Internet DRAFT - draft-ietf-tcpm-tcp-rfc4614bis
draft-ietf-tcpm-tcp-rfc4614bis
TCP Maintenance and Minor Extensions M. Duke
(TCPM) WG F5
Internet-Draft R. Braden
Obsoletes: 4614 (if approved) ISI
Intended status: Informational W. Eddy
Expires: February 13, 2015 MTI Systems
E. Blanton
A. Zimmermann
NetApp, Inc.
August 12, 2014
A Roadmap for Transmission Control Protocol (TCP) Specification
Documents
draft-ietf-tcpm-tcp-rfc4614bis-08
Abstract
This document contains a "roadmap" to the Requests for Comments (RFC)
documents relating to the Internet's Transmission Control Protocol
(TCP). This roadmap provides a brief summary of the documents
defining TCP and various TCP extensions that have accumulated in the
RFC series. This serves as a guide and quick reference for both TCP
implementers and other parties who desire information contained in
the TCP-related RFCs.
This document obsoletes RFC 4614.
Status of this Memo
This Internet-Draft is submitted in full conformance with the
provisions of BCP 78 and BCP 79.
Internet-Drafts are working documents of the Internet Engineering
Task Force (IETF). Note that other groups may also distribute
working documents as Internet-Drafts. The list of current Internet-
Drafts is at http://datatracker.ietf.org/drafts/current/.
Internet-Drafts are draft documents valid for a maximum of six months
and may be updated, replaced, or obsoleted by other documents at any
time. It is inappropriate to use Internet-Drafts as reference
material or to cite them other than as "work in progress."
This Internet-Draft will expire on February 13, 2015.
Copyright Notice
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Copyright (c) 2014 IETF Trust and the persons identified as the
document authors. All rights reserved.
This document is subject to BCP 78 and the IETF Trust's Legal
Provisions Relating to IETF Documents
(http://trustee.ietf.org/license-info) in effect on the date of
publication of this document. Please review these documents
carefully, as they describe your rights and restrictions with respect
to this document. Code Components extracted from this document must
include Simplified BSD License text as described in Section 4.e of
the Trust Legal Provisions and are provided without warranty as
described in the Simplified BSD License.
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Table of Contents
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . 4
2. Core Functionality . . . . . . . . . . . . . . . . . . . . . . 5
3. Strongly Encouraged Enhancements . . . . . . . . . . . . . . . 8
3.1. Fundamental Changes . . . . . . . . . . . . . . . . . . . 8
3.2. Congestion Control Extensions . . . . . . . . . . . . . . 9
3.3. Loss Recovery Extensions . . . . . . . . . . . . . . . . . 11
3.4. Detection and Prevention of Spurious Retransmissions . . . 12
3.5. Path MTU Discovery . . . . . . . . . . . . . . . . . . . . 13
3.6. Header Compression . . . . . . . . . . . . . . . . . . . . 14
3.7. Defending Spoofing and Flooding Attacks . . . . . . . . . 15
4. Experimental Extensions . . . . . . . . . . . . . . . . . . . 17
4.1. Architectural Guidelines . . . . . . . . . . . . . . . . . 17
4.2. Fundamental Changes . . . . . . . . . . . . . . . . . . . 18
4.3. Congestion Control Extensions . . . . . . . . . . . . . . 18
4.4. Loss Recovery Extensions . . . . . . . . . . . . . . . . . 20
4.5. Detection and Prevention of Spurious Retransmissions . . . 20
4.6. TCP Timeouts . . . . . . . . . . . . . . . . . . . . . . . 21
4.7. Multipath TCP . . . . . . . . . . . . . . . . . . . . . . 21
5. TCP Parameters at IANA . . . . . . . . . . . . . . . . . . . . 22
6. Historic and Undeployed Extensions . . . . . . . . . . . . . . 23
7. Support Documents . . . . . . . . . . . . . . . . . . . . . . 26
7.1. Foundational Works . . . . . . . . . . . . . . . . . . . . 26
7.2. Architectural Guidelines . . . . . . . . . . . . . . . . . 28
7.3. Difficult Network Environments . . . . . . . . . . . . . . 29
7.4. Guidance for Developing, Analyzing, and Evaluating TCP . . 32
7.5. Implementation Advice . . . . . . . . . . . . . . . . . . 33
7.6. Tools and Tutorials . . . . . . . . . . . . . . . . . . . 35
7.7. MIB Modules . . . . . . . . . . . . . . . . . . . . . . . 36
7.8. Case Studies . . . . . . . . . . . . . . . . . . . . . . . 37
8. Undocumented TCP Features . . . . . . . . . . . . . . . . . . 38
9. Security Considerations . . . . . . . . . . . . . . . . . . . 40
10. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 40
11. Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . 40
12. References . . . . . . . . . . . . . . . . . . . . . . . . . . 40
12.1. Normative References . . . . . . . . . . . . . . . . . . . 40
12.2. Informative References . . . . . . . . . . . . . . . . . . 50
Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . . 51
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1. Introduction
A correct and efficient implementation of the Transmission Control
Protocol (TCP) is a critical part of the software of most Internet
hosts. As TCP has evolved over the years, many distinct documents
have become part of the accepted standard for TCP. At the same time,
a large number of experimental modifications to TCP have also been
published in the RFC series, along with informational notes, case
studies, and other advice.
As an introduction to newcomers and an attempt to organize the
plethora of information for old hands, this document contains a
"roadmap" to the TCP-related RFCs. It provides a brief summary of
the RFC documents that define TCP. This should provide guidance to
implementers on the relevance and significance of the standards-track
extensions, informational notes, and best current practices that
relate to TCP.
This document is not an update of RFC 1122 [RFC1122] and is not a
rigorous standard for what needs to be implemented in TCP. This
document is merely an informational roadmap that captures, organizes,
and summarizes most of the RFC documents that a TCP implementer,
experimenter, or student should be aware of. Particular comments or
broad categorizations that this document makes about individual
mechanisms and behaviors are not to be taken as definitive, nor
should the content of this document alone influence implementation
decisions.
This roadmap includes a brief description of the contents of each
TCP-related RFC. In some cases, we simply supply the abstract or a
key summary sentence from the text as a terse description. In
addition, a letter code after an RFC number indicates its category in
the RFC series (see BCP 9 [RFC2026] for explanation of these
categories):
S - Standards Track (Proposed Standard, Draft Standard, or
Internet Standard)
E - Experimental
I - Informational
H - Historic
B - Best Current Practice
U - Unknown (not formally defined)
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Note that the category of an RFC does not necessarily reflect its
current relevance. For instance, RFC 5681 [RFC5681] is considered
part of the required core functionality of TCP, although the RFC is
only a Draft Standard. Similarly, some Informational RFCs contain
significant technical proposals for changing TCP.
Finally, if an error in the technical content has been found after
publication of an RFC, this fact is indicated by the term "(Errata)"
in the headline of the RFC's description. The contents of the errata
can be found at the RFC editor home page [Errata].
This roadmap is divided into three main sections. Section 2 lists
the RFCs that describe absolutely required TCP behaviors for proper
functioning and interoperability. Further RFCs that describe
strongly encouraged, but non-essential, behaviors are listed in
Section 3. Experimental extensions that are not yet standard
practices, but that potentially could be in the future, are described
in Section 4.
The reader will probably notice that these three sections are broadly
equivalent to MUST/SHOULD/MAY specifications (per RFC 2119
[RFC2119]), and although the authors support this intuition, this
document is merely descriptive; it does not represent a binding
standards-track position. Individual implementers still need to
examine the standards documents themselves to evaluate specific
requirement levels.
Section 5 describes both the procedures that the Internet Assigned
Numbers Authority (IANA) uses and an RFC author should follow when
new TCP parameters are requested and finally assigned.
A small number of older experimental extensions that have not been
widely implemented, deployed, and used are noted in Section 6. Many
other supporting documents that are relevant to the development,
implementation, and deployment of TCP are described in Section 7.
A small number of fairly ubiquitous important implementation
practices that are not currently documented in the RFC series are
listed in Section 8.
Within each section, RFCs are listed in the chronological order of
their publication dates.
2. Core Functionality
A small number of documents compose the core specification of TCP.
These define the required core functionalities of TCP's header
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parsing, state machine, congestion control, and retransmission
timeout computation. These base specifications must be correctly
followed for interoperability.
RFC 793 S: "Transmission Control Protocol", STD 7 (September 1981)
(Errata)
This is the fundamental TCP specification document [RFC0793].
Written by Jon Postel as part of the Internet protocol suite's
core, it describes the TCP packet format, the TCP state machine
and event processing, and TCP's semantics for data transmission,
reliability, flow control, multiplexing, and acknowledgment.
Section 3.6 of RFC 793, describing TCP's handling of the IP
precedence and security compartment, is mostly irrelevant today.
RFC 2873 (see Section 2) changed the IP precedence handling, and
the security compartment portion of the API is no longer
implemented or used. In addition, RFC 793 did not describe any
congestion control mechanism. Otherwise, however, the majority of
this document still accurately describes modern TCPs. RFC 793 is
the last of a series of developmental TCP specifications, starting
in the Internet Experimental Notes (IENs) and continuing in the
RFC series.
RFC 1122 S: "Requirements for Internet Hosts - Communication Layers"
(October 1989)
This document [RFC1122] updates and clarifies RFC 793 (see
Section 2), fixing some specification bugs and oversights. It
also explains some features such as keep-alives and Karn's and
Jacobson's RTO estimation algorithms [KP87][Jac88][JK92]. ICMP
interactions are mentioned, and some tips are given for efficient
implementation. RFC 1122 is an Applicability Statement, listing
the various features that MUST, SHOULD, MAY, SHOULD NOT, and MUST
NOT be present in standards-conforming TCP implementations.
Unlike a purely informational "roadmap", this Applicability
Statement is a standards document and gives formal rules for
implementation.
RFC 2460 S: "Internet Protocol, Version 6 (IPv6) Specification"
(December 1998) (Errata)
This document [RFC2460] is of relevance to TCP because it defines
how the pseudo-header for TCP's checksum computation is derived
when 128-bit IPv6 addresses are used instead of 32-bit IPv4
addresses. Additionally, RFC 2675 (see Section 3.1) describes TCP
changes required to support IPv6 jumbograms.
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RFC 2873 S: "TCP Processing of the IPv4 Precedence Field" (June 2000)
(Errata)
This document [RFC2873] removes from the TCP specification all
processing of the precedence bits of the TOS byte of the IP
header. This resolves a conflict over the use of these bits
between RFC 793 Section 2 and Differentiated Services [RFC2474].
RFC 5681 S: "TCP Congestion Control" (August 2009)
Although RFC 793 (see Section 2) did not contain any congestion
control mechanisms, today congestion control is a required
component of TCP implementations. This document [RFC5681] defines
congestion avoidance and control mechanism for TCP, based on Van
Jacobson's 1988 SIGCOMM paper [Jac88].
A number of behaviors that together constitute what the community
refers to as "Reno TCP" is described in RFC 5681. The name "Reno"
comes from the Net/2 release of the 4.3 BSD operating system.
This is generally regarded as the least common denominator among
TCP flavors currently found running on Internet hosts. Reno TCP
includes the congestion control features of slow start, congestion
avoidance, fast retransmit, and fast recovery.
RFC 5681 details the currently accepted congestion control
mechanism, while RFC 1122 Section 2 mandates that such a
congestion control mechanism must be implemented. RFC 5681
differs slightly from the other documents listed in this section,
as it does not affect the ability of two TCP endpoints to
communicate; however, congestion control remains a critical
component of any widely deployed TCP implementation and is
required for the avoidance of congestion collapse and to ensure
fairness among competing flows.
RFC 2001 and RFC 2581 are the conceptual precursors of RFC 5681.
The most important changes relative to RFC 2581 are:
(a) The initial window requirements were changed to allow larger
Initial Windows as standardized in [RFC3390] (see
Section 3.2).
(b) During slow start and congestion avoidance, the usage of
Appropriate Byte Counting [RFC3465] (see Section 3.2) is
explicitly recommended.
(c) The use of Limited Transmit [RFC3042] (see Section 3.3) is
now recommended.
