragmented, thus sending a maximum
          of 500 bytes of DOTS signal over a UDP datagram will generally avoid
          IP fragmentation.</t>

          <t><xref target="Figure2"></xref> shows a POST request to signal
          that ports 80, 8080, and 443 on the servers 2002:db8:6401::1 and
          2002:db8:6401::2 are being attacked.</t>

          <t><figure anchor="Figure2" title="POST for DOTS signal">
              <artwork align="left"><![CDATA[  POST coaps://www.example.com/.well-known/v1/DOTS signal
  Accept: application/json
  Content-Format: application/json
  {
    "policy-id":123321333242,
    "target-ip":[
        "2002:db8:6401::1",
        "2002:db8:6401::2"
    ],
    "target-port":[
        "80",
        "8080",
        "443"
    ],
    "target-protocol":"tcp"
 }]]></artwork>
            </figure></t>

          <t>The DOTS server indicates the result of processing the POST
          request using CoAP response codes. CoAP 2xx codes are success, CoAP
          4xx codes are some sort of invalid request and 5xx codes are
          returned if the DOTS server has erred or is incapable of performing
          the mitigation. Response code 2.01 (Created) will be returned in the
          response if the DOTS server has accepted the mitigation request and
          will try to mitigate the attack. If the request is missing one or
          more mandatory attributes then 4.00 (Bad Request) will be returned
          in the response or if the request contains invalid or unknown
          parameters then 4.02 (Invalid query) will be returned in the
          response. The CoAP response will include the JSON body received in
          the request.</t>
        </section>

        <section anchor="del" title="Withdraw a DOTS Signal">
          <t>A DELETE request is used to withdraw a DOTS signal from a DOTS
          server (<xref target="Figure3"></xref>).</t>

          <figure anchor="Figure3" title="Withdraw DOTS signal">
            <artwork align="left"><![CDATA[  DELETE {scheme}://{host}:{port}/.well-known/{URI suffix for DOTS signal}
  Accept: application/json
  Content-Format: application/json
   {
     "policy-id": "number"
   }
]]></artwork>
          </figure>

          <t>If the DOTS server does not find the policy number conveyed in
          the DELETE request in its policy state data, then it responds with a
          4.04 (Not Found) error response code. The DOTS server successfully
          acknowledges a DOTS client's request to withdraw the DOTS signal
          using 2.02 (Deleted) response code, and ceases mitigation activity
          as quickly as possible.</t>
        </section>

        <section anchor="get" title="Retrieving a DOTS Signal">
          <t>A GET request is used to retrieve information and status of a
          DOTS signal from a DOTS server (<xref target="Figure4"></xref>). If
          the DOTS server does not find the policy number conveyed in the GET
          request in its policy state data, then it responds with a 4.04 (Not
          Found) error response code.</t>

          <figure anchor="Figure4" title="GET to retrieve the rules">
            <artwork align="left"><![CDATA[1) To retrieve all DOTS signals signaled by the DOTS client.
  
GET {scheme}://{host}:{port}/.well-known/{URI suffix for DOTS signal}/list
Observe : 0

2) To retrieve a specific DOTS signal signaled by the DOTS client.
   The policy information in the response will be formatted in the 
   same order it was processed at the DOTS server.

GET {scheme}://{host}:{port}/.well-known/{URI suffix for DOTS signal}/<policy-id number>
Observe : 0]]></artwork>
          </figure>

          <t><xref target="Figure5"></xref> shows the response of all the
          active policies on the DOTS server.</t>

          <t><figure anchor="Figure5" title="Response body">
              <artwork align="left"><![CDATA[{
  "policy-data":[
    {
      "policy-id":123321333242,
      "target-prtoocol":"tcp",
      "lifetime":3600,
      "status":"mitigation in progress"
    },
    {
      "policy-id":123321333244,
      "target-protocol":"udp",
      "lifetime":1800,
      "status":"mitigation complete"
    },
    {
      "policy-id":123321333245,
      "target-protocol":"tcp",
      "lifetime":1800,
      "status":"attack stopped"
    }
  ]
}]]></artwork>
            </figure></t>

          <t>The various possible values of status field are explained
          below:</t>

          <t><list style="hanging">
              <t hangText="mitigation in progress:">Attack mitigation is in
              progress (e.g., changing the network path to re-route the
              inbound traffic to DOTS mitigator).</t>