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RFC 6093 S: "On the Implementation of the TCP Urgent Mechanism"
(January 2011)
This document [RFC6093] analyzes how current TCP stacks process
TCP urgent indications, and how the behavior of widely deployed
middleboxes affects the urgent indications processing. The
document updates the relevant specifications such that it
accommodates current practice in processing TCP urgent
indications. Finally, the document raises awareness about the
reliability of TCP urgent indications in the Internet, and
recommends against the use of urgent mechanism.
RFC 6298 S: "Computing TCP's Retransmission Timer" (June 2011)
Abstract: "This document defines the standard algorithm that
Transmission Control Protocol (TCP) senders are required to use to
compute and manage their retransmission timer. It expands on the
discussion in section 4.2.3.1 of RFC 1122 (see Section 2) and
upgrades the requirement of supporting the algorithm from a SHOULD
to a MUST." [RFC6298]. RFC 6298 updates RFC 2988 by changing the
initial RTO from 3s to 1s
RFC 6691 I: "TCP Options and Maximum Segment Size (MSS)" (July 2012)
This document [RFC6691] clarifies what value to use with the TCP
Maximum Segment Size (MSS) option when IP and TCP options are in
use.
3. Strongly Encouraged Enhancements
This section describes recommended TCP modifications that improve
performance and security. Section 3.1 represents fundamental changes
to the protocol. Section 3.2 and Section 3.3 list improvements over
the congestion control and loss recovery mechanisms as specified in
RFC 5681 (see Section 2). Section 3.4 describes algorithms that
allow a TCP sender to detect whether it has entered loss recovery
spuriously. Section 3.5 comprises Path MTU Discovery mechanisms.
Schemes for TCP/IP header compression are listed in Section 3.6.
Finally, Section 3.7 deals with the problem of preventing acceptance
of forged segments and flooding attacks.
3.1. Fundamental Changes
RFCs 2675 and 7323 represent fundamental changes to TCP by redefining
how parts of the basic TCP header and options are interpreted. RFC
7323 defines the Window Scale Option, which re-interprets the
advertised receive window. RFC 2675 specifies that MSS option and
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urgent pointer fields with a value of 65,535 are to be treated
specially.
RFC 2675 S: "IPv6 Jumbograms" (August 1999) (Errata)
IPv6 supports longer datagrams than were allowed in IPv4. These
are known as jumbograms, and use with TCP has necessitated changes
to the handling of TCP's MSS and Urgent fields (both 16 bits).
This document [RFC2675] explains those changes. Although it
describes changes to basic header semantics, these changes should
only affect the use of very large segments, such as IPv6
jumbograms, which are currently rarely used in the general
Internet.
Supporting the behavior described in this document does not affect
interoperability with other TCP implementations when IPv4 or non-
jumbogram IPv6 is used. This document states that jumbograms are
to only be used when it can be guaranteed that all receiving
nodes, including each router in the end-to-end path, will support
jumbograms. If even a single node that does not support
jumbograms is attached to a local network, then no host on that
network may use jumbograms. This explains why jumbogram use has
been rare, and why this document is considered a performance
optimization and not part of TCP over IPv6's basic functionality.
RFC 7323 S: "TCP Extensions for High Performance" (July 2014)
This document [I-D.ietf-tcpm-1323bis] defines TCP extensions for
window scaling, timestamps, and protection against wrapped
sequence numbers, for efficient and safe operation over paths with
large bandwidth-delay products. These extensions are commonly
found in currently used systems. The predecessor of this
document, RFC 1323, was published in 1992, and is deployed in most
TCP implementations. This document includes fixes and
clarifications based on the gained deployment experience. One
specific issued addressed in this specification is a
recommendation how to modify the algorithm for estimating the mean
RTT when timestamps are used. RFC 1072, RFC 1185, and RFC 1323
are the conceptual precursors of RFC 7323.
3.2. Congestion Control Extensions
Two of the most important aspects of TCP are its congestion control
and loss recovery features. TCP treats lost packets as indicating
congestion-related loss, and cannot distinguish between congestion-
related loss and loss due to transmission errors. Even when ECN is
in use, there is a rather intimate coupling between congestion
control and loss recovery mechanisms. There are several extensions
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to both features, and more often than not, a particular extension
applies to both. In these two sub-sections, we group enhancements to
TCP's congestion control, while the next sub-section focus on TCP's
loss recovery.
RFC 3168 S: "The Addition of Explicit Congestion Notification (ECN)
to IP" (September 2001)
This document [RFC3168] defines a means for end hosts to detect
congestion before congested routers are forced to discard packets.
Although congestion notification takes place at the IP level, ECN
requires support at the transport level (e.g., in TCP) to echo the
bits and adapt the sending rate. This document updates RFC 793
(see Section 2) to define two previously unused flag bits in the
TCP header for ECN support. RFC 3540 (see Section 4.3) provides a
supplementary (experimental) means for more secure use of ECN, and
RFC 2884 (see Section 7.8) provides some sample results from using
ECN.
RFC 3390 S: "Increasing TCP's Initial Window" (October 2002)
This document [RFC3390] specifies an increase in the permitted
initial window for TCP from one segment to three or four segments
during the slow start phase, depending on the segment size.
RFC 3465 E: "TCP Congestion Control with Appropriate Byte Counting
(ABC)" (February 2003)
This document [RFC3465] suggests that congestion control use the
number of bytes acknowledged instead of the number of
acknowledgments received. This change improves the performance of
TCP in situations where is no one-to-one relationship between data
segments and acknowledgments (e.g. delayed ACKs or ACK loss) and
closes a security hole TCP receivers can use to induce the sender
into increasing the sending rate too rapidly (ACK-division
[SCWA99][RFC3449]). ABC is recommended by RFC 5681 (see
Section 2).
RFC 6633 S: "Deprecation of ICMP Source Quench Messages" (May 2012)
This document [RFC6633] formally deprecates the use of ICMP Source
Quench messages by transport protocols and recommends against the
implementation of [RFC1016].
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3.3. Loss Recovery Extensions
For the typical implementation of the TCP fast recovery algorithm
described in RFC 5681 (see Section 2), a TCP sender only retransmits
a segment after a retransmit timeout has occurred, or after three
duplicate ACKs have arrived triggering the fast retransmit. A single
RTO might result in the retransmission of several segments, while the
fast retransmit algorithm in RFC 5681 leads only to a single
retransmission. Hence, multiple losses from a single window of data
can lead to a performance degradation. Documents listed in this
section aim to improve the overall performance of TCP's standard loss
recovery algorithms. In particular, some of them allow TCP senders
to recover more effectively when multiple segments are lost from a
single flight of data.
RFC 2018 S: "TCP Selective Acknowledgment Options" (October 1996)
(Errata)
When more than one packet is lost during one round trip time TCP
may experience poor performance since a TCP sender can only learn
about a single lost packet per round trip time from cumulative
acknowledgments. This document [RFC2018] defines the basic
selective acknowledgment (SACK) mechanism for TCP, which can help
to overcome these limitations. The receiving TCP returns SACK
blocks to inform the sender which data has been received. The
sender can then retransmit only the missing data segments.
RFC 3042 S: "Enhancing TCP's Loss Recovery Using Limited Transmit"
(January 2001)
Abstract: "This document proposes Limited Transmit, a new
Transmission Control Protocol (TCP) mechanism that can be used to
more effectively recover lost segments when a connection's
congestion window is small, or when a large number of segments are
lost in a single transmission window." [RFC3042] Tests from 2004
showed that Limited Transmit was deployed in roughly one third of
the web servers tested [MAF04]. Limited Transmit is recommended
by RFC 5681 (see Section 2).
RFC 6582 S: "The NewReno Modification to TCP's Fast Recovery
Algorithm" (April 2012)
This document [RFC6582] specifies a modification to the standard
Reno fast recovery algorithm, whereby a TCP sender can use partial
acknowledgments to make inferences determining the next segment to
send in situations where SACK would be helpful but isn't
available. Although it is only a slight modification, the NewReno
behavior can make a significant difference in performance when
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multiple segments are lost from a single window of data.
RFC 2582 and RFC 3782 are the conceptual precursors of RFC 6582.
The main change in RFC 3782 relative to RFC 2582 was to specify
the Careful variant of NewReno's Fast Retransmit and Fast Recovery
algorithms and advance those two algorithms from Experimental to
Standards Track status. The main change in RFC 6582 relative to
RFC 3782 was to solve a performance degradation that could occur
if FlightSize on Full ACK reception is zero.
RFC 6675 S: "A Conservative Loss Recovery Algorithm Based on
Selective Acknowledgment (SACK) for TCP" (August 2012)
This document [RFC6675] describes a conservative loss recovery
algorithm for TCP that is based on the use of the selective
acknowledgment (SACK) TCP option [RFC2018] (see Section 3.3). The
algorithm conforms to the spirit of the congestion control
specification in RFC 5681 (see Section 2), but allows TCP senders
to recover more effectively when multiple segments are lost from a
single flight of data.
RFC 6675 is a revision of RFC 3517 to address several situations
that are not handled explicitly before. In particular
(a) it improves the loss detection in the event that the sender
has outstanding segments that are smaller than SMSS.
(b) it modifies the definition of a "duplicate acknowledgment" to
utilize the SACK information in detecting loss.
(c) it maintains the ACK clock under certain circumstances
involving loss at the end of the window.
3.4. Detection and Prevention of Spurious Retransmissions
Spurious retransmission timeouts are harmful to TCP performance and
multiple algorithms have been defined for detecting when spurious
retransmissions have occurred, and then responding differently in
order to recover performance. The IETF defined multiple algorithms
because there are tradeoffs in whether or not certain TCP options
need to be implemented, and concerns about IPR status. The Standards
Track documents in this section are closely related to the
Experimental documents in Section 4.5 also addressing this topic.
RFC 2883 S: "An Extension to the Selective Acknowledgement (SACK)
Option for TCP" (July 2000)
This document [RFC2883] extends RFC 2018 (see Section 3.3). It
enables use of the SACK option to acknowledge duplicate packets.
With this extension, called DSACK, the sender is able to infer the
order of packets received at the receiver, and therefore to infer
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when it has unnecessarily retransmitted a packet. A TCP sender
could then use this information to detect spurious retransmissions
(see [RFC3708].
RFC 4015 S: "The Eifel Response Algorithm for TCP" (February 2005)
This document [RFC4015] describes the response portion of the
Eifel algorithm, which can be used in conjunction with one of
several methods of detecting when loss recovery has been
spuriously entered, such as the Eifel detection algorithm in RFC
3522 (see Section 4.5), the algorithm in RFC 3708 (see
Section 4.5), or F-RTO in RFC 5682 (see Section 3.4).
Abstract: "Based on an appropriate detection algorithm, the Eifel
response algorithm provides a way for a TCP sender to respond to a
detected spurious timeout. It adapts the retransmission timer to
avoid further spurious timeouts, and can avoid - depending on the
detection algorithm - the often unnecessary go-back-N retransmits
that would otherwise be sent. In addition, the Eifel response
algorithm restores the congestion control state in such a way that
packet bursts are avoided."
RFC 5682 S: "Forward RTO-Recovery (F-RTO): An Algorithm for Detecting
Spurious Retransmission Timeouts with TCP" (September 2009)
The F-RTO detection algorithm [RFC5682], originally described in
RFC 4138, provides an option for inferring spurious retransmission
timeouts. Unlike some similar detection methods (e.g. RFC 3522
in Section 4.5 and RFC 3708 in Section 4.5), F-RTO does not rely
on the use of any TCP options. The basic idea is to send
previously unsent data after the first retransmission after a RTO.
If the ACKs advance the window, the RTO may be declared spurious.
3.5. Path MTU Discovery
The MTUs supported by different links and tunnels within the Internet
can vary widely. Fragmentation of packets larger than the supported
MTU on a hop is undesirable. As TCP is the segmentation layer for
dividing an application's bytestream into IP packet payloads, TCP
implementations generally include Path MTU Discovery (PMTUD)
mechanisms in order to maximize the size of segments they send,
without causing fragmentation within the network. Some algorithms
may utilize signaling from routers on the path that the MTU has been
exceeded.
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RFC 1191 S: "Path MTU Discovery" (November 1990)
Abstract: "This memo describes a technique for dynamically
discovering the MTU of an arbitrary Internet path. It specifies a
small change to the way routers generate one type of ICMP message.
For a path that passes through a router that has not been so
changed, this technique might not discover the correct path MTU,
but it will always choose a path MTU as accurate as, and in many
cases more accurate than, the path MTU that would be chosen by
current practice." [RFC1191]
RFC 1981 S: "Path MTU Discovery for IP version 6" (August 1996)
Abstract: "This document describes Path MTU Discovery for IP
version 6. It is largely derived from RFC 1191 (see Section 3.5),
which describes Path MTU Discovery for IP version 4." [RFC1981]
RFC 4821 S: "Packetization Layer Path MTU Discovery" (March 2007)
Abstract: "This document describes a robust method for Path MTU
Discovery (PMTUD) that relies on TCP or some other Packetization
Layer to probe an Internet path with progressively larger packets.
This method is described as an extension to RFC 1191 (see
Section 3.5) and RFC 1981 (see Section 3.5), which specify ICMP-
based Path MTU Discovery for IP versions 4 and 6, respectively."
[RFC4821]
3.6. Header Compression
Especially in streaming applications, the overhead of TCP/IP headers
could correspond to more then 50% of the total amount of data sent.
Such large overheads may be tolerable in wired LANs where capacity is
often not an issue, but are excessive for WANs and wireless systems
where bandwidth is scarce. Header compression schemes for TCP/IP
like "RObust Header Compression (ROHC) can significantly compress
this overhead. It performs well over links with significant error
rates and long round-trip times.
RFC 1144 S: "Compressing TCP/IP Headers for Low-Speed Serial Links"
(February 1990)
This document [RFC1144] describes a method for compressing the
headers of TCP/IP datagrams to improve performance over low speed
serial links. The method described in this document is limited in
its handling of TCP options and cannot compress the headers of
SYNs and FINs.
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RFC 6846 S: "RObust Header Compression (ROHC): A Profile for TCP/IP
(ROHC-TCP)" January 2013)
From abstract: "This document specifies a RObust Header
Compression (ROHC) profile for compression of TCP/IP packets. The
profile, called ROHC-TCP, provides efficient and robust
compression of TCP headers, including frequently used TCP options
such as selective acknowledgments (SACKs) and Timestamps."
[RFC6846] RFC 6846 is the successor of RFC 4996. It fixes a
technical issue with the SACK compression and clarifies other
compression methods used.
3.7. Defending Spoofing and Flooding Attacks
By default, TCP lacks any cryptographic structures to differentiate
legitimate segments from those spoofed from malicious hosts.
Spoofing valid segments requires correctly guessing a number of
fields. The documents in this sub-section describe ways to make that
guessing harder, or to prevent it from being able to affect a
connection negatively.
RFC 4953 I: "Defending TCP Against Spoofing Attacks" (July 2007)
This document [RFC4953] discusses the recently increased
vulnerability of long-lived TCP connections, such as BGP
connections, to reset (send RST) spoofing attacks. The document
analyzes the vulnerability, discussing proposed solutions at the
transport level and their inherent challenges, as well as existing
network level solutions and the feasibility of their deployment.
RFC 5461 I: "TCP's Reaction to Soft Errors" (February 2009)
This document [RFC5461] describes a non-standard but widely
implemented modification to TCP's handling of ICMP soft error
messages that rejects pending connection-requests when such error
messages are received. This behavior reduces the likelihood of
long delays between connection-establishment attempts that may
arise in some scenarios.
RFC 4987 I: "TCP SYN Flooding Attacks and Common Mitigations" (August
2007)
This document [RFC4987] describes the well-known TCP SYN flooding
attack. It analyzes and discusses various countermeasures against
these attacks, including their use and trade-offs.
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RFC 5925 S: "The TCP Authentication Option" (May 2010)
This document [RFC5925] describes the TCP Authentication Option
(TCP-AO), which is used to authenticate TCP segments. TCP-AO
obsoletes the TCP MD5 Signature option of RFC 2385. It supports
the use of stronger hash functions, protects against replays for
long-lived TCP connections (as used, e.g., in BGP and LDP),
coordinates key exchanges between endpoints, and provides a more
explicit recommendation for external key management.
Cryptographic algorithms for TCP-AO are defined in [RFC5926] (see
Section 3.7).
RFC 5926 S: "Cryptographic Algorithms for the TCP Authentication
Option (TCP-AO)" (May 2010)
This document [RFC5926] specifies the algorithms and attributes
that can be used in TCP Authentication Option's (TCP-AO) [RFC5925]
(see Section 3.7) current manual keying mechanism and provides the
interface for future message authentication codes (MACs).
RFC 5927 I: "ICMP attacks against TCP" (July 2010)
Abstract: "This document discusses the use of the Internet Control
Message Protocol (ICMP) to perform a variety of attacks against
the Transmission Control Protocol (TCP). Additionally, this
document describes a number of widely implemented modifications to
TCP's handling of ICMP error messages that help to mitigate these
issues." [RFC5927]
RFC 5961 S: "Improving TCP's Robustness to Blind In-Window Attacks"
(August 2010)
This document [RFC5961] describes minor modifications to how TCP
handles inbound segments. This renders TCP connections,
especially long-lived connections such as H-323 or BGP, less
vulnerable to spoofed packet injection attacks where the 4-tuple
(the source and destination IP addresses and the source and
destination ports) has been guessed.
RFC 6528 S: "Defending Against Sequence Number Attacks" (February
2012)
Abstract: "This document [RFC6528] specifies an algorithm for the
generation of TCP Initial Sequence Numbers (ISNs), such that the
chances of an off-path attacker guessing the sequence numbers in
use by a target connection are reduced. This document revises
(and formally obsoletes) RFC 1948, and takes the ISN generation
algorithm originally proposed in that document to Standards Track,
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formally updating RFC 793 (see Section 2).
4. Experimental Extensions
The RFCs in this section are either experimental and may become
proposed standards in the future or are proposed standard (or
informational), but can considered as experimental due to lack of
wide deployment. At least part of the reason that they are still
experimental is to gain more wide-scale experience with them before a
standards track decision is made.
If the experimental RFC is a proposal for a new protocol capability
or service, i.e., it requires a new TCP option code point, the
implementation and experimentation should follow [RFC6994] (see
Section 5), which describes how the experimental TCP option code
points can concurrently support multiple TCP extensions.
By their publication as experimental RFCs, it is hoped that the
community of TCP researchers will analyze and test the contents of
these RFCs. Although experimentation is encouraged, there is not yet
formal consensus that these are fully logical and safe behaviors.
Wide-scale deployment of implementations that use these features
should be well thought-out in terms of consequences.
4.1. Architectural Guidelines
As multiple flows may share the same paths, sections of paths, or
other resources, the TCP implementation may benefit from sharing
information across TCP connections or other flows. Some Experimental
proposals have been documented and some implementations have included
the concepts.
RFC 2140 I: "TCP Control Block Interdependence" (April 1997)
This document [RFC2140] suggests how TCP connections between the
same endpoints might share information, such as their congestion
control state. To some degree, this is done in practice by a few
operating systems; for example, Linux currently has a destination
cache. Although this RFC is technically informational, the
concepts it describes are in experimental use, so we include it in
this section.
RFC 3124 S: "The Congestion Manager" (June 2001)
This document [RFC3124], the Congestion Manager, is a related
proposal to RFC 2140 (see Section 4.1). The idea behind the
Congestion Manager, moving congestion control outside of
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individual TCP connections, represents a modification to the core
of TCP, which supports sharing information among TCP connections.
Although a Proposed Standard, some pieces of the Congestion
Manager support architecture have not been specified yet, and it
has not achieved use or implementation beyond experimental stacks,
so it is not listed among the standard TCP enhancements in this
roadmap.
4.2. Fundamental Changes
Like the standard documents listed in Section 3.1, there also exist
new Experimental RFCs that specify fundamental changes to TCP. At
the time of writing, the only example so far is TCP Fast Open that
deviates from the standard TCP semantics of [RFC0793].
RFC XXX E: "TCP Fast Open" (XXX 2014)
This document [I-D.ietf-tcpm-fastopen] describes TCP Fast Open
that allows data to be carried in the SYN and SYN-ACK packets and
consumed by the receiver during the initial connection handshake.
It saves up to one RTT compared to the standard TCP, which
requires a three-way handshake to complete before data can be
exchanged.
4.3. Congestion Control Extensions
TCP congestion control has been an extremely active research area for
many years (see RFC 5783, Section 7.6), as it determines the
performance of many applications that use TCP. A number of
experimental RFCs address issues with flow start-up, overshoot, and
steady-state behavior in the basic RFC 5681 (see Section 2)
algorithms. In these sub-sections, enhancements to TCP's congestion
control are listed. The next sub-section focuses on TCP's loss
recovery.
RFC 2861 E: "TCP Congestion Window Validation" (June 2000)
This document [RFC2861] suggests reducing the congestion window
over time when no packets are flowing. This behavior is more
aggressive than that specified in RFC 5681 (see Section 2), which
says that a TCP sender SHOULD set its congestion window to the
initial window after an idle period of an RTO or greater.
RFC 3540 E: "Robust Explicit Congestion Notification (ECN) signaling
with Nonces" (June 2003)
This document [RFC3540] describes an optional addition to ECN that
protects against accidental or malicious concealment of marked
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packets from the TCP sender.
RFC 3649 E: "HighSpeed TCP for Large Congestion Windows" (December
2003)
This document [RFC3649] proposes a modification to TCP's
congestion control mechanism for use with TCP connections with
large congestion windows, to allow TCP to achieve a higher
throughput in high-bandwidth environments.
RFC 3742 E: "Limited Slow-Start for TCP with Large Congestion
Windows" (March 2004)
This document [RFC3742] describes a more conservative slow-start
behavior to prevent massive packet losses when a connection uses a
very large congestion window.
RFC 4782 E: "Quick-Start for TCP and IP" (January 2007) (Errata)
This document [RFC4782] specifies the optional Quick-Start
mechanism for TCP. This mechanism allows connections to use
higher sending rates at the beginning of the data transfer or
after an idle period, provided that there is significant unused
bandwidth along the path, and the sender and all of the routers
along the path approve this higher rate.
RFC 5562 E: "Adding Explicit Congestion Notification (ECN) Capability
to TCP's SYN/ACK Packets" (June 2009)
This document [RFC5562] describes an experimental modification to
ECN [RFC3168] (see Section 3.2) for the use of ECN in TCP SYN/ACK
packets. This would allow to ECN-mark rather than drop the TCP
SYN/ACK packet at an ECN-capable router, and to avoid the severe
penalty of a retransmission timeout for a connection when the SYN/
ACK packet is dropped.
RFC 5690 I: "Adding Acknowledgement Congestion Control to TCP"
(February 2010)
This document [RFC5690] describes a congestion control mechanism
for acknowledgment (ACKs) traffic in TCP. The mechanism is based
on the acknowledgment congestion control of the Datagram
Congestion Control Protocol's (DCCP's) [RFC4340] Congestion
Control Identifier (CCID) 2 [RFC4341].
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RFC 6928 E: "Increasing TCP's Initial Window" (April 2013)
This document [RFC6928] proposes to increase the TCP initial
window from between 2 and 4 segments, as specified in RFC 3390
(see Section 3.2), to 10 segments with a fallback to the existing
recommendation when performance issues are detected.
4.4. Loss Recovery Extensions
RFC 5827 E: "Early Retransmit for TCP and SCTP" (April 2010)
This document [RFC5827] proposes the "Early Retransmit" mechanism
for TCP (and SCTP) that can be used to recover lost segments when
a connection's congestion window is small. In certain special
circumstances, Early Retransmit reduces the number of duplicate
acknowledgments required to trigger fast retransmit to recover
segment losses without waiting for a lengthy retransmission
timeout.
RFC 6069 E: "Making TCP more Robust to Long Connectivity Disruptions
(TCP-LCD)" (December 2010)
This document [RFC6069] describes how standard ICMP messages can
be used to disambiguate true congestion loss from non-congestion
loss caused by connectivity disruptions. It proposes a reversion
strategy of TCP's retransmission timer that enables a more prompt
detection of whether or not the connectivity has been restored.