              <t hangText="mitigation complete:">Attack is successfully
              mitigated (e.g., attack traffic is dropped).</t>

              <t hangText="attack stopped:">Attack has stopped and the DOTS
              client can withdraw the mitigation request.</t>
            </list></t>

          <t>The observe option defined in <xref target="RFC7641"></xref>
          extends the CoAP core protocol with a mechanism for a CoAP client to
          "observe" a resource on a CoAP server: the client retrieves a
          representation of the resource and requests this representation be
          updated by the server as long as the client is interested in the
          resource. A DOTS client conveys the observe option set to 0 in the
          GET request to receive unsolicited notifications of attack
          mitigation status from the DOTS server. Unidirectional notifications
          within the bidirectional signal channel allows unsolicited message
          delivery, enabling asynchronous notifications between the
          agents.</t>

          <t><figure anchor="Figure6"
              title="Notifications of attack mitigation status">
              <artwork align="left"><![CDATA[
                       DOTS Client            DOTS Server
                          |                           |
                          |  GET /<policy-id number>  |
                          |  Token: 0x4a              |   Registration
                          |  Observe: 0               |
                          +-------------------------->|
                          |                           |
                          |  2.05 Content             |
                          |  Token: 0x4a              |   Notification of
                          |  Observe: 12              |   the current state
                          |  status: "mitigation      |  
                          |          in progress"     |
                          |<--------------------------+
                          |  2.05 Content             |
                          |  Token: 0x4a              |   Notification upon
                          |  Observe: 44              |    a state change
                          |  status: "mitigation      |  
                          |          complete"        |
                          |<--------------------------+
                          |  2.05 Content             |
                          |  Token: 0x4a              |   Notification upon
                          |  Observe: 60              |   a state change
                          |  status: "attack stopped" |  
                          |<--------------------------+
                          |                           |
    ]]></artwork>
            </figure></t>

          <section title="Mitigation Status">
            <t>A DOTS client retrieves the information about a DOTS signal at
            frequent intervals to determine the status of an attack. If the
            DOTS server has been able to mitigate the attack and the attack
            has stopped, the DOTS server indicates as such in the status, and
            the DOTS client recalls the mitigation request.</t>

            <t>A DOTS client should react to the status of the attack from the
            DOTS server and not the fact that it has recognized, using its own
            means, that the attack has been mitigated. This ensures that the
            DOTS client does not recall a mitigation request in a premature
            fashion because it is possible that the DOTS client does not sense
            the DDOS attack on its resources but the DOTS server could be
            actively mitigating the attack and the attack is not completely
            averted.</t>
          </section>
        </section>

        <section anchor="put" title="Efficacy Update from DOTS Client">
          <t>While DDoS mitigation is active, a DOTS client MAY frequently
          transmit DOTS mitigation efficacy updates to the relevant DOTS
          server. An PUT request (<xref target="Figure7"></xref>) is used to
          convey the mitigation efficacy update to the DOTS server. The PUT
          request MUST include all the header fields used in the POST request
          to convey the DOTS signal (<xref target="post"></xref>). If the DOTS
          server does not find the policy number conveyed in the PUT request
          in its policy state data, it responds with a 4.04 (Not Found) error
          response code.</t>

          <figure anchor="Figure7" title="Efficacy Update">
            <artwork align="left"><![CDATA[  PUT {scheme}://{host}:{port}/.well-known/{URI suffix for DOTS signal}/<policy-id number>
  Accept: application/json
  Content-Format: application/json
  {  
     "target-ip": "string",
     "target-port": "string",     
     "target-protocol": "string", 
     "lifetime": "number",                            
     "attack-status": "string"
  } 
]]></artwork>
          </figure>

          <t>The 'attack-status' field is a mandatory attribute. The various
          possible values contained in the 'attack-status' field are explained
          below:</t>

          <t><list style="hanging">
              <t hangText="in-progress:">DOTS client determines that it is
              still under attack.</t>

              <t hangText="terminated:">Attack is successfully mitigated
              (e.g., attack traffic is dropped).</t>
            </list></t>
        </section>
      </section>
    </section>

    <section title="DOTS Data Channel">
      <t>The data channel is intended to be used for bulk data exchanges and
      requires a reliable transport, CoAP over TLS over TCP is used for data
      channel.</t>