RFC 6937 E: "Proportional Rate Reduction for TCP" (May 2013)
This document [RFC6937] describes an experimental Proportional
Rate Reduction (PRR) algorithm as an alternative to the widely
deployed Fast Recovery algorithm, to improve the accuracy of the
amount of data sent by TCP during loss recovery.
4.5. Detection and Prevention of Spurious Retransmissions
In addition to the Standards Track extensions to deal with spurious
retransmissions in Section 3.4, Experimental proposals have also been
documented.
RFC 3522 E: "The Eifel Detection Algorithm for TCP" (April 2003)
The Eifel detection algorithm [RFC3522] allows a TCP sender to
detect a posteriori whether it has entered loss recovery
unnecessarily by using the TCP timestamp option to solve the ACK
ambiguity.
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RFC 3708 E: "Using TCP Duplicate Selective Acknowledgement (DSACKs)
and Stream Control Transmission Protocol (SCTP) Duplicate
Transmission Sequence Numbers (TSNs) to Detect Spurious
Retransmissions" (February 2004)
Abstract: "TCP and Stream Control Transmission Protocol (SCTP)
provide notification of duplicate segment receipt through
Duplicate Selective Acknowledgement (DSACKs) and Duplicate
Transmission Sequence Number (TSN) notification, respectively.
This document presents conservative methods of using this
information to identify unnecessary retransmissions for various
applications." [RFC3708]
RFC 4653 E: "Improving the Robustness of TCP to Non-Congestion
Events" (August 2008)
In the presence of non-congestion events, such as reordering an
out-of-order segment does not necessarily indicates a lost segment
and congestion. This document [RFC4653] proposes to increase the
threshold used to trigger a fast retransmission from the fixed
value of three duplicate ACKs to about one congestion window of
data in order to disambiguate true segment loss from segment
reordering.
4.6. TCP Timeouts
Besides the well-known retransmission timeout the TCP standard
[RFC0793] defines other timeouts. This section lists documents that
deal with TCP's various timeouts.
RFC 5482 S: "TCP User Timeout Option" (June 2009)
As a local per-connection parameter the TCP user timeout controls
how long transmitted data may remain unacknowledged before a
connection is forcefully closed. This document [RFC5482]
specifies the TCP User Timeout Option that allows one end of a TCP
connection to advertise its current user timeout value. This
information provides advice to the other end of the TCP connection
to adapt its user timeout accordingly.
4.7. Multipath TCP
MultiPath TCP (MPTCP) is an ongoing effort within the IETF that
allows a TCP connection to simultaneously use multiple IP-addresses/
interfaces to spread their data across several subflows, while
presenting a regular TCP interface to applications. Benefits of this
include better resource utilization, better throughput and smoother
reaction to failures. The documents listed in this section specify
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the Multipath TCP scheme, while the documents in Sections 7.2, 7.4,
and 7.5 provide some additional background information.
RFC 6356 E: "Coupled Congestion Control for Multipath Transport
Protocols" (August 2011)
This document [RFC6356] presents a congestion control algorithm
for multipath transport protocols such as Multipath TCP. It
couples the congestion control algorithms running on different
subflows by linking their increase functions, and dynamically
controls the overall aggressiveness of the multipath flow. The
result is an algorithm that is fair to TCP at bottlenecks while
moving traffic away from congested links.
RFC 6824 E: "TCP Extensions for Multipath Operation with Multiple
Addresses" (January 2013) (Errata)
This document [RFC6824] presents protocol changes required to add
multipath capability to TCP; specifically, those for signaling and
setting up multiple paths ("subflows"), managing these subflows,
reassembly of data, and termination of sessions.
5. TCP Parameters at IANA
RFCs listed here describes both the procedures that the Internet
Assigned Numbers Authority (IANA) uses when handling assignments and
the procedures an RFC author should follow when requesting new TCP
option codepoints.
RFC 2780 B: "IANA Allocation Guidelines For Values In the Internet
Protocol and Related Headers" (March 2000)
Abstract: "This memo provides guidance for the IANA to use in
assigning parameters for fields in the IPv4, IPv6, ICMP, UDP and
TCP protocol headers."[RFC2780]
RFC 4727 S: "Experimental Values" (November 2006)
This document [RFC4727] reserves both TCP options 253 and 254 for
experimentation purposes. When such experiments are deployed in
the Internet, they should follow the additional requirements in
RFC 6994 (see Section 5).
RFC 6335 B: "Internet Assigned Numbers Authority (IANA) Procedures
for the Management of the Service Name and Transport Protocol Port
Number Registry (August 2011)
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From abstract: "This document defines the procedures that the
Internet Assigned Numbers Authority (IANA) uses when handling
assignment and other requests related to the Service Name and
Transport Protocol Port Number registry." [RFC6335]
RFC 6994 S: "Shared Use of Experimental TCP Options (August 2013)
This document [RFC6994] describes how the experimental TCP option
code points can concurrently support multiple TCP extensions, even
within the same connection. It creates an IANA registry for
extensions to the experimental code points.
6. Historic and Undeployed Extensions
The RFCs listed here define extensions that have thus far failed to
arouse substantial interest from implementers and have never seen
widespread deployment, or were found to be defective for general use.
Most of them are reclassified by [RFC6247] to Historic status.
RFC 721 U: "Out-of-Band Control Signals in a Host-to-Host Protocol"
(September 1976): lack of interest
RFC 721 [RFC0721] addresses the problem of implementing a reliable
out-of-band signal (interrupts) for use in a host-to-host
protocol. The proposal was not included in the final TCP
specification.
RFC 1078 U: "TCP Port Service Multiplexer (TCPMUX)" (November 1988):
lack of interest
This document [RFC1078] proposes a protocol to contact multiple
services on a single well-known TCP port using a service name
instead of a well-known number.
RFC 1106 H: "TCP Big Window and NAK Options" (June 1989): found
defective
This RFC [RFC1106] defined an alternative to the Window Scale
option for using large windows and described the "negative
acknowledgment" or NAK option. There is a comparison of NAK and
SACK methods, and early discussion of TCP over satellite issues.
RFC 1110 (see Section 6) explains some problems with the
approaches described in RFC 1106. The options described in this
document have not been adopted by the larger community, although
NAKs are used in the SCPS-TP adaptation of TCP for satellite and
spacecraft use, developed by the Consultative Committee for Space
Data Systems (CCSDS).
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RFC 1110 H: "A Problem with the TCP Big Window Option" (August 1989):
deprecates RFC 1106
Abstract: "The TCP Big Window option discussed in RFC 1106 (see
Section 6) will not work properly in an Internet environment which
has both a high bandwidth * delay product and the possibility of
disordering and duplicating packets. In such networks, the window
size must not be increased without a similar increase in the
sequence number space. Therefore, a different approach to big
windows should be taken in the Internet." [RFC1110]
RFC 1146 H: "TCP Alternate Checksum Options" (March 1990): lack of
interest
This document [RFC1146] defined more robust TCP checksums than the
16-bit ones-complement in use today. A typographical error in RFC
1145 is fixed in RFC 1146; otherwise, the documents are the same.
RFC 1263 I: "TCP Extensions Considered Harmful" (October 1991): lack
of interest
This document [RFC1263] argues against "backwards compatible" TCP
extensions. Specifically mentioned are several TCP enhancements
that have been successful, including timestamps, window scaling,
PAWS, and SACK. RFC 1263 presents an alternative approach called
"protocol evolution", whereby several evolutionary versions of TCP
would exist on hosts. These distinct TCP versions would represent
upgrades to each other and could be header-incompatible.
Interoperability would be provided by having a virtualization
layer select the right TCP version for a particular connection.
This idea did not catch on with the community, while the type of
extensions RFC 1263 specifically targeted as harmful did become
popular.
RFC 1379 H: "Extending TCP for Transactions -- Concepts" (November
1992): found defective
See RFC 1644, Section 6.
RFC 1644 H: "T/TCP -- TCP Extensions for Transactions Functional
Specification" (July 1994): found defective
The inventors of TCP believed that cached connection state could
have been used to eliminate TCP's 3-way handshake, to support two-
packet request/response exchanges. RFC 1379 [RFC1379] (see
Section 6) and RFC 1644 [RFC1644] show that this is far from
simple. Furthermore, T/TCP floundered on the ease of denial-of-
service attacks that can result. One idea pioneered by T/TCP
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lives on in RFC 2140 (see Section 4.1), in the sharing of state
across connections.
RFC 1693 H: "An Extension to TCP: Partial Order Service" (November
1994): lack of interest
This document [RFC1693] defines a TCP extension for applications
that do not care about the order in which application-layer
objects are received. Examples are multimedia and database
applications. In practice, these applications either accept the
possible performance loss because of TCP's strict ordering or they
use specialized transport protocols other than TCP, such as PR-
SCTP [RFC3758].
RFC 1705 I: "Six Virtual Inches to the Left: The Problem with IPng"
(October 1994): lack of interest
To overcome the exhaustion of the IP class B address space,
suggest this document [RFC1705] that a new version of TCP (TCPng)
needs to be developed and deployed. It proposes that a globally
unique address be assigned to Transport layer to uniquely identify
an Internet host without specifying any routing information.
Later work on splitting locator and identifier values is
summarized well in [RFC6115], but no resulting changes to TCP have
occurred.
RFC 6013 E: "TCP Cookie Transactions (TCPCT)" (January 2011): lack of
interest
This document [RFC6013] describes a method to exchange a cookie
(nonce) during the connection establishment to negotiate
elimination of receiver state. These cookies are later used to
inhibit premature closing of connections, and reduce retention of
state after the connection has terminated.
Since the cookie pair is too large to fit with the other TCP
options in the 40 bytes of TCP option space, the document further
describes a method to extent the option space after the connection
establishment.
Although RFC 6013 was published in 2011, the authors of this
document places it in this section of the roadmap document due to
two factors.
(a) The authors are not aware of any wide deployment and use of
RFC 6013.
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(b) RFC 6013 uses experimental TCP option codepoints, which
prohibits a large-scale deployment.
7. Support Documents
This section contains several classes of documents that do not
necessarily define current protocol behaviors, but that are
nevertheless of interest to TCP implementers. Section 7.1 describes
several foundational RFCs that give modern readers a better
understanding of the principles underlying TCP's behaviors and
development over the years. Section 7.2 contains architectural
guidelines and principles for TCP architects and designers. The
documents listed in Section 7.3 provide advice on using TCP in
various types of network situations that pose challenges above those
of typical wired links. Guidance for developing, analyzing, and
evaluating TCP is given in Section 7.4. Some implementation notes
and implementation advice can be found in Section 7.5. RFCs that
describe tools for testing and debugging TCP implementations or that
contain high-level tutorials on the protocol are listed Section 7.6.
The TCP Management Information Bases are described in Section 7.7,
and Section 7.8 lists a number of case studies that have explored TCP
performance.
7.1. Foundational Works
The documents listed in this section contain information that is
largely duplicated by the standards documents previously discussed.
However, some of them contain a greater depth of problem statement
explanation or other context. Particularly, RFCs 813 - 817 (known as
the "Dave Clark Five") describe some early problems and solutions
(RFC 815 only describes the reassembly of IP fragments and is not
included in this TCP roadmap).
RFC 675 U: "Specification of Internet Transmission Control Program"
(December 1974)
This document [RFC0675] is a very early precursor of the
fundamental RFC 793 (see Section 2), which already contained the
three-way handshake in its final form and the concept of sliding
windows for reliable data transmission. Apart from that the
segment layout is totally different and the specified API differs
from the latter RFC 793 (see Section 2).
RFC 761 U: "DoD standard Transmission Control Protocol" (January
1980)
This document [RFC0761] is the immediate precursor of RFC 793 (see
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Section 2). The header format, the connection establishment
including the different connection states, and the overall API
correspond mostly to the final Standard RFC 793 (see Section 2).
RFC 813 U: "Window and Acknowledgement Strategy in TCP" (July 1982)
This document [RFC0813] contains an early discussion of Silly
Window Syndrome and its avoidance and motivates and describes the
use of delayed acknowledgments.
RFC 814 U: "Name, Addresses, Ports, and Routes" (July 1982)
Suggestions and guidance for the design of tables and algorithms
to keep track of various identifiers within a TCP/IP
implementation are provided by this document [RFC0814].
RFC 816 U: "Fault Isolation and Recovery" (July 1982)
In this document [RFC0816], TCP's response to indications of
network error conditions such as timeouts or received ICMP
messages is discussed.
RFC 817 U: "Modularity and Efficiency in Protocol Implementation"
(July 1982)
This document [RFC0817] contains implementation suggestions that
are general and not TCP specific. However, they have been used to
develop TCP implementations and describe some performance
implications of the interactions between various layers in the
Internet stack.
RFC 872 U: "TCP-on-a-LAN" (September 1982)
Conclusion: "The sometimes-expressed fear that using TCP on a
local net is a bad idea is unfounded." [RFC0872]
RFC 896 U: "Congestion Control in IP/TCP Internetworks" (January
1984)
This document [RFC0896] contains some early experiences with
congestion collapse and some initial thoughts on how to avoid it
using congestion control in TCP. Furthermore, it defined an
algorithm for efficient transmission of small packets that is
today known as the Nagle Algorithm.
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RFC 964 U: "Some Problems with the Specification of the Military
Standard Transmission Control Protocol" (November 1985)
This document [RFC0964] points out several specification bugs in
the US Military's MIL-STD-1778 document, which was intended as a
successor to RFC 793 (see Section 2). This serves to remind us of
the difficulty in specification writing (even when we work from
existing documents!).
7.2. Architectural Guidelines
Some documents in this section contain architectural guidance and
concerns, while others specify TCP- and congestion-control-related
mechanisms that are broadly applicable and have impacts on TCP's
congestion control techniques. Some of these documents are direct
products of the Internet Architecture Board (IAB), giving their
guidance on specific aspects of congestion control in the Internet.
RFC 1958 I: "Architectural Principles of the Internet" (June 1996)
This document [RFC1958] describes the underlying principles of the
Internet architecture. It provides guidelines for network systems
designs that have proven useful in the evolution of the Internet.
RFC 2914 B: "Congestion Control Principles" (September 2000)
This document [RFC2914] motivates the use of end-to-end congestion
control for preventing congestion collapse and providing fairness
to TCP. Later work on TCP has included several more aggressive
mechanisms than Reno TCP includes, and RFC 5033 (see Section 7.4)
provides additional guidance on use of such algorithms. The
fundamental architectural discussion in RFC 2914 remains valid,
regarding the standards process role in defining protocol aspects
that are critical to performance and avoiding congestion collapse
scenarios.
RFC 3360 B: "Inappropriate TCP Resets Considered Harmful" (August
2002)
This document [RFC3360] is a plea that firewall vendors not send
gratuitous TCP RST (Reset) packets when unassigned TCP header bits
are used. This practice prevents desirable extension and
evolution of the protocol and thus is potentially harmful to the
future of the Internet.
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RFC 3439 I: "Some Internet Architectural Guidelines and Philosophy"
(December 2002)
This document [RFC3439] updates RFC 1958 (see Section 7.2) by
outlining some philosophical guidelines for architects and
designers of Internet backbone networks. The document describes
the Simplicity Principle, which states that complexity is the
primary impediment to efficient scaling.
RFC 4774 B: "Specifying Alternate Semantics for the Explicit
Congestion Notification (ECN) Field" (November 2006)
This document [RFC4774] discusses some of the issues in defining
alternate semantics for the ECN field, and specifies requirements
for a safe co-existence with routers that do not understand the
defined alternate semantics.
RFC 6182 I: "Architectural Guidelines for Multipath TCP Development"
(March 2011)
Abstract: "This document outlines architectural guidelines for the
development of a Multipath Transport Protocol, with references to
how these architectural components come together in the
development of a Multipath TCP (MPTCP) (see Section 4.7). This
document lists certain high-level design decisions that provide
foundations for the design of the MPTCP protocol, based upon these
architectural requirements" [RFC6182]
7.3. Difficult Network Environments
As the internetworking field has explored wireless, satellite,
cellular telephone, and other kinds of link-layer technologies, a
large body of work has built up on enhancing TCP performance for such
links. The RFCs listed in this section describe some of these more
challenging network environments and how TCP interacts with them.
RFC 2488 B: "Enhancing TCP Over Satellite Channels using Standard
Mechanisms" (January 1999)
From abstract: "While TCP works over satellite channels there are
several IETF standardized mechanisms that enable TCP to more
effectively utilize the available capacity of the network path.
This document outlines some of these TCP mitigations. At this
time, all mitigations discussed in this document are IETF
standards track mechanisms (or are compliant with IETF
standards)." [RFC2488]
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RFC 2757 I: "Long Thin Networks" (January 2000)
Several methods of improving TCP performance over long thin
networks (i.e., networks with low bandwidth and high delay), such
as geosynchronous satellite links, are discussed in this document
[RFC2757]. A particular set of TCP options is developed that
should work well in such environments and be safe to use in the
global Internet. The implications of such environments have been
further discussed in RFC 3150 (see Section 7.3) and RFC 3155 (see
Section 7.3), and these documents should be preferred where there
is overlap between them and RFC 2757 (see Section 7.3).
RFC 2760 I: "Ongoing TCP Research Related to Satellites" (February
2000)
This document [RFC2760] discusses the advantages and disadvantages
of several different experimental means of improving TCP
performance over long-delay or error-prone paths. These include
T/TCP, larger initial windows, byte counting, delayed
acknowledgments, slow start thresholds, NewReno and SACK-based
loss recovery, FACK [MM96], ECN, various corruption-detection
mechanisms, congestion avoidance changes for fairness, use of
multiple parallel flows, pacing, header compression, state
sharing, and ACK congestion control, filtering, and
reconstruction. Although RFC 2488 (see Section 7.3) looks at
standard extensions, this document focuses on more experimental
means of performance enhancement.
RFC 3135 I: "Performance Enhancing Proxies Intended to Mitigate Link-
Related Degradations" (June 2001)
From abstract: "This document is a survey of Performance Enhancing
Proxies (PEPs) often employed to improve degraded TCP performance
caused by characteristics of specific link environments, for
example, in satellite, wireless WAN, and wireless LAN
environments. Different types of Performance Enhancing Proxies
are described as well as the mechanisms used to improve
performance." [RFC3135]
RFC 3150 B: "End-to-end Performance Implications of Slow Links" (July
2001)
From abstract: "This document makes performance-related
recommendations for users of network paths that traverse "very low
bit-rate" links....This recommendation may be useful in any
network where hosts can saturate available bandwidth, but the
design space for this recommendation explicitly includes
connections that traverse 56 Kb/second modem links or 4.8 Kb/
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second wireless access links - both of which are widely deployed."
[RFC3150]
RFC 3155 B: "End-to-end Performance Implications of Links with
Errors" (August 2001)
From abstract: "This document discusses the specific TCP
mechanisms that are problematic in environments with high
uncorrected error rates, and discusses what can be done to
mitigate the problems without introducing intermediate devices
into the connection." [RFC3155]
RFC 3366 B: "Advice to link designers on link Automatic Repeat
reQuest (ARQ)" (August 2002)
From abstract: "This document provides advice to the designers of
digital communication equipment and link-layer protocols employing
link-layer Automatic Repeat reQuest (ARQ) techniques. This
document presumes that the designers wish to support Internet
protocols, but may be unfamiliar with the architecture of the
Internet and with the implications of their design choices for the
performance and efficiency of Internet traffic carried over their
links." [RFC3366]
RFC 3449 B: "TCP Performance Implications of Network Path Asymmetry"
(December 2002)
From abstract: "This document describes TCP performance problems
that arise because of asymmetric effects. These problems arise in
several access networks, including bandwidth-asymmetric networks
and packet radio subnetworks, for different underlying reasons.
However, the end result on TCP performance is the same in both
cases: performance often degrades significantly because of
imperfection and variability in the ACK feedback from the receiver
to the sender.
The document details several mitigations to these effects, which
have either been proposed or evaluated in the literature, or are
currently deployed in networks." [RFC3449]
RFC 3481 B: "TCP over Second (2.5G) and Third (3G) Generation
Wireless Networks" (February 2003)
From abstract: "This document describes a profile for optimizing
TCP to adapt so that it handles paths including second (2.5G) and
third (3G) generation wireless networks." [RFC3481]
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RFC 3819 B: "Advice for Internet Subnetwork Designers" (July 2004)
This document [RFC3819] describes how TCP performance can be
negatively affected by some particular lower-layer behaviors and
provides guidance in designing lower-layer networks and protocols
to be amicable to TCP. RFC 3366 (see Section 7.3) specifically
focuses on ARQ mechanisms, while RFC 3819 more widely covers
additional aspects of the underlying layers
7.4. Guidance for Developing, Analyzing, and Evaluating TCP
Documents in this section give general guidance for developing,
analyzing, and evaluating TCP. Some of the documents discuss for
example the properties of congestion control protocols that are
"safe" for Internet deployment, as well as how to measure the
properties of congestion control mechanisms and transport protocols.
RFC 5033 B: "Specifying New Congestion Control Algorithms" (August
2007)
This document [RFC5033] considers the evaluation of suggested
congestion control algorithms that differ from the principles
outlined in RFC 2914 (see Section 7.2). It is useful for authors
of such algorithms as well as for IETF members reviewing the
associated documents.
RFC 5166 I: "Metrics for the Evaluation of Congestion Control
Mechanisms" (March 2008)
This document [RFC5166] discusses metrics that needs to be
considered when evaluating new or modified congestion control
mechanisms for the Internet. Among others topics, the document
discusses throughput, delay, loss rates, response times, fairness
and robustness for challenging environments.
RFC 6077 I: "Open Research Issues in Internet Congestion Control"
(January 2011)
This RFC [RFC6077] summarizes the main open problems in the domain
of Internet congestion control. As a good starting point for
newcomers, the document describes several new challenges that are
becoming important as the network grows, as well as some issues
that have been known for many years.
RFC 6181 I: "Threat Analysis for TCP Extensions for Multipath
Operation with Multiple Addresses" (March 2011)
This document [RFC6181] describes a threat analysis for Multipath
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TCP (MPTCP) (see Section 4.7). The document discusses several
types of attacks and provides recommendations for MPTCP designers
how to create an MPTCP specification that is as secure as the
current (single-path) TCP.
RFC 6349 I: "Framework for TCP Throughput Testing" (August 2011)
From abstract: "This document describes a practical methodology
for measuring end-to-end TCP throughput in a managed IP network.
The goal is to provide a better indication in regard to user
experience. In this framework, TCP and IP parameters are
specified to optimize TCP throughput." [RFC6349]
7.5. Implementation Advice
RFC 794 U: "PRE-EMPTION" (September 1981)
This document [RFC0794] clarifies that operating systems need to
manage their limited resources, which may include TCP connection
state, and that these decisions can be made with application
input, but they do not need to be part of the TCP protocol
specification itself.
RFC 879 U: "The TCP Maximum Segment Size and Related Topics"
(November 1983)
Abstract: "This memo discusses the TCP Maximum Segment Size Option
and related topics. The purpose is to clarify some aspects of TCP
and its interaction with IP. This memo is a clarification to the
TCP specification, and contains information that may be considered
as 'advice to implementers'." [RFC0879]
RFC 1071 U: "Computing the Internet Checksum" (September 1988)
(Errata)
This document [RFC1071] lists a number of implementation
techniques for efficiently computing the Internet checksum (used
by TCP).
RFC 1624 I: "Computation of the Internet Checksum via Incremental
Update" (May 1994)
Incrementally updating the Internet checksum is useful to routers
in updating IP checksums. Some middleboxes that alter TCP headers
may also be able to update the TCP checksum incrementally. This
document [RFC1624] expands upon the explanation of the incremental
update procedure in RFC 1071 (see Section 7.5).
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RFC 1936 I: "Implementing the Internet Checksum in Hardware" (April
1996)
This document [RFC1936] describes the motivation for implementing
the Internet checksum in hardware, rather than in software, and
provides an implementation example.