      <t>JSON payloads is used to convey both filtering rules as well as data
      channel specific payload messages that convey request parameters and
      response information such as errors. All data channel URIs defined in
      this document, and in subsequent documents, MUST NOT have a URI
      containing "/DOTS signal".</t>

      <t>One of the possible arrangements for DOTS client to signal filtering
      rules to a DOTS server via the DOTS gateway is discussed below:</t>

      <t>The DOTS conveys the black-list rules to the DOTS gateway. The DOTS
      gateway validates if the DOTS client is authorized to signal the
      black-list rules and if the client is authorized propagates the rules to
      the DOTS server. Likewise, the DOTS server validates if the DOTS gateway
      is authorized to signal the black-list rules. To create or purge
      filters, the DOTS client sends CoAP requests to the DOTS gateway. The
      DOTS gateway acts as a proxy, validates the rules and proxies the
      requests containing the black-listed IP addresses to a DOTS server. When
      the DOTS gateway receives the associated CoAP response from the DOTS
      server, it propagates the response back to the DOTS client. If an attack
      is detected by the DOTS gateway then it can act as a DOTS client and
      signal the black-list rules to the DOTS server. The DOTS gateway plays
      the role of both client and server.</t>

      <section title="Filtering Rules">
        <t>The following APIs define means for a DOTS client to configure
        filtering rules on a DOTS server.</t>

        <section title="Install Filtering Rules">
          <t>An POST request is used to push filtering rules to a DOTS server
          (<xref target="Figure8"></xref>).</t>

          <t><figure anchor="Figure8" title="POST to install filtering rules">
              <artwork align="left"><![CDATA[  POST {scheme}://{host}:{port}/.well-known/{version}/{URI suffix for filtering}
  Accept: application/json
  Content-Format: application/json
  {
     "policy-id": "number",
     "traffic-protocol": "string",
     "source-protocol-port": "string", 
     "destination-protocol-port": "string",
     "destination-ip": "string",
     "source-ip": "string",
     "lifetime": "number",
     "traffic-rate" : "number"
   }
]]></artwork>
            </figure></t>

          <t>The header fields are described below:</t>

          <t><list style="hanging">
              <t hangText="policy-id:">Identifier of the policy represented
              using a number. This identifier MUST be unique for each policy
              bound to the DOTS client, i.e., the policy-id needs to be unique
              relative to the active policies with the DOTS server. This
              identifier must be generated by the client. This document does
              not make any assumption about how this identifier is generated.
              This is an mandatory attribute.</t>

              <t hangText="traffic-protocol: ">Valid protocol values include
              tcp, udp, sctp, and dccp. This is an mandatory attribute.</t>

              <t hangText="source-protocol-port: ">The source port number,
              port number range (using "-"). For TCP, UDP, SCTP, or DCCP: the
              source range of ports (e.g., 1024-65535). This is an optional
              attribute.</t>

              <t hangText="destination-protocol-port: ">The destination port
              number, port number range (using "-"). For TCP, UDP, SCTP, or
              DCCP: the destination range of ports (e.g., 443-443). This
              information is useful to avoid disturbing a group of customers
              when address sharing is in use <xref target="RFC6269"></xref>.
              This is an optional attribute.</t>

              <t hangText="destination-ip: ">The destination IP address, IP
              addresses separated by commas, or prefixes using "/" notation.
              This is an optional attribute.</t>

              <t hangText="source-ip: ">The source IP addresses, IP addresses
              separated by commas, or prefixes using "/" notation. This is an
              optional attribute.</t>

              <t hangText="lifetime: ">Lifetime of the rule in seconds. Upon
              the expiry of this lifetime, and if the request is not
              refreshed, this particular rule is removed. The rule can be
              refreshed by sending the same message again. The default
              lifetime of the rule is 60 minutes -- this value was chosen to
              be long enough so that refreshing is not typically a burden on
              the DOTS client, while expiring the rule where the client has
              unexpectedly quit in a timely manner. A lifetime of zero
              indicates indefinite lifetime for the rule. The server MUST
              always indicate the actual lifetime in the response. This is an
              optional attribute in the request.</t>

              <t hangText="traffic-rate: ">This is the allowed traffic rate in
              bytes per second indicated in IEEE floating point <xref
              target="IEEE.754.1985"></xref> format. The value 0 indicates all
              traffic for the particular flow to be discarded. This is a
              mandatory attribute.</t>
            </list></t>