RFC 2525 I: "Known TCP Implementation Problems" (March 1999)
From abstract: "This memo catalogs a number of known TCP
implementation problems. The goal is to improve conditions in the
existing Internet by enhancing the quality of current TCP/IP
implementations." [RFC2525]
RFC 2923 I: "TCP Problems with Path MTU Discovery" (September 2000)
From abstract: "This memo catalogs several known Transmission
Control Protocol (TCP) implementation problems dealing with Path
Maximum Transmission Unit Discovery (PMTUD), including the long-
standing black hole problem, stretch acknowledgments (ACKs) due to
confusion between Maximum Segment Size (MSS) and segment size, and
MSS advertisement based on PMTU." [RFC2923]
RFC 3493 I: "Basic Socket Interface Extensions for IPv6" (February
2003)
This document [RFC3493] describes the de facto standard sockets
API for programming with TCP. This API is implemented nearly
ubiquitously in modern operating systems and programming
languages.
RFC 6056 B: "Recommendations for Transport-Protocol Port
Randomization" (December 2010)
This document [RFC6056] describes a number of simple and efficient
methods for the selection of the client port number. It reduces
the possibility of an attacker guessing the correct five-tuple
(Protocol, Source/Destination Address, Source/Destination Port).
RFC 6191 B: "Reducing the TIME-WAIT State Using TCP timestamps"
(April 2011)
This document [RFC6191] describes the usage of the TCP Timestamps
option (RFC 7323, see Section 3.1) to perform heuristics to
determine whether or not to allow the creation of a new
incarnation of a connection that is in the TIME-WAIT state.
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RFC 6429 I: "TCP Sender Clarification for Persist Condition"
(December 2011)
This document [RFC6429] clarifies the actions that a TCP can take
on connections that are experiencing the Zero Window Probe (ZWP)
condition.
RFC 6897 I: "Multipath TCP (MPTCP) Application Interface
Considerations" (March 2013)
This document [RFC6897] characterizes the impact that Multipath
TCP (MPTCP) (see Section 4.7) may have on applications. It
further discusses compatibility issues of MPTCP in combination
with non-MPTCP-aware applications. Finally, it describes a basic
API that is a simple extension of TCP's interface for MPTCP-aware
applications.
7.6. Tools and Tutorials
RFC 1180 I: "TCP/IP Tutorial" (January 1991) (Errata)
This document [RFC1180] is an extremely brief overview of the
TCP/IP protocol suite as a whole. It gives some explanation as to
how and where TCP fits in.
RFC 1470 I: "FYI on a Network Management Tool Catalog: Tools for
Monitoring and Debugging TCP/IP Internets and Interconnected Devices"
(June 1993)
A few of the tools that this document [RFC1470] describes are
still maintained and in use today; for example, ttcp and tcpdump.
However, many of the tools described do not relate specifically to
TCP and are no longer used or easily available.
RFC 2398 I: "Some Testing Tools for TCP Implementors" (August 1998)
This document [RFC2398] describes a number of TCP packet
generation and analysis tools. Although some of these tools are
no longer readily available or widely used, for the most part they
are still relevant and usable.
RFC 5783 I: "Congestion Control in the RFC Series" (February 2010)
This document [RFC5783] provides an overview of RFCs related to
congestion control that have been published so far. The focus of
the document is on end-host-based congestion control.
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7.7. MIB Modules
The first MIB module defined for use with Simple Network Management
Protocol (SNMP) was a single monolithic MIB module, called MIB-I,
defined in RFC 1156. This evolved over time to the MIB-II
specification in RFC 1213, which obsoletes RFC 1156. It then became
apparent that having a single monolithic MIB module was not scalable,
given the number and breadth of MIB data definitions that needed to
be included. Thus, additional MIB modules were defined, and those
parts of MIB-II that needed to evolve were split off. Eventually,
the remaining parts of MIB-II were also split off, the TCP-specific
part being documented in RFC 2012. RFC 2012 was obsoleted by RFC
4022, which is the primary TCP MIB document today. For current TCP
implementers, RFC 4022 should be supported.
RFC 1156 S: "Management Information Base for Network Management of
TCP/IP-based Internets" (May 1990)
This document [RFC1156] describes the required MIB fields for TCP
implementations with minor corrections and no technical changes
from RFC 1066, which it obsoletes. This is the standards track
document for MIB-I.
RFC 1213 S: "Management Information Base for Network Management of
TCP/IP-based Internets: MIB-II" (March 1991)
This document [RFC1213] describes the second version of the MIB in
a monolithic form. It is the immediate successor of RFC 1158,
with minor modifications. It obsoletes the MIB-I, defined in RFC
1156 (see Section 7.7).
RFC 2012 S: "SNMPv2 Management Information Base for the Transmission
Control Protocol using SMIv2" (November 1996)
In an update to RFC 1213 (see Section 7.7), this document
[RFC2012] defines the TCP MIB by splitting out the TCP-specific
portions. It is now obsoleted by RFC 4022 (see Section 7.7).
RFC 2452 S: "IP Version 6 Management Information Base for the
Transmission Control Protocol" (December 1998)
This document [RFC2452] augments RFC 2012 (see Section 7.7) by
adding an IPv6-specific connection table. The rest of RFC 2012
holds for any IP version. RFC 2452 is now obsoleted by RFC 4022
(see Section 7.7).
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Although it is a standards track document, RFC 2452 is considered
a historic mistake by the MIB community, as it is based on the
idea of parallel IPv4 and IPv6 structures. Although IPv6 requires
new structures, the community has decided to define a single
generic structure for both IPv4 and IPv6. This will aid in
definition, implementation, and transition between IPv4 and IPv6.
RFC 4022 S: "Management Information Base for the Transmission Control
Protocol (TCP)" (March 2005)
This document [RFC4022] obsoletes RFC 2012 (see Section 7.7) and
RFC 2452 (see Section 7.7) and specifies the current standard for
the TCP MIB that should be deployed.
RFC 4898 S: "TCP Extended Statistics MIB" (May 2007)
This document [RFC4898] describes extended performance statistics
for TCP. They are designed to use TCP's ideal vantage point to
diagnose performance problems in both the network and the
application.
7.8. Case Studies
RFC 700 U: "A Protocol Experiment" (August 1974)
This document [RFC0700] presents a field report about the
deployment of a very early version of TCP, the so-called INWN #39
protocol, which is originally described by Cerf and Kahn in INWG
Note #39 [CK73] to use a PDP-11 line printer via the ARPANET.
RFC 889 U: "Internet Delay Experiments" (December 1983)
This document [RFC0889] is a status report about experiments
concerning the TCP retransmission timeout calculation and also
provides advices for implementers.
RFC 1337 I: "TIME-WAIT Assassination Hazards in TCP" (May 1992)
This document [RFC1337] points out a problem with acting on
received reset segments while one is in the TIME-WAIT state. The
main recommendation is that hosts in TIME-WAIT ignore resets.
This recommendation might not currently be widely implemented.
RFC 2415 I: "Simulation Studies of Increased Initial TCP Window Size"
(September 1998)
This document [RFC2415] presents results of some simulations using
TCP initial windows greater than 1 segment. The analysis
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indicates that user-perceived performance can be improved by
increasing the initial window to 3 segments.
RFC 2416 I: "When TCP Starts Up With Four Packets Into Only Three
Buffers" (September 1998)
This document [RFC2416] uses simulation results to clear up some
concerns about using an initial window of 4 segments when the
network path has less provisioning.
RFC 2884 I: "Performance Evaluation of Explicit Congestion
Notification (ECN) in IP Networks" (July 2000)
This document [RFC2884] describes experimental results that show
some improvements to the performance of both short- and long-lived
connections due to ECN.
8. Undocumented TCP Features
There are a few important implementation tactics for the TCP that
have not yet been described in any RFC. Although this roadmap is
primarily concerned with mapping the TCP RFCs, this section is
included because an implementer needs to be aware of these important
issues.
Header Prediction
Header prediction is a trick to speed up the processing of
segments. Van Jacobson and Mike Karels developed the technique in
the late 1980s. The basic idea is that some processing time can
be saved when most of a segment's fields can be predicted from
previous segments. A good description of this was sent to the
TCP-IP mailing list by Van Jacobson on March 9, 1988:
"Quite a bit of the speedup comes from an algorithm that we ('we'
refers to collaborator Mike Karels and myself) are calling "header
prediction". The idea is that if you're in the middle of a bulk
data transfer and have just seen a packet, you know what the next
packet is going to look like: It will look just like the current
packet with either the sequence number or ack number updated
(depending on whether you're the sender or receiver). Combining
this with the "Use hints" epigram from Butler Lampson's classic
"Epigrams for System Designers", you start to think of the tcp
state (rcv.nxt, snd.una, etc.) as "hints" about what the next
packet should look like.
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If you arrange those "hints" so they match the layout of a tcp
packet header, it takes a single 14-byte compare to see if your
prediction is correct (3 longword compares to pick up the send &
ack sequence numbers, header length, flags and window, plus a
short compare on the length). If the prediction is correct,
there's a single test on the length to see if you're the sender or
receiver followed by the appropriate processing. E.g., if the
length is non-zero (you're the receiver), checksum and append the
data to the socket buffer then wake any process that's sleeping on
the buffer. Update rcv.nxt by the length of this packet (this
updates your "prediction" of the next packet). Check if you can
handle another packet the same size as the current one. If not,
set one of the unused flag bits in your header prediction to
guarantee that the prediction will fail on the next packet and
force you to go through full protocol processing. Otherwise,
you're done with this packet. So, the *total* tcp protocol
processing, exclusive of checksumming, is on the order of 6
compares and an add."
Forward Acknowledgement (FACK)
FACK [MM96] includes an alternate algorithm for triggering fast
retransmit [RFC5681], based on the extent of the SACK scoreboard.
Its goal is to trigger fast retransmit as soon as the receiver's
reassembly queue is larger than the duplicate ACK threshold, as
indicated by the difference between the forward most SACK block
edge and SND.UNA. This algorithm quickly and reliably triggers
fast retransmit in the presence of burst losses -- often on the
first SACK following such a loss. Such a threshold-based
algorithm also triggers fast retransmit immediately in the
presence of any reordering with extent greater than the duplicate
ACK threshold. FACK is implemented in Linux and turned on per
default.
Congestion Control for High Rate Flows
In the last decade significant research effort has been put into
experimental TCP congestion control modifications for obtaining
high throughput with reduced startup and recovery times. Only few
RFCs have been published on some of these modifications, including
HighSpeed TCP [RFC3649] (see Section 4.3), Limited Slow-Start
[RFC3742] (see Section 4.3), and Quick-Start [RFC4782] (see
Section 4.3), but high-rate congestion control mechanisms are
still considered an open issue in congestion control research.
Some other schemes have been published as Internet-Drafts, e.g.
CUBIC [I-D.rhee-tcpm-cubic] (the standard TCP congestion control
algorithm in Linux), Compound TCP [I-D.sridharan-tcpm-ctcp], and
H-TCP [I-D.leith-tcp-htcp] or have been discussed a little by the
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IETF, but much of the work in this area has not been adopted
within the IETF yet, so the majority of this work is outside the
RFC series and may be discussed in other products of the IRTF
Internet Congestion Control Research Group (ICCRG).
9. Security Considerations
This document introduces no new security considerations. Each RFC
listed in this document attempts to address the security
considerations of the specification it contains.
10. IANA Considerations
This document contains no IANA considerations.
11. Acknowledgments
This document grew out of a discussion on the end2end-interest
mailing list, the public list of the End-to-End Research Group of the
IRTF, and continued development under the IETF's TCP Maintenance and
Minor Extensions (TCPM) working group. We thank Mark Allman, Yuchung
Cheng, Ted Faber, Fairhurst, Sally Floyd, Janardhan Iyengar, Reiner
Ludwig, Pekka Savola, and Joe Touch for their contributions, in
particular. Keith McCloghrie provided some useful notes and
clarification on the various MIB-related RFCs.
12. References
12.1. Normative References
[I-D.ietf-tcpm-1323bis]
Borman, D., Braden, R., Jacobson, V., and R.
Scheffenegger, "TCP Extensions for High Performance",
draft-ietf-tcpm-1323bis-21 (work in progress), April 2014.
[I-D.ietf-tcpm-fastopen]
Cheng, Y., Chu, J., Radhakrishnan, S., and A. Jain, "TCP
Fast Open", draft-ietf-tcpm-fastopen-09 (work in
progress), July 2014.
[RFC0675] Cerf, V., Dalal, Y., and C. Sunshine, "Specification of
Internet Transmission Control Program", RFC 675,
December 1974.
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[RFC0700] Mader, E., Plummer, W., and R. Tomlinson, "Protocol
experiment", RFC 700, August 1974.
[RFC0721] Garlick, L., "Out-of-Band Control Signals in a Host-to-
Host Protocol", RFC 721, September 1976.
[RFC0761] Postel, J., "DoD standard Transmission Control Protocol",
RFC 761, January 1980.
[RFC0793] Postel, J., "Transmission Control Protocol", STD 7,
RFC 793, September 1981.
[RFC0794] Cerf, V., "Pre-emption", RFC 794, September 1981.
[RFC0813] Clark, D., "Window and Acknowledgement Strategy in TCP",
RFC 813, July 1982.
[RFC0814] Clark, D., "Name, addresses, ports, and routes", RFC 814,
July 1982.
[RFC0816] Clark, D., "Fault isolation and recovery", RFC 816,
July 1982.
[RFC0817] Clark, D., "Modularity and efficiency in protocol
implementation", RFC 817, July 1982.
[RFC0872] Padlipsky, M., "TCP-on-a-LAN", RFC 872, September 1982.
[RFC0879] Postel, J., "TCP maximum segment size and related topics",
RFC 879, November 1983.
[RFC0889] Mills, D., "Internet delay experiments", RFC 889,
December 1983.
[RFC0896] Nagle, J., "Congestion control in IP/TCP internetworks",
RFC 896, January 1984.
[RFC0964] Sidhu, D. and T. Blumer, "Some problems with the
specification of the Military Standard Transmission
Control Protocol", RFC 964, November 1985.
[RFC1071] Braden, R., Borman, D., Partridge, C., and W. Plummer,
"Computing the Internet checksum", RFC 1071,
September 1988.
[RFC1078] Lottor, M., "TCP port service Multiplexer (TCPMUX)",
RFC 1078, November 1988.
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[RFC1106] Fox, R., "TCP big window and NAK options", RFC 1106,
June 1989.
[RFC1110] McKenzie, A., "Problem with the TCP big window option",
RFC 1110, August 1989.
[RFC1122] Braden, R., "Requirements for Internet Hosts -
Communication Layers", STD 3, RFC 1122, October 1989.
[RFC1144] Jacobson, V., "Compressing TCP/IP headers for low-speed
serial links", RFC 1144, February 1990.
[RFC1146] Zweig, J. and C. Partridge, "TCP alternate checksum
options", RFC 1146, March 1990.
[RFC1156] McCloghrie, K. and M. Rose, "Management Information Base
for network management of TCP/IP-based internets",
RFC 1156, May 1990.
[RFC1180] Socolofsky, T. and C. Kale, "TCP/IP tutorial", RFC 1180,
January 1991.
[RFC1191] Mogul, J. and S. Deering, "Path MTU discovery", RFC 1191,
November 1990.
[RFC1213] McCloghrie, K. and M. Rose, "Management Information Base
for Network Management of TCP/IP-based internets:MIB-II",
STD 17, RFC 1213, March 1991.
[RFC1263] O'Malley, S. and L. Peterson, "TCP Extensions Considered
Harmful", RFC 1263, October 1991.
[RFC1337] Braden, B., "TIME-WAIT Assassination Hazards in TCP",
RFC 1337, May 1992.
[RFC1379] Braden, B., "Extending TCP for Transactions -- Concepts",
RFC 1379, November 1992.
[RFC1470] Enger, R. and J. Reynolds, "FYI on a Network Management
Tool Catalog: Tools for Monitoring and Debugging TCP/IP
Internets and Interconnected Devices", RFC 1470,
June 1993.
[RFC1624] Rijsinghani, A., "Computation of the Internet Checksum via
Incremental Update", RFC 1624, May 1994.
[RFC1644] Braden, B., "T/TCP -- TCP Extensions for Transactions
Functional Specification", RFC 1644, July 1994.
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[RFC1693] Connolly, T., Amer, P., and P. Conrad, "An Extension to
TCP : Partial Order Service", RFC 1693, November 1994.
[RFC1705] Carlson, R. and D. Ficarella, "Six Virtual Inches to the
Left: The Problem with IPng", RFC 1705, October 1994.
[RFC1936] Touch, J. and B. Parham, "Implementing the Internet
Checksum in Hardware", RFC 1936, April 1996.
[RFC1958] Carpenter, B., "Architectural Principles of the Internet",
RFC 1958, June 1996.
[RFC1981] McCann, J., Deering, S., and J. Mogul, "Path MTU Discovery
for IP version 6", RFC 1981, August 1996.
[RFC2012] McCloghrie, K., "SNMPv2 Management Information Base for
the Transmission Control Protocol using SMIv2", RFC 2012,
November 1996.
[RFC2018] Mathis, M., Mahdavi, J., Floyd, S., and A. Romanow, "TCP
Selective Acknowledgment Options", RFC 2018, October 1996.
[RFC2140] Touch, J., "TCP Control Block Interdependence", RFC 2140,
April 1997.
[RFC2398] Parker, S. and C. Schmechel, "Some Testing Tools for TCP
Implementors", RFC 2398, August 1998.
[RFC2415] Poduri, K., "Simulation Studies of Increased Initial TCP
Window Size", RFC 2415, September 1998.
[RFC2416] Shepard, T. and C. Partridge, "When TCP Starts Up With
Four Packets Into Only Three Buffers", RFC 2416,
September 1998.
[RFC2452] Daniele, M., "IP Version 6 Management Information Base for
the Transmission Control Protocol", RFC 2452,
December 1998.
[RFC2460] Deering, S. and R. Hinden, "Internet Protocol, Version 6
(IPv6) Specification", RFC 2460, December 1998.
[RFC2488] Allman, M., Glover, D., and L. Sanchez, "Enhancing TCP
Over Satellite Channels using Standard Mechanisms",
BCP 28, RFC 2488, January 1999.
[RFC2525] Paxson, V., Dawson, S., Fenner, W., Griner, J., Heavens,
I., Lahey, K., Semke, J., and B. Volz, "Known TCP
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Implementation Problems", RFC 2525, March 1999.
[RFC2675] Borman, D., Deering, S., and R. Hinden, "IPv6 Jumbograms",
RFC 2675, August 1999.
[RFC2757] Montenegro, G., Dawkins, S., Kojo, M., Magret, V., and N.
Vaidya, "Long Thin Networks", RFC 2757, January 2000.
[RFC2760] Allman, M., Dawkins, S., Glover, D., Griner, J., Tran, D.,
Henderson, T., Heidemann, J., Touch, J., Kruse, H.,
Ostermann, S., Scott, K., and J. Semke, "Ongoing TCP
Research Related to Satellites", RFC 2760, February 2000.
[RFC2780] Bradner, S. and V. Paxson, "IANA Allocation Guidelines For
Values In the Internet Protocol and Related Headers",
BCP 37, RFC 2780, March 2000.
[RFC2861] Handley, M., Padhye, J., and S. Floyd, "TCP Congestion
Window Validation", RFC 2861, June 2000.
[RFC2873] Xiao, X., Hannan, A., Paxson, V., and E. Crabbe, "TCP
Processing of the IPv4 Precedence Field", RFC 2873,
June 2000.
[RFC2883] Floyd, S., Mahdavi, J., Mathis, M., and M. Podolsky, "An
Extension to the Selective Acknowledgement (SACK) Option
for TCP", RFC 2883, July 2000.
[RFC2884] Hadi Salim, J. and U. Ahmed, "Performance Evaluation of
Explicit Congestion Notification (ECN) in IP Networks",
RFC 2884, July 2000.
[RFC2914] Floyd, S., "Congestion Control Principles", BCP 41,
RFC 2914, September 2000.
[RFC2923] Lahey, K., "TCP Problems with Path MTU Discovery",
RFC 2923, September 2000.
[RFC3042] Allman, M., Balakrishnan, H., and S. Floyd, "Enhancing
TCP's Loss Recovery Using Limited Transmit", RFC 3042,
January 2001.
[RFC3124] Balakrishnan, H. and S. Seshan, "The Congestion Manager",
RFC 3124, June 2001.
[RFC3135] Border, J., Kojo, M., Griner, J., Montenegro, G., and Z.
Shelby, "Performance Enhancing Proxies Intended to
Mitigate Link-Related Degradations", RFC 3135, June 2001.
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[RFC3150] Dawkins, S., Montenegro, G., Kojo, M., and V. Magret,
"End-to-end Performance Implications of Slow Links",
BCP 48, RFC 3150, July 2001.
[RFC3155] Dawkins, S., Montenegro, G., Kojo, M., Magret, V., and N.
Vaidya, "End-to-end Performance Implications of Links with
Errors", BCP 50, RFC 3155, August 2001.
[RFC3168] Ramakrishnan, K., Floyd, S., and D. Black, "The Addition
of Explicit Congestion Notification (ECN) to IP",
RFC 3168, September 2001.
[RFC3360] Floyd, S., "Inappropriate TCP Resets Considered Harmful",
BCP 60, RFC 3360, August 2002.
[RFC3366] Fairhurst, G. and L. Wood, "Advice to link designers on
link Automatic Repeat reQuest (ARQ)", BCP 62, RFC 3366,
August 2002.
[RFC3390] Allman, M., Floyd, S., and C. Partridge, "Increasing TCP's
Initial Window", RFC 3390, October 2002.
[RFC3439] Bush, R. and D. Meyer, "Some Internet Architectural
Guidelines and Philosophy", RFC 3439, December 2002.
[RFC3449] Balakrishnan, H., Padmanabhan, V., Fairhurst, G., and M.
Sooriyabandara, "TCP Performance Implications of Network
Path Asymmetry", BCP 69, RFC 3449, December 2002.
[RFC3465] Allman, M., "TCP Congestion Control with Appropriate Byte
Counting (ABC)", RFC 3465, February 2003.
[RFC3481] Inamura, H., Montenegro, G., Ludwig, R., Gurtov, A., and
F. Khafizov, "TCP over Second (2.5G) and Third (3G)
Generation Wireless Networks", BCP 71, RFC 3481,
February 2003.
[RFC3493] Gilligan, R., Thomson, S., Bound, J., McCann, J., and W.
Stevens, "Basic Socket Interface Extensions for IPv6",
RFC 3493, February 2003.
[RFC3522] Ludwig, R. and M. Meyer, "The Eifel Detection Algorithm
for TCP", RFC 3522, April 2003.
[RFC3540] Spring, N., Wetherall, D., and D. Ely, "Robust Explicit
Congestion Notification (ECN) Signaling with Nonces",
RFC 3540, June 2003.
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[RFC3649] Floyd, S., "HighSpeed TCP for Large Congestion Windows",
RFC 3649, December 2003.
[RFC3708] Blanton, E. and M. Allman, "Using TCP Duplicate Selective
Acknowledgement (DSACKs) and Stream Control Transmission
Protocol (SCTP) Duplicate Transmission Sequence Numbers
(TSNs) to Detect Spurious Retransmissions", RFC 3708,
February 2004.
[RFC3742] Floyd, S., "Limited Slow-Start for TCP with Large
Congestion Windows", RFC 3742, March 2004.
[RFC3819] Karn, P., Bormann, C., Fairhurst, G., Grossman, D.,
Ludwig, R., Mahdavi, J., Montenegro, G., Touch, J., and L.
Wood, "Advice for Internet Subnetwork Designers", BCP 89,
RFC 3819, July 2004.
[RFC4015] Ludwig, R. and A. Gurtov, "The Eifel Response Algorithm
for TCP", RFC 4015, February 2005.
[RFC4022] Raghunarayan, R., "Management Information Base for the
Transmission Control Protocol (TCP)", RFC 4022,
March 2005.
[RFC4653] Bhandarkar, S., Reddy, A., Allman, M., and E. Blanton,
"Improving the Robustness of TCP to Non-Congestion
Events", RFC 4653, August 2006.