          <t>The relative order of two rules is determined by comparing their
          respective policy identifiers. The rule with lower numeric policy
          identifier value has higher precedence (and thus will match before)
          than the rule with higher numeric policy identifier value.</t>

          <t><xref target="Figure9"></xref> shows a POST request to block
          traffic from attacker IPv6 prefix 2001:db8:abcd:3f01::/64 to network
          resource using IPv6 address 2002:db8:6401::1 to operate a server on
          TCP port 443.</t>

          <t><figure anchor="Figure9" title="POST to Install Black-list Rules">
              <artwork align="left"><![CDATA[  POST coaps://www.example.com/.well-known/v1/filter
  Accept: application/json
  Content-Format: application/json
   {
     "policy-id": 123321333242,
     "traffic-protocol": "tcp",
     "source-protocol-port": "0-65535", 
     "destination-protocol-port": "443",
     "destination-ip": "2001:db8:abcd:3f01::/64",
     "source-ip": "2002:db8:6401::1", 
     "lifetime": 1800,
     "traffic-rate": 0
   }
]]></artwork>
            </figure></t>
        </section>

        <section title="Remove Filtering Rules">
          <t>A DELETE request is used to delete filtering rules from a DOTS
          server (<xref target="Figure10"></xref>).</t>

          <figure anchor="Figure10" title="DELETE to remove the rules">
            <artwork align="left"><![CDATA[  DELETE {scheme}://{host}:{port}/.well-known/{URI suffix for filtering}
  Accept: application/json
  Content-Format: application/json
   {
     "policy-id": "number"
   }
]]></artwork>
          </figure>
        </section>

        <section title="Retrieving Installed Filtering Rules  ">
          <t>A GET request is used to retrieve filtering rules from a DOTS
          server.</t>

          <t><xref target="Figure11"></xref> shows an example to retrieve all
          the black-lists rules programmed by the DOTS client while <xref
          target="Figure11b"></xref> shows an example to retrieve specific
          black-list rules programmed by the DOTS client.</t>

          <figure anchor="Figure11" title="GET to retrieve the rules (1)">
            <artwork align="left"><![CDATA[GET {scheme}://{host}:{port}/.well-known/{URI suffix for filtering} 
]]></artwork>
          </figure>

          <figure anchor="Figure11b" title="GET to retrieve the rules (2)">
            <artwork align="left"><![CDATA[GET {scheme}://{host}:{port}/.well-known/{URI suffix for filtering} 
Accept: application/json
Content-Format: application/json
{
   "policy-id": "number"
}]]></artwork>
          </figure>

          <t>TODO: show response</t>
        </section>
      </section>
    </section>

    <section title="(D)TLS Protocol Profile and Performance considerations">
      <t>This section defines the (D)TLS protocol profile of DOTS signal
      channel over (D)TLS and DOTS data channel over TLS.</t>

      <t>There are known attacks on (D)TLS, such as machine-in-the-middle and
      protocol downgrade. These are general attacks on (D)TLS and not specific
      to DOTS over (D)TLS; please refer to the (D)TLS RFCs for discussion of
      these security issues. DOTS agents MUST adhere to the (D)TLS
      implementation recommendations and security considerations of <xref
      target="RFC7525"></xref> except with respect to (D)TLS version. Since
      encryption of DOTS using (D)TLS is virtually a green-field deployment
      DOTS agents MUST implement only (D)TLS 1.2 or later.</t>

      <t>Implementations compliant with this profile MUST implement all of the
      following items:</t>

      <t><list style="symbols">
          <t>DOTS client can use (D)TLS session resumption without server-side
          state <xref target="RFC5077"></xref> to resume session and convey
          the DOTS signal.</t>

          <t>While the communication to the DOTS server is quiescent, the DOTS
          client may want to probe the server to ensure it has maintained
          cryptographic state. Such probes can also keep alive firewall or NAT
          bindings. This probing reduces the frequency of needing a new
          handshake when a DOTS signal needs to be conveyed to the DOTS
          server. <list style="symbols">
              <t>A <xref target="RFC6520">(D)TLS heartbeat</xref> verifies the
              DOTS server still has DTLS state by returning a DTLS message. If
              the server has lost state, it returns a DTLS Alert. Upon receipt
              of an unauthenticated DTLS Alert, the DTLS client validates the
              Alert is within the replay window (Section 4.1.2.6 of <xref
              target="RFC6347"></xref>). It is difficult for the DTLS client
              to validate the DTLS Alert was generated by the DTLS server in
              response to a request or was generated by an on- or off-path
              attacker. Thus, upon receipt of an in-window DTLS Alert, the
              client SHOULD continue re-transmitting the DTLS packet (in the
              event the Alert was spoofed), and at the same time it SHOULD
              initiate DTLS session resumption.</t>

              <t>TLS runs over TCP, so a simple probe is a 0-length TCP packet
              (a "window probe"). This verifies the TCP connection is still
              working, which is also sufficient to prove the server has
              retained TLS state, because if the server loses TLS state it
              abandons the TCP connection. If the server has lost state, a TCP
              RST is returned immediately.</t>

              <t>Raw public keys <xref target="RFC7250"></xref> which reduce
              the size of the ServerHello, and can be used by servers that
              cannot obtain certificates (e.g., DOTS gateways on private
              networks).</t>
            </list></t>
        </list></t>

      <t>Implementations compliant with this profile SHOULD implement all of
      the following items to reduce the delay required to deliver a DOTS
      signal:</t>

      <t><list style="symbols">
          <t>TLS False Start <xref target="I-D.ietf-tls-falsestart"></xref>
          which reduces round-trips by allowing the TLS second flight of
          messages (ChangeCipherSpec) to also contain the DOTS signal.</t>

          <t>Cached Information Extension <xref
          target="I-D.ietf-tls-cached-info"></xref> which avoids transmitting
          the server's certificate and certificate chain if the client has
          cached that information from a previous TLS handshake.</t>

          <t>TCP Fast Open <xref target="RFC7413"></xref> can reduce the
          number of round-trips to convey DOTS signal.</t>
        </list></t>
    </section>

    <section anchor="mutauth"
             title="Mutual Authentication of DOTS Agents &amp; Authorization of DOTS Clients">
      <t>(D)TLS based on client certificate can be used for mutual
      authentication between DOTS agents. If a DOTS gateway is involved, DOTS
      clients and DOTS gateway MUST perform mutual authentication; only
      authorized DOTS clients are allowed to send DOTS signals to a DOTS
      server.</t>

      <t><figure anchor="Figure12"
          title="Example of Authentication and Authorization of DOTS Agents">
          <artwork align="left"><![CDATA[
 +-------------------------------------------------+
 |        example.com domain          +---------+  |
 |                                    | AAA     |  |
 |   +---------------+                | Server  |  |
 |   | Application   |                +------+--+  |
 |   | server        +                       ^
 |   | (DOTS client) |<-----------------+    |     |
 |   +---------------+                  +    |     |                example.net domain
 |                                      V    V     |
 |                               +-------------+   |              +---------------+
 |  +--------------+             |             |   |              |               |
 |  |   Guest      +<-----x----->+             +<---------------->+    DOTS       |
 |  | (DOTS client)|             |   DOTS      |   |              |    Server     |
 |  +--------------+             |   Gateway   |   |              |               |
 |                               +----+--------+   |              +---------------+
 |                                    ^            |
 |                                    |            |
 |   +----------------+               |            |
 |   | DDOS detector  |               |            |
 |   | (DOTS client)  +<--------------+            |
 |   +----------------+                            |
 |                                                 |
 +-------------------------------------------------+
]]></artwork>
        </figure>In the example depicted in <xref target="Figure12"></xref>,
      the DOTS gateway and DOTS clients within the 'example.com' domain
      mutually authenticate with each other. After the DOTS gateway validates
      the identity of a DOTS client, it communicates with the AAA server in
      the 'example.com' domain to determine if the DOTS client is authorized
      to request DDOS mitigation. If the DOTS client is not authorized, a 4.01
      (Unauthorized) is returned in the response to the DOTS client. In this
      example, the DOTS gateway only allows the application server and DDOS
      detector to request DDOS mitigation, but does not permit the user of
      type 'guest' to request DDOS mitigation.</t>

      <t>Also, DOTS gateway and DOTS server MUST perform mutual authentication
      using certificates. A DOTS server will only allow a DOTS gateway with a
      certificate for a particular domain to request mitigation for that
      domain. In reference to <xref target="Figure12"></xref>, the DOTS server
      only allows the DOTS gateway to request mitigation for 'example.com'
      domain and not for other domains.</t>
    </section>