[RFC4727] Fenner, B., "Experimental Values In IPv4, IPv6, ICMPv4,
ICMPv6, UDP, and TCP Headers", RFC 4727, November 2006.
[RFC4774] Floyd, S., "Specifying Alternate Semantics for the
Explicit Congestion Notification (ECN) Field", BCP 124,
RFC 4774, November 2006.
[RFC4782] Floyd, S., Allman, M., Jain, A., and P. Sarolahti, "Quick-
Start for TCP and IP", RFC 4782, January 2007.
[RFC4821] Mathis, M. and J. Heffner, "Packetization Layer Path MTU
Discovery", RFC 4821, March 2007.
[RFC4898] Mathis, M., Heffner, J., and R. Raghunarayan, "TCP
Extended Statistics MIB", RFC 4898, May 2007.
[RFC4953] Touch, J., "Defending TCP Against Spoofing Attacks",
RFC 4953, July 2007.
[RFC4987] Eddy, W., "TCP SYN Flooding Attacks and Common
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Mitigations", RFC 4987, August 2007.
[RFC5033] Floyd, S. and M. Allman, "Specifying New Congestion
Control Algorithms", BCP 133, RFC 5033, August 2007.
[RFC5166] Floyd, S., "Metrics for the Evaluation of Congestion
Control Mechanisms", RFC 5166, March 2008.
[RFC5461] Gont, F., "TCP's Reaction to Soft Errors", RFC 5461,
February 2009.
[RFC5482] Eggert, L. and F. Gont, "TCP User Timeout Option",
RFC 5482, March 2009.
[RFC5562] Kuzmanovic, A., Mondal, A., Floyd, S., and K.
Ramakrishnan, "Adding Explicit Congestion Notification
(ECN) Capability to TCP's SYN/ACK Packets", RFC 5562,
June 2009.
[RFC5681] Allman, M., Paxson, V., and E. Blanton, "TCP Congestion
Control", RFC 5681, September 2009.
[RFC5682] Sarolahti, P., Kojo, M., Yamamoto, K., and M. Hata,
"Forward RTO-Recovery (F-RTO): An Algorithm for Detecting
Spurious Retransmission Timeouts with TCP", RFC 5682,
September 2009.
[RFC5690] Floyd, S., Arcia, A., Ros, D., and J. Iyengar, "Adding
Acknowledgement Congestion Control to TCP", RFC 5690,
February 2010.
[RFC5783] Welzl, M. and W. Eddy, "Congestion Control in the RFC
Series", RFC 5783, February 2010.
[RFC5827] Allman, M., Avrachenkov, K., Ayesta, U., Blanton, J., and
P. Hurtig, "Early Retransmit for TCP and Stream Control
Transmission Protocol (SCTP)", RFC 5827, May 2010.
[RFC5925] Touch, J., Mankin, A., and R. Bonica, "The TCP
Authentication Option", RFC 5925, June 2010.
[RFC5926] Lebovitz, G. and E. Rescorla, "Cryptographic Algorithms
for the TCP Authentication Option (TCP-AO)", RFC 5926,
June 2010.
[RFC5927] Gont, F., "ICMP Attacks against TCP", RFC 5927, July 2010.
[RFC5961] Ramaiah, A., Stewart, R., and M. Dalal, "Improving TCP's
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Robustness to Blind In-Window Attacks", RFC 5961,
August 2010.
[RFC6013] Simpson, W., "TCP Cookie Transactions (TCPCT)", RFC 6013,
January 2011.
[RFC6056] Larsen, M. and F. Gont, "Recommendations for Transport-
Protocol Port Randomization", BCP 156, RFC 6056,
January 2011.
[RFC6069] Zimmermann, A. and A. Hannemann, "Making TCP More Robust
to Long Connectivity Disruptions (TCP-LCD)", RFC 6069,
December 2010.
[RFC6077] Papadimitriou, D., Welzl, M., Scharf, M., and B. Briscoe,
"Open Research Issues in Internet Congestion Control",
RFC 6077, February 2011.
[RFC6093] Gont, F. and A. Yourtchenko, "On the Implementation of the
TCP Urgent Mechanism", RFC 6093, January 2011.
[RFC6181] Bagnulo, M., "Threat Analysis for TCP Extensions for
Multipath Operation with Multiple Addresses", RFC 6181,
March 2011.
[RFC6182] Ford, A., Raiciu, C., Handley, M., Barre, S., and J.
Iyengar, "Architectural Guidelines for Multipath TCP
Development", RFC 6182, March 2011.
[RFC6191] Gont, F., "Reducing the TIME-WAIT State Using TCP
Timestamps", BCP 159, RFC 6191, April 2011.
[RFC6247] Eggert, L., "Moving the Undeployed TCP Extensions RFC
1072, RFC 1106, RFC 1110, RFC 1145, RFC 1146, RFC 1379,
RFC 1644, and RFC 1693 to Historic Status", RFC 6247,
May 2011.
[RFC6298] Paxson, V., Allman, M., Chu, J., and M. Sargent,
"Computing TCP's Retransmission Timer", RFC 6298,
June 2011.
[RFC6335] Cotton, M., Eggert, L., Touch, J., Westerlund, M., and S.
Cheshire, "Internet Assigned Numbers Authority (IANA)
Procedures for the Management of the Service Name and
Transport Protocol Port Number Registry", BCP 165,
RFC 6335, August 2011.
[RFC6349] Constantine, B., Forget, G., Geib, R., and R. Schrage,
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"Framework for TCP Throughput Testing", RFC 6349,
August 2011.
[RFC6356] Raiciu, C., Handley, M., and D. Wischik, "Coupled
Congestion Control for Multipath Transport Protocols",
RFC 6356, October 2011.
[RFC6429] Bashyam, M., Jethanandani, M., and A. Ramaiah, "TCP Sender
Clarification for Persist Condition", RFC 6429,
December 2011.
[RFC6528] Gont, F. and S. Bellovin, "Defending against Sequence
Number Attacks", RFC 6528, February 2012.
[RFC6582] Henderson, T., Floyd, S., Gurtov, A., and Y. Nishida, "The
NewReno Modification to TCP's Fast Recovery Algorithm",
RFC 6582, April 2012.
[RFC6633] Gont, F., "Deprecation of ICMP Source Quench Messages",
RFC 6633, May 2012.
[RFC6675] Blanton, E., Allman, M., Wang, L., Jarvinen, I., Kojo, M.,
and Y. Nishida, "A Conservative Loss Recovery Algorithm
Based on Selective Acknowledgment (SACK) for TCP",
RFC 6675, August 2012.
[RFC6691] Borman, D., "TCP Options and Maximum Segment Size (MSS)",
RFC 6691, July 2012.
[RFC6824] Ford, A., Raiciu, C., Handley, M., and O. Bonaventure,
"TCP Extensions for Multipath Operation with Multiple
Addresses", RFC 6824, January 2013.
[RFC6846] Pelletier, G., Sandlund, K., Jonsson, L-E., and M. West,
"RObust Header Compression (ROHC): A Profile for TCP/IP
(ROHC-TCP)", RFC 6846, January 2013.
[RFC6897] Scharf, M. and A. Ford, "Multipath TCP (MPTCP) Application
Interface Considerations", RFC 6897, March 2013.
[RFC6928] Chu, J., Dukkipati, N., Cheng, Y., and M. Mathis,
"Increasing TCP's Initial Window", RFC 6928, April 2013.
[RFC6937] Mathis, M., Dukkipati, N., and Y. Cheng, "Proportional
Rate Reduction for TCP", RFC 6937, May 2013.
[RFC6994] Touch, J., "Shared Use of Experimental TCP Options",
RFC 6994, August 2013.
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12.2. Informative References
[CK73] Cerf, V. and R. Kahn, "Towards Protocols for Internetwork
Communication", IFIP/TC6.1, NIC 18764, INWG 39,
September 1973.
[Errata] "RFC Editor - RFC Errata",
<http://www.rfc-editor.org/errata.php>.
[I-D.leith-tcp-htcp]
Leith, D., "H-TCP: TCP Congestion Control for High
Bandwidth-Delay Product Paths", draft-leith-tcp-htcp-06
(work in progress), April 2008.
[I-D.rhee-tcpm-cubic]
Rhee, I., Xu, L., and S. Ha, "CUBIC for Fast Long-Distance
Networks", draft-rhee-tcpm-cubic-02 (work in progress),
August 2008.
[I-D.sridharan-tcpm-ctcp]
Sridharan, M., Tan, K., Bansal, D., and D. Thaler,
"Compound TCP: A New TCP Congestion Control for High-Speed
and Long Distance Networks", draft-sridharan-tcpm-ctcp-02
(work in progress), November 2008.
[JK92] Jacobson, V. and M. Karels, "Congestion Avoidance and
Control", This paper is a revised version of [Jac88], that
includes an additional appendix. This paper has not been
traditionally published, but is currently available at
ftp://ftp.ee.lbl.gov/papers/congavoid.ps.Z. 1992.
[Jac88] Jacobson, V., "Congestion Avoidance and Control", ACM
SIGCOMM 1988 Proceedings, in ACM Computer Communication
Review, 18 (4), pp. 314-329, August 1988.
[KP87] Karn, P. and C. Partridge, "Round Trip Time Estimation",
ACM SIGCOMM 1987 Proceedings, in ACM Computer
Communication Review, 17 (5), pp. 2-7, August 1987.
[MAF04] Medina, A., Allman, M., and S. Floyd, "Measuring the
Evolution of Transport Protocols in the Internet", ACM
Computer Communication Review, 35 (2), April 2005.
[MM96] Mathis, M. and J. Mahdavi, "Forward Acknowledgement:
Refining TCP Congestion Control", ACM SIGCOMM 1996
Proceedings, in ACM Computer Communication Review 26 (4),
pp. 281-292, October 1996.
Duke, et al. Expires February 13, 2015 [Page 50]
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[RFC1016] Prue, W. and J. Postel, "Something a host could do with
source quench: The Source Quench Introduced Delay
(SQuID)", RFC 1016, July 1987.
[RFC2026] Bradner, S., "The Internet Standards Process -- Revision
3", BCP 9, RFC 2026, October 1996.
[RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
Requirement Levels", BCP 14, RFC 2119, March 1997.
[RFC2474] Nichols, K., Blake, S., Baker, F., and D. Black,
"Definition of the Differentiated Services Field (DS
Field) in the IPv4 and IPv6 Headers", RFC 2474,
December 1998.
[RFC3758] Stewart, R., Ramalho, M., Xie, Q., Tuexen, M., and P.
Conrad, "Stream Control Transmission Protocol (SCTP)
Partial Reliability Extension", RFC 3758, May 2004.
[RFC4340] Kohler, E., Handley, M., and S. Floyd, "Datagram
Congestion Control Protocol (DCCP)", RFC 4340, March 2006.
[RFC4341] Floyd, S. and E. Kohler, "Profile for Datagram Congestion
Control Protocol (DCCP) Congestion Control ID 2: TCP-like
Congestion Control", RFC 4341, March 2006.
[RFC6115] Li, T., "Recommendation for a Routing Architecture",
RFC 6115, February 2011.
[SCWA99] Savage, S., Cardwell, N., Wetherall, D., and T. Anderson,
"TCP Congestion Control with a Misbehaving Receiver", ACM
Computer Communication Review, 29 (5), pp. 71-78,
October 1999.
Authors' Addresses
Martin Duke
F5 Networks
401 Elliott Ave W
Seattle, WA 98119
Phone: 206-272-7537
Email: m.duke@f5.com
Duke, et al. Expires February 13, 2015 [Page 51]
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Robert Braden
USC Information Sciences Institute
Marina del Rey, CA 90292-6695
Phone: 310-448-9173
Email: braden@isi.edu
Wesley M. Eddy
MTI Systems
MS 500-ASRC; 21000 Brookpark Rd
Cleveland, OH 44135
Phone: 216-433-6682
Email: wes@mti-systems.com
Ethan Blanton
Email: elb@psg.com
Alexander Zimmermann
NetApp, Inc.
Sonnenallee 1
Kirchheim 85551
Germany
Phone: +49 89 900594712
Email: alexander.zimmermann@netapp.com
Duke, et al. Expires February 13, 2015 [Page 52]