    <section title="IANA Considerations">
      <t>TODO</t>
    </section>

    <section anchor="security" title="Security Considerations">
      <t>Authenticated encryption MUST be used for data confidentiality and
      message integrity. (D)TLS based on client certificate MUST be used for
      mutual authentication. The interaction between the DOTS agents requires
      Datagram Transport Layer Security (DTLS) and Transport Layer Security
      (TLS) with a ciphersuite offering confidentiality protection and the
      guidance given in <xref target="RFC7525"></xref> MUST be followed to
      avoid attacks on (D)TLS.</t>

      <t>If TCP is used between DOTS agents, attacker may be able to inject
      RST packets, bogus application segments, etc., regardless of whether TLS
      authentication is used. Because the application data is TLS protected,
      this will not result in the application receiving bogus data, but it
      will constitute a DoS on the connection. This attack can be countered by
      using TCP-AO <xref target="RFC5925"></xref>. If TCP-AO is used, then any
      bogus packets injected by an attacker will be rejected by the TCP-AO
      integrity check and therefore will never reach the TLS layer.</t>

      <t>Special care should be taken in order to ensure that the activation
      of the proposed mechanism won't have an impact on the stability of the
      network (including connectivity and services delivered over that
      network).</t>

      <t>Involved functional elements in the cooperation system must establish
      exchange instructions and notification over a secure and authenticated
      channel. Adequate filters can be enforced to avoid that nodes outside a
      trusted domain can inject request such as deleting filtering rules.
      Nevertheless, attacks can be initiated from within the trusted domain if
      an entity has been corrupted. Adequate means to monitor trusted nodes
      should also be enabled.</t>
    </section>

    <section anchor="ack" title="Acknowledgements">
      <t>Thanks to Christian Jacquenet, Roland Dobbins, Andrew Mortensen,
      Roman D. Danyliw, and Gilbert Clark for the discussion and comments.</t>
    </section>
  </middle>

  <back>
    <references title="Normative References">
      <?rfc include="reference.RFC.2119"?>

      <?rfc include="reference.RFC.7525"?>

      <?rfc include="reference.RFC.6347"?>

      <?rfc include="reference.RFC.5246"?>

      <?rfc include="reference.RFC.5925"?>

      <?rfc include="reference.RFC.7252"?>

      <?rfc include="reference.RFC.7250"?>

      <?rfc include="reference.RFC.7641"?>
    </references>

    <references title="Informative References">
      <?rfc include="reference.RFC.4732"?>

      <?rfc include='reference.RFC.4987'?>

      <?rfc include="reference.RFC.7159"?>

      <?rfc include="reference.RFC.7413"?>

      <?rfc include="reference.RFC.5077"?>

      <?rfc include="reference.RFC.5575"?>

      <?rfc include='reference.RFC.6269'?>

      <?rfc include='reference.RFC.6555'?>

      <?rfc include='reference.RFC.0791'?>

      <?rfc include='reference.RFC.6724'?>

      <?rfc include="reference.RFC.6520"?>

      <?rfc include="reference.I-D.ietf-tls-cached-info"?>

      <?rfc include="reference.I-D.ietf-tls-falsestart"?>

      <?rfc include="reference.I-D.ietf-dots-requirements"?>

      <reference anchor="IEEE.754.1985">
        <front>
          <title>Standard for Binary Floating-Point Arithmetic</title>

          <author>
            <organization>Institute of Electrical and Electronics
            Engineers</organization>
          </author>

          <date month="August" year="1985" />
        </front>
      </reference>
    </references>

    <section title="BGP">
      <t>BGP defines a mechanism as described in <xref
      target="RFC5575"></xref> that can be used to automate inter-domain
      coordination of traffic filtering, such as what is required in order to
      mitigate DDoS attacks. However, support for BGP in an access network
      does not guarantee that traffic filtering will always be honored. Since
      a DOTS client will not receive an acknowledgment for the filtering
      request, the DOTS client should monitor and apply similar rules in its
      own network in cases where the DOTS server is unable to enforce the
      filtering rules. In addition, enforcement of filtering rules of BGP on
      Internet routers are usually governed by the maximum number of data
      elements the routers can hold as well as the number of events they are
      able to process in a given unit of time.</t>
    </section>
  </back>
</rfc>
